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— --re 
JUN    3    1988 


The 


wtfORTH  CAROLINA 

REGISTER 


IN  THIS  ISSUE 


■mru 


EXECUTIVE  ORDER 

PROPOSED  RULES 

Administration 

Examiners  Electrical  Contractors 

Insurance 

FINAL  OF  RULES 
Transportation 


^V/STRN^ 


ISSUE  DATE:  JUNE  1,  1988 

Volume  3  •  Issue  5  •  Pages  146-184 


INFORMATION  ABOUT  THE  NORTH  CAROLINA  REGISTER  AND  ADMINISTRATIVE  CODE 


NORTH  CAROLINA  REGISTER 

The  North  Carolina  Register  is  published  bi-monthly 
and  contains  information  relating  to  agency,  executive, 
legislative  and  judicial  actions  required  by  or  affecting 
Chapter  150B  of  the  General  Statutes.  All  proposed,  ad- 
ministrative rules  and  amendments  filed  under  Chapter 
150B  must  be  published  in  the  Register.  The  Register 
will  typically  comprise  approximately  fifty  pages  per 
issue  of  legal  text. 

State  law  requires  that  a  copy  of  each  issue  be  pro- 
vided free  of  charge  to  each  county  in  the  state  and  to 
various  state  officials  and  institutions.  The  North 
Carolina  Register  is  available  by  yearly  subscription  at 
a  cost  of  ninety-five  dollars  ($95.00)  for  24  issues. 

Requests  for  subscriptions  to  the  North  Carolina 
Register  should  be  directed  to  the  Office  of  Ad- 
ministrative Hearings,  P.  O.  Drawer  1 1666,  Raleigh,  N. 
C.  27604,  Attn:  Subscriptions. 

ADOPTION,  AMENDMENT,  AND  REPEAL  OF 
RULES 

An  agency  intending  to  adopt,  amend,  or  repeal  a  rule 
must  first  publish  notice  of  the  proposed  action  in  the 
North  Carolina  Register.  The  notice  must  include  the 
time  and  place  of  the  public  hearing;  a  statement  of  how 
public  comments  may  be  submitted  to  the  agency  either 
at  the  hearing  or  otherwise;  the  text  of  the  proposed 
rule  or  amendment;  a  reference  to  the  Statutory 
Authority  for  the  action  and  the  proposed  effective  date. 

The  Director  of  the  Office  of  Administrative  Hearings 
has  authority  to  publish  a  summary,  rather  than  the 
full  text,  of  any  amendment  which  is  considered  to  be 
too  lengthy.  In  such  case,  the  full  text  of  the  rule  con- 
taining the  proposed  amendment  will  be  available  for 
public  inspection  at  the  Rules  Division  of  the  Office  of 
Administrative  Hearings  and  at  the  office  of  the  pro- 
mulgating agency. 

Unless  a  specific  statute  provides  otherwise,  at  least 
30  days  must  elapse  following  publication  of  the  pro- 
posal in  the  North  Carolina  Register  before  the  agency 
may  conduct  the  required  public  hearing  and  take  ac- 
tion on  the  proposed  adoption,  amendment  or  repeal. 

When  final  action  is  taken,  the  promulgating  agency 
must  file  any  adopted  or  amended  rule  for  approval  by 
the  Administrative  Rules  Review  Commission.  Upon  ap- 
proval of  ARRC,  the  adopted  or  amended  rule  must  be 
filed  with  the  Office  of  Administrative  Hearings.  If  it 
differs  substantially  from  the  proposed  form  published 
as  part  of  the  public  notice,  upon  request  by  the  agen- 
cy, the  adopted  version  will  again  be  published  in  the 
North  Carolina  Register. 

A  rule,  or  amended  rule  cannot  become  effective 
earlier  than  the  first  day  of  the  second  calendar  month 
after  the  adoption  is  filed  with  the  Office  of  Ad- 
ministrative Hearings  for  publication  in  the  NCAC. 

Proposed  action  on  rules  may  be  withdrawn  by  the 
promulgating  agency  at  any  time  before  final  action  is 
taken  by  the  agency. 

TEMPORARY  RULES 

Under  certain  conditions  of  an  emergency  nature, 
some  agencies  may  issue  temporary  rules.  A  temporary 
rule  becomes  effective  when  adopted  and  remains  in 


effect  for  the  period  specified  in  the  rule  or  180  day; 
whichever  is  less.  An  agency  adopting  a  temporary  rul 
must  begin  normal  rule-making  procedures  on  the  pei 
manent  rule  at  the  same  time  the  temporary  rule  i 
adopted. 

NORTH  CAROLINA  ADMINISTRATIVE  CODE 

The  North  Carolina  Administrative  Code  (NCAC)  i 
a  compilation  and  index  of  the  administrative  rules  c 
25  state  agencies  and  38  occupational  licensing  board; 
The  NCAC  comprises  approximately  15,000  letter  siz< 
single  spaced  pages  of  material  of  which  approximatt 
ly  35%  is  changed  annually.  Compilation  and  public: 
tion  of  the  NCAC  is  mandated  by  G.S.  150B-63(b). 

The  Code  is  divided  into  Titles  and  Chapters.  Eac 
state  agency  is  assigned  a  separate  title  which  is  fu 
ther  broken  down  by  chapters.  Title  21  is  designate 
for  occupational  licensing  boards. 

The  NCAC  is  available  in  two  formats. 

(1)  Single  pages  may  be  obtained  at  a  minimui 
cost  of  two  dollars  and  50  cents  ($2.50)  for  1 
pages  or  less,  plus  fifteen  cents  ($0. 1 5)  per  eac 
additional  page. 

(2)  The  full  publication  consists  of  52  volume 
totaling  in  excess  of  15,000  pages.  It  is  su] 
plemented  monthly  with  replacement  pages, 
one  year  subscription  to  the  full  publication  i 
eluding  supplements  can  be  purchased  f( 
seven  hundred  and  fifty  dollars  ($750.00).  I 
dividual  volumes  may  also  be  purchased  wit 
supplement  service.  Renewal  subscriptions  f( 
supplements  to  the  initial  publication  availabl 

Requests  for  pages  of  rules  or  volumes  of  the  NCA 
should  be  directed  to  the  Office  of  Administrath 
Hearings. 

NOTE 

The  foregoing  is  a  generalized  statement  of  the  pr 
cedures  to  be  followed.  For  specific  statutory  languag 
it  is  suggested  that  Articles  2  and  5  of  Chapter  150B  < 
the  General  Statutes  be  examined  carefully. 


CITATION  TO  THE  NORTH  CAROLINA 
REGISTER 

The  North  Carolina  Register  is  cited  by  volume,  issu 
page  number  and  date.  1:1  NCR  101-201,  April  1,  19i 

refers  to  Volume  1,  Issue  1,  pages  101  through  201 
the  North  Carolina  Register  issued  on  April  1,  1986 


North  Carolina  Register.  Published  bi-monthly  by 
the  Office  of  Administrative  Hearings,  P.O. 
Drawer  1 1666,  Raleigh,  North  Carolina  27604,  pur- 
suant to  Chapter  150B  of  the  General  Statutes. 
Subscriptions  ninety-five  dollars  ($95.00)  per  year. 
North  Carolina  Administrative  Code.  Published 
in  looseleaf  notebooks  with  supplement  service  by 
the  Office  of  Administrative  Hearings,  P.O. 
Drawer  1 1666,  Raleigh,  North  Carolina  27604,  pur- 
suant to  Chapter  150B  of  the  General  Satutes. 
Subscriptions  seven  hundred  and  fifty  dollars 
'$750.00).  Individual  volumes  available. 


NORTH 
CAROLINA 
REGISTER 


ISSUE  CONTENTS 


I.  EXECUTIVE  ORDERS 

Executive  Order  73 


.146 


Office  of  Administrative  Hearings 

P.  O.  Drawer  11666 

Raleigh,  NC    27604 

(919)  733-2678 


II.  PROPOSED  RULES 
Administration 

Youth  Advocacy  and 

Involvement  Office 148 

Insurance 
Fire  and  Rescue 

Services  Division 149 

Licensing  Boards 
Examiners  of  Electrical 

Contractors 151 


Robert  A.  Melott, 

Director 
James  R.  Scarcella  Sr., 

Deputy  Director 
Molly  Mason, 

Assistant  Director 

Staff: 

Ruby  Creech, 

Publications  Coordinator 
Teresa  Kilpatrick, 

Editorial  Assistant 
Jean  Shirley, 

Editorial  Assistant 
Latarsha  Roberts, 

Records  Clerk 


III.  FINAL  RULES 
Transportation 

Division  of  Motor 
Vehicles 


.172 


FV.  CUMULATIVE  FVDEX 183 


NORTH  CAROLINA  REGISTER 

Publication  Deadlines  and  Schedules 

(March  198S  -  March  1989) 


Issue 

Last  Day 

Last  Day 

Earliest 

+ 

Date 

for 

for 

Date  for 

Earliest 

Filing 

Electronic 

Public 

Effective 

Filing 

Hearing  and 
Adoption  by 
Agency 

Date 

*****+** 

++*++*** 

******** 

♦++*♦*+* 

4******4 

03  15  '88 

02  24 '88 

03/02/88 

04/14,88 

07/01/88 

04  04 '88 

03  1 1  88 

03/18/88 

05,04/88 

08/01/88 

04.15/88 

03/25/88 

04'01/88 

05/15/88 

08/01/88 

05;  02  88 

04/11/88 

04/18/88 

06/01/88 

09/01/88 

05/16/88 

04/27/88 

05/03/88 

06/15/88 

09/01/88 

06/01/88 

05 '10/88 

05/17/88 

07/01/88 

10/01/88 

06  1588 

05 '26/88 

06/02/88 

07/15/88 

10/01/88 

07/01/88 

06/10/88 

06/17/88 

07/31/88 

11/01/88 

07/15/88 

06  2488 

07/01/88 

08/14  88 

11/01/88 

08/01/88 

07  11/88 

07/18/88 

08/31/88 

12/01/88 

08  15  88 

07,  26/88 

08/02/88 

09/14/88 

12/01/88 

09/01/88 

08  11  88 

08/18/88 

10/01/88 

01/01/89 

09,  15  88 

08 '26/88 

09/02/88 

10/15/88 

01/01/89 

10,03/88 

09/12/88 

09/19/88 

11/02/88 

02/01/89 

10/14/88 

09/26/88 

10/03/88 

11/13/88 

02/01/89 

11/01/88 

10/11/88 

10/18/88 

12/01/88 

03/01/89 

11   1 5  xs 

10/26/88 

11/02/88 

12/15/88 

03/01/89 

12,01.88 

11/07/88 

11/15/88 

12/31/88 

04/01/89 

12/15/88 

11/23/88 

12/02/88 

01/14/89 

04/01/89 

01/02/89 

12/08/88 

12/15/88 

02/01/89 

05/01/89 

01/16/89 

12/27/88 

01/03/89 

02/15/89 

05/01/89 

02/01/89 

01/10/89 

01/17/89 

03/03/89 

06/01/89 

02/15/89 

01/26/89 

02/02/89 

03/17/89 

06/01/89 

03/01/89 

02/08/89 

02/15/89 

03/31/89 

07/01/89 

03/15/89 

02/21/89 

03/02/89 

04/14/89 

07/01/89 

*  The  "Earliest  Effective  Date"  is  computed  assuming  that  the  public  hearing 
and  adoption  occur  in  the  calendar  month  immediately  following  the  "Issue 
Date",  that  the  agency  files  the  rule  with  The  Administrative  Rules  Review 
Commission  by  the  20lh  of  the  same  calendar  month  and  that  ARRC  approves 
the  rule  at  the  next  calendar  month  meeting. 


EXECUTIVE  ORDER 


EXECUTIVE  ORDER  NUMBER  73 
EMERGENCY  MANAGEMENT  PROGRAM 

WHEREAS,  the  natural  phenomena  such  as 
hurricanes,  floods,  tornadoes,  severe  winter 
weather,  droughts,  earthquakes,  and  man-made 
disasters  such  as  explosions  or  major  electric 
power  failures  are  an  ever-present  danger;  and 

WHEREAS,  potential  enemies  of  the  United 
States  now  possess  the  capability  of  launching 
attacks  and  unprecedented  destruction  upon  this 
State  and  nation,  from  land,  sea  and  air;  and 

WHEREAS,  it  is  the  duty  of  the  Department 
of  Crime  Control  and  Public  Safety  to  provide 
emergency  services  to  protect  the  public  against 
natural  and  man-made  disasters;  and 

WHEREAS,  it  is  the  duty  of  the  Department 
of  Crime  Control  and  Public  Safety  to  insure  the 
preparation,  coordination,  and  readiness  of 
emergency  management  and  military  plans  and 
effective  conduct  of  emergency  operations  by  all 
participating  agencies  in  order  to  sustain  life  and 
prevent,  minimize,  or  remedy  injury  to  persons 
and  damage  to  property  resulting  from  disasters 
caused  by  enemy  attack  or  other  hostile  actions 
or  from  disasters  due  to  natural  or  man-made 
causes;  and 

WHEREAS,  the  Emergency  Management  Act 
of  1977,  as  amended,  N.C.G.S.  166A-1,  et  seq., 
the  North  Carolina  Emergency  War  Powers  Act, 
N.C.G.S.  147-33.1,  et  seq.,  and  Article  36A  of 
Chapter  14  of  the  General  Statutes  confer  upon 
the  Governor  comprehensive  powers  to  be  exer- 
cised in  providing  for  the  common  defense  and 
protection  of  the  lives  and  property  of  the  people 
of  this  State  against  both  man-made  and  natural 
disasters;  and 

WHEREAS,  the  effective  exercise  of  these 
emergency  powers  requires  extensive  initial  plan- 
ning, continued  revision  and  exercising  of  plans, 
assignment  of  Emergency  Management  functions 
prior  to  the  occurrence  of  an  emergency,  the 
training  of  personnel  in  order  to  ensure  a  smooth, 
effective  application  of  governmental  functions 
to  emergency  operations,  and  the  quick  response 
of  all  necessary  State  resources  and 

WHEREAS,  these  Emergency  Management 
functions  are  intended  to  be  and  can  be  accom- 
plished most  effectively  through  those  established 
activities  of  State  and  local  government  whose 
normal  functions  relate  to  those  emergency  ser- 
vices which  would  be  needed; 

NOW,  THEREFORE,  IT  IS  ORDERED: 

Section  1 


In  the  event  the  Governor,  in  the  exercise  of  his 
constitutional  and  statutory  responsibilities,  shall 
deem  it  necessary  to  utilize  the  services  of  more 
than  one  subunit  of  State  Government  to  provide 
protection  to  the  people  from  natural  or  man- 
made  disasters  or  emergencies,  including  but  not 
limited  to  wars,  insurrections,  riots,  civil  disturb- 
ances, or  accidents,  the  Secretary  of  Crime  Con- 
trol and  Public  Safety  under  the  direction  of  the 
Governor,  shall  serve  as  the  chief  coordinating 
officer  for  the  State  between  the  respective  sub- 
units  so  utilized,  as  provided  in  N.C.G.S. 
143B-476. 

Section  2 

Whenever  the  Secretary  of  Crime  Control  and 
Public  Safety  exercises  the  authority  provided  in 
Section  1,  he  shall  be  authorized  to  utilize  and 
allocate  all  available  State  resources  as  are  rea- 
sonably necessary  to  cope  with  the  emergency 
or  disaster,  including  directing  of  personnel  and 
functions  of  State  agencies  or  units  thereof  for  the 
purpose  of  performing  or  facilitating  the  initial 
response  to  the  disaster  or  emergency.  Following 
the  initial  response,  the  Secretary,  in  consultation 
with  the  heads  of  the  State  agencies  which  have 
or  appear  to  have  responsibility  for  dealing  with 
the  emergency  or  disaster,  shall  designate  one  or 
more  lead  agencies  to  be  responsible  for  subse- 
quent phases  of  the  response  to  the  emergency 
or  disaster.  Pending  an  opportunity  to  consult 
with  the  head  of  such  agencies,  the  Secretary  may 
make  interim  lead  agency  designations. 

Section  3 

Every  department  of  State  Government  is  re- 
quired to  report  to  the  Secretary  of  Crime  Con- 
trol and  Public  Safety  by  the  fastest  means 
practicable,  all  natural  or  man-made  disasters  or 
emergencies,  including  but  not  limited  to  wars, 
insurrections,  riots,  civil  disturbances,  or  acci- 
dents which  appear  likely  to  require  the  utiliza- 
tion of  the  services  of  more  than  one  subunit  of 
State  government. 

Section  4 

The  Secretary  of  Crime  Control  and  Public 
Safety  is  hereby  authorized  to  delegate  the  au- 
thority to  utilize  and  allocate  all  available  State 
resources  as  may  be  necessary  to  carry  out  the 
intent  of  this  order. 

Section  5 

An  explanation  of  the  Emergency  Management 
functions  assigned  to  each  State  department,  di- 
vision, subdivision  or  agency  is  contained  in  the 
State  plans  developed  and  published  by  the  Di- 
vision of  Emergency  Management  of  the  North 


NORTH  CAROLINA  REGISTER 


146 


EXECUTIVE  ORDER 


Carolina  Department  of  Crime  Control  and 
Public  Safety  and  the  provisions  of  these  docu- 
ments, including  annexes  attached  thereto,  and 
any  revisions  thereto,  are  specifically  incorpo- 
rated herein  by  reference. 

Section  6 

The  heads  of  the  departments  of  State  Govern- 
ment and  other  agencies  designated  in  said  plans 
are  granted  the  authority  and  charged  with  the 
responsibility  to  develop  supporting  plans  and 
procedures  and  to  execute  upon  order  of  the 
Governor,  the  Secretary  of  Crime  Control  and 
Public  Safety  or  his  designee  the  Emergency 
Management  functions  assigned  to  them  in  said 
plans. 

Section  7 

The  Secretary  of  Cnme  Control  and  Public 
Safety  is  hereby  authorized  to  update  and  peri- 
odically revise  or  cause  to  be  revised  said  plans 
and  supporting  plans  to  the  end  that  they  will  be 
at  all  times  current  and  consistent  with  the  func- 
tions, duties,  and  capabilities  of  a  given  depart- 
ment or  agency. 

Section  8 

I  he  head  of  each  department,  agency,  commis- 
sion   or    office    of    State    Government    that    is 


charged  with  Emergency  Management  responsi- 
bilities shall  designate  personnel  from  said  de- 
partment, agency,  commission,  or  office  to 
perform  liaison  with  all  other  components  of 
State  Government  on  matters  pertaining  to 
Emergency  Management  activities. 

Section  9 

The  heads  of  State  Government  departments 
assigned  Emergency  Management  functions  shall 
prepare  procedures  to  procure  from  govern- 
mental and  private  sources  all  materials,  man- 
power, equipment,  supplies,  and  services  which 
would  be  needed  to  carry  out  these  assigned 
functions.  Each  agency  of  State  Government 
shall  cooperate  with  all  other  agencies  of  State 
Government  to  assure  the  availability  of  re- 
sources in  an  emergency. 

Section  10 

This  Order  shall  supersede  and  cancel  all  previ- 
ous Executive  Orders  on  this  subject. 

Section  1 1 

This  Order  shall  become  effective  immediate. 
Done  in  the  Capital  City  of  Raleigh.  North 
Carolina,  this  the  27th  day  of  April,  1988. 


147 


SORTH  CAROLINA  REGISTER 


PROPOSED  RULES 


TITLE  1     DEPARTMENT  OF 
ADMINISTRATION 


No 


otice  is  hereby  given  in  accordance  with  G.S. 
1  SOB- 1 2  that  the  Department  of  Administration 
intends  to  adopt  regulations  cited  as  1  NCAC  19B 
.0101  -  .0103,  .0201,  .030/  -  .0303. 

1  he  proposed  effective  dale  of  this  action  is  Oc- 
tober 1,  I9S8. 

1  he  public  hearing  will  be  conducted  at  10:00 
a.m.  on  July  6,  19SS  at  Williamsburg  Room,  Ad- 
ministration Building.  1st  Floor,  116  West  Jones 
Street,  Raleigh,  North  Carolina   27603-8003. 


Co 


omment  Procedures:  Any  interested  person 
may  present  his  or  her  views  and  comments  either 
in  writing  prior  to  or  at  the  hearing  or  orally  at  the 
hearing.  Any  person  may  request  information, 
permission  to  be  heard  or  copies  of  the  proposed 
regulations  by  writing  or  calling  Becky  Barbee, 
Department  of  Administration,  116  West  Jones 
Street,  Raleigh,  North  Carolina  27603-8003, 
(919)  733-7232. 

CHAPTER  19 

YOUTH  ADVOCACY  AND  INVOLVEMENT 

OFFICE 

SUBCHAPTER  19B  -  STATE  YOUTH 
INVOLVEMENT  OFFICE 

SECTION  .0100  -  GENERAL  PROVISIONS 

.0101     AUTHORITY  AND  PURPOSE 

The  North  Carolina  Tunc!  for  Children  and 
Families  Commission,  hereinafter  referred  to  as 
eommission,  is  established  by  Fxec.  Order  No. 
27.  The  commission  is  responsible  for  adminis- 
tering the  North  Carolina  Fund  for  Children  and 
Families,  hereinafter  referred  to  as  the  fund, 
which  provides  financial  assistance  to  organiza- 
tions that  manage  community  treatment  pro- 
grams for  abused,  neglected  and  exploited 
children  and  their  families. 

Statutory  Authority  G.S.   143B-10;  Exec.  Order 

No.  27. 

.0102    REQUESTS  FOR  INFORMATION  BY 
HIE  PUBLIC 

Any  citizen,  group,  organization  or  any  unit  of 
government  may  request  in  writing  information 
on  any  action  taken  by  the  commission  by  writ- 
ing to: 


North  Carolina  Fund  for  Children  and  Families 

Commission 

Youth  Advocacy  and  Involvement  Office 

121  West  Jones  Street 

Raleigh,  North  Carolina    27603 

Statutory  Authority  G.S.   I43B-I0;  Exec.  Order 
No.  27. 

.0103    CONFIDENTIALITY  OF  CLIENT 
INFORMATION 

Fach  applicant  applying  for  a  grant  from  the 
Fund  is  responsible  for  maintaining  and  discuss- 
ing client  information  in  such  manner  as  to  pre- 
vent disclosure  of  privileged  communications. 

Statutory  Authority  G.S.  143B-/0;  Exec.  Order 

No.  27. 

SECTION  .0200  -  SELECTION  OF  RECIPIENTS 
FOR  GRANTS 

.0201    SELECTION  CRITERIA 

In  selecting  the  recipients  of  grants  from  the 
fund,  the  commission  shall  take  into  consider- 
ation such  factors  as: 

(1)  General  description  of  the  clients  to  be 
served  or  beneficiaries  of  the  program; 

(2)  Statement  of  clients'  needs  to  be  addressed 
by  the  proposed  program  within  the  ge- 
ographic service  area  of  the  applicant  (ex- 
pressed in  quantitative  terms  to  the  extent 
possible); 

(3)  Statement  of  specific  program  objectives 
designed  to  meet  clients'  needs  and  the 
method(s)  to  be  used  in  accomplishing  these 
objectives; 

(4)  Documentation  that  all  necessary  licenses 
and  credentials  are  possessed  by  personnel 
providing  professional  services; 

(5)  Statement  identifying  the  sources  of  fund- 
ing or  future  funding  and  a  plan  detailing  the 
method(s)  to  be  used  to  obtain  the  funds; 

(6)  Statement  of  cooperation  and  commitment 
to  the  applicant's  program  from  local  com- 
munity agencies  providing  adjunct  services 
including,  but  not  limited  to,  financial  as- 
sistance or  providing  faculties  and  personnel; 

(7)  Letters  from  local  community  agencies 
stating  intent  to  participate  in  the  applicant's 
program; 

(8)  Statement  of  the  monitoring  method(s)  to 
be  used  in  evaluating  the  program  and  re- 
porting its  results; 

(9)  Statement  of  501(c)(3)  exemption  status 
or  unit  of  government; 

(10)    Statement  that  applicant's  budget  is  suffi- 
cient to  support  the  program's  objectives; 


NORTH  CAROLINA  REGISTER 


14S 


PROPOSED  RULES 


(11)  Existence  of  matching  funds  equal  to  25 
percent  of  the  total  grant  requested; 

(12)  Policy  of  non-disenmination  on  the  basis 
of  race,  color,  religion,  sex,  age,  national  or- 
igin or  physical  or  mental  handicap  for  cli- 
ents and  employees  of  the  program 
applicant;  and 

(13)  Geographic  location  of  the  applicant  for 
the  purpose  of  achieving  balanced  distrib- 
ution of  available  funds. 

Statutory  Authority  (7.5.   I43B-10;  Exec.  Order 

So.  27. 


SECTION  .0300 


APPLICATION  PROCESS  AND 
SCHEDULE 


.0301    SCHEDULE 

Completed  grant  applications  must  be  post- 
marked by  March  1 1  of  each  calendar  year. 

Incomplete  grant  applications  will  not  be  con- 
sidered bv  the  commission. 


Statutory 

No.  27. ' 


Authority  G.S.   143B-10;  Exec.  Order 


.0302    RESPONSE 

All  applicants  will  be  notified  in  writing  of  their 
acceptance  or  rejection  within  30  days  of  receipt 
of  the  completed  application.  The  commission 
will  announce  the  recipient(s)  of  the  awards  to 
the  public  within  a  reasonable  and  timely  man- 
ner. 

Statutory  Authority  G.S.   143B-I0;  Exec.  Order 

No.  27. 

.0303    Al  I) IT 

A  certified  audit  will  be  required  from  each 
grant  recipient. 

Statutory  Authority  G.S.   I43B-10;  Exec.  Order 

No.  2^. ' 

TITLE  1 1  -  DEPARTMENT  OF 
INSURANCE 


No 


otice  is  hereby  given  in  accordance  with  G.S. 
I  SOB- 12  that  the  N.C.  Department  of  Insurance 
intends  to  adopt  regulations  cited  as  1 1  NCAC  SB 
.0101  -  .0/03.  .020/  -  .0202.  .030/  -  .0303,  .0401 
-  .0402,  .030/  -  .0502. 

1  he  proposed  effective  dale  of  this  action  is  Oc- 
tober I.  19S8. 


1  he  public  hearing  will  be  conducted  at  10:00 
a.m.  on  July  12.  1988  at  Conference  Room,  Eire 
and  Rescue  Division,  N.C.  Department  of  Insur- 
ance, III  Seaboard  Ave.,  Raleigh,  N.C.  2761 1. 

(^  omment  Procedures:  Oral  comments  may  be 
presented  at  the  public  hearing.  Written  com- 
ments should  be  sent  to  Tim  Bradley,  Executive 
Director,  N.C.  Eire  Commission,  P.O.  Box  26387, 
Raleigh.  N.C.  27611.  Tim  Bradley  may  be 
reached  by  phone  at  (919)  733-543S. 

CHAPTER  5  -  FIRE  AND  RESCUE  SERVICES 
DIVISION 

SUBCHAPTER  5B  -  N.C.  STATE  FIRE 
COMMISSION 

SECTION  .0100  -  GENERAL  PROVISIONS 

.0101     DEFINITIONS 

As  used  in  this  Chapter,  the  following  terms 
shall  be  construed  as  follows: 

(1)  "Fire  Commission"  or  "the  Commission" 
shall  mean  the  North  Carolina  State  Fire 
Commission  of  the  North  Carolina  Depart- 
ment of  Insurance; 

(2)  "Fire  and  Rescue  Division"  or  "tire  and 
rescue"  shall  mean  the  Fire  and  Rescue  Di- 
vision of  the  North  Carolina  Department  of 
Insurance; 

(3)  "Community  College"  shall  mean  the  Fire 
Training  Services  Section  of  the  North 
Carolina  Department  of  Community  Col- 
leges; 

(4)  "FEMA"  shall  mean  the  Federal  Emer- 
gency Management  Agency  of  the  Federal 
Government; 

(5)  "US  Fire  Administration"  or  "USFA"  shall 
mean  the  United  States  Fire  Administration, 
Division  of  the  Federal  Emergency  Man- 
agement Agency; 

(6)  "NFA"  shall  mean  the  National  Fire 
Academy,  Division  of  the  Federal  Emer- 
gency Management  Agency. 

Statutory  Authority  G.S.  58-27.30. 

.0102    PURPOSE 

In  order  to  carry  out  the  duties  of  the  State  Fire 
Commission  as  listed  in  G.S.  58-27.31,  that 
Commission  shall: 

(1)  develop  voluntary  certification  and  profes- 
sional standards  for  all  levels  of  fire  service 
personnel; 

(2)  develop  and  maintain  a  statewide  fire  inci- 
dent reporting  system; 


149 


NORTH  CAROLINA  REGISTER 


PROPOSED  RULES 


(3)  serve  as  the  central  state  clearing  house  for 
all  federal  programs  from  the  USFA,  and 
NFA  involving  fire  prevention  and  control 
programs  that  come  into  North  Carolina; 
and 

(4)  provide  on  a  bi-annual  basis  an  updated 
listing  of  North  Carolina  fire  departments 
and  fire  marshals. 

Statutory    Authority    G.S.    58-27.30;    58-27.31; 
58-27.32. 

.0103    MAILING  ADDRESS 

All  requests  for  information,  assistance,  or 
forms,  and  all  replies,  answers,  supplied  infor- 
mation, etc.,  shall  be  forwarded  to  the  North 
Carolina  Fire  Commission,  P.O.  Box  26387, 
Raleigh,  N.C.  27611. 

Statutory  Authority  G.S.  58-27.34. 

SECTION  .0200  -  MASTER  PLANNING 

.0201    STATE  FIRE  TRAINING 

The  commission  shall  develop  and  monitor  a 
master  plan  which  shall  include  guidelines  for 
training  of  fire  service  personnel  in  North 
Carolina.  These  guidelines  shall  be  consistent 
with  the  needs  of  the  state's  fire  service,  and  shall 
be  continually  monitored  and  updated  to  reflect 
the  training  needs  of  the  state's  fire  service.  Any 
state  agency  involved  in  the  training  of  fire  service 
personnel  shall  submit  to  the  executive  director 
on  a  quarterly  basis  descriptions  of  programs 
currently  under  way  or  planned. 

The  executive  director  shall  serve  as  state  train- 
ing director  for  the  purpose  of  coordinating  state 
training  programs.  The  director  shall  serve  as  the 
centra)  clearinghouse  for  the  information  on  state 
programs  and  information  coming  into  the  state 
from  federal  agencies  and  other  states. 

Statutory  Authority  G.S.  58-27.31. 

.0202    ADDITIONAL  PROGRAMS 

The  state  master  plan  shall  contain  guidelines 
for  additional  programs  deemed  useful  to  fire 
service  organizations  throughout  the  state. 
These  may  include,  but  are  not  limited  to: 

(1)  fire  service  computer  coordination; 

(2)  data  collection  and  analysis; 

(3)  fire  codes  and  inspections; 

(4)  radio  communications;  and 

(5)  arson. 

Statutory  Authority  G.S.  58-27.31. 

SECTION  .0300  -  CERTIFICATION  OF  FIRE 
SERVICE  PERSONNEL 


.0301    MINIMUM  PROFESSIONAL 
QUALIFICATIONS 

The  commission  shall  establish  voluntary  mini- 
mum professional  qualifications  for  all  levels  of 
fire  service  personnel.  These  shall  be  developed 
by  special  committees,  appointed  by  the  chair- 
man or  full  commission,  and  shall  be  subject  to 
final  approval  of  the  full  commission.  All 
boards,  committees  and  sub-committees,  having 
recommendations  for  changes  to  these  standards 
shall  make  them  to  the  full  commission  for  ap- 
proval. The  commission  shall  make  final  ruling 
on  appeals  to  these  standards,  and  shall  have  the 
authority  to  appoint  boards  or  committees  to  act 
as  intermediaries. 

Statutory  Authority  G.S.  58-27.31  (a)  (14b). 

.0302    VOLUNTARY  CERTIFICATION 

The  commission  shall  establish  certification 
levels  for  the  qualifications  developed,  and  shall 
issue  such  certification  to  appropriate  individuals 
who  meet  the  commission's  standards.  Certif- 
ication shall  be  voluntary,  unless  adopted  as 
mandatory  at  the  local  level.  The  commission 
shall  be  the  only  state  agency  certifying  fire  ser- 
vice personnel  on  professional  qualifications  for 
fire  prevention  and  control  duties.  The  com- 
mission shall  maintain  appropriate  records  and 
provide  same  to  individuals  upon  written  request. 
The  commission  shall  rule  on  all  questions  and 
appeals  regarding  certification  programs.  The 
commission  shall  inform  participating  agencies 
of  standard  changes  and  status  of  certified  per- 
sonnel. 

Statutory    Authority    G.S.    58-27.31    (a)    (14); 
58-27.31  (a)  (14b). 

.0303    COORDINATION  WITH  OTHER  STATE 
AGENCIES 

The  commission  shall  serve  as  the  central  clear- 
inghouse for  certification  issues.  All  state  agen- 
cies participating  in  the  certification  process  shall 
follow  reporting  procedures  developed  by  the 
commission. 

Statutory    Authority    G.S.    58-27.31    (a)    (14); 
58-27.31  (a)  (14a). 

SECTION  .0400  -  FIRE  INCIDENT  REPORTING 

.0401    DEVELOPMENT 

The  North  Carolina  Fire  Commission  shall  de- 
velop and  implement  a  uniform  fire  incident  re- 
porting system  for  the  fire  service  of  North 
Carolina. 


NORTH  CAROLINA  REGISTER 


150 


PROPOSED  RULES 


Statutory  Authority   1985  N.C.  Sess.  Laws  Ch. 
757,  Sec.  I67(j). 

.0402    OPERATION  AND  CONTROL 

(a)  The  commission  shall  have  full  authority 
over  the  operation  and  control  of  the  fire  incident 
reporting  system.  L:ach  county  shall  have  a  cen- 
tral collection  site  to  which  participating  fire  de- 
partments shall  report.  larger  municipal 
departments  may  obtain  permission  from  the 
executive  director  to  report  directly  to  the  com- 
mission. The  data  collected  shall  be  available  for 
use  at  the  local,  county  and  state  levels.  The 
commission  may  submit  state  data  to  the  United 
States  Fire  Administration.  Any  equipment  dis- 
persed by  the  commission  for  the  purpose  of  in- 
putting incident  reports  shall  remain  under  the 
control  of  the  commission,  and  said  local  agency 
shall  sign  an  approved  contract  with  the  com- 
missioner of  insurance  for  the  use  of  said  equip- 
ment. 

(b)  The  commission  may  utilize  dispersed 
equipment  for  the  purpose  of  creating  a  fire  in- 
formation network,  to  be  used  for  the  collection 
and  dissemination  of  information  pertinent  to  the 
state's  fire  service.  The  network  may  contain, 
but  not  be  limited  to: 

( 1 )  tire  incident  reporting; 

(2)  emergency  medical  reporting; 

(3)  hazardous  material  reporting; 

(4)  arson  or  suspicious  fire  reporting; 

(5)  hazardous  material  data  collection  and 
disbursement; 

(6)  bulletin  board  for  exchange  of  informa- 
tion; and 

(7)  schedule  announcements. 

(c)  Those  locations  which  agree  to  the  use  of 
any  provided  equipment  shall  keep  said  equip- 
ment in  good  order  and  shall  provide  the  com- 
mission with  requested  reports. 

Statutory  Authority   I9S5  N.C.  Sess.  Laws  Ch. 
757,  Sec.  167(j). 

SECTION  .0500  -  CENTRAL  INFORMATION 
OFFICE 

.0501    COLLECTION  AND  DISSEMINATION 
OF  INFORMATION 

The  commission  shall  be  the  central  informa- 
tion office  for  all  fire  service  activity  in  the  state. 
Any  state  agency  involved  in  fire  service  activities 
shall  submit  to  the  executive  director  quarterly 
reports  in  a  form  set  out  by  the  commission. 
The  commission  stall  shall  provide  available  in- 
formation to  individuals  whenever  requested  in 
accordance  with  applicable  state  or  federal  laws. 


Statutory  Authority  G.S.  58-27.31  (a)  (14a). 

.0502    FEDERAL  PROGRAMS 

The  commission  shall  be  the  central  clearing- 
house for  all  fire  prevention  and  control  pro- 
grams coming  into  the  state  from  federal  agencies 
including  the  National  Fire  Academy  and  the 
United  States  Fire  Administration.  The  execu- 
tive director  shall  serve  as  the  state  representative 
to  the  US  FA  and  NFA,  and  shall  be  considered 
the  state  fire  training  director  for  the  purposes  of 
participating  in  federal  training  programs. 

Statutory  Authority  G.S.  58-27.31. 

TITLE  2!  -  OCCUPATIONAL  LICENSING 
BOARDS 

lyotice  is  hereby  given  in  accordance  with  G.S. 
150B-12  that  the  North  Carolina  State  Board  of 
Examiners  of  Electrical  Contractors  intends  to 
adopt  regulations  cited  as  21  NCAC  18  .2404, 
.2503;  amend  21  NCAC  18  .1603  -  .1605,  .1607, 
.1701  -  .1703,  .1804,  .1807  -  .1808,  .1812,  .1902, 
.1904,  .2002,  .2004,  .2201  -  .2202,  .2206  -  .2209, 
.2302  -  .2303,  .2305  -  .2308,  .2402,  .2602,  .2606  - 
.2607,  .2610.  .2612,  .2701  -  .2703;  repeal  21 
NCAC  18  .2304. 

1  he  proposed  effective  dale  of  this  action  is  Oc- 
tober I,  1988. 

1  he  public  hearing  will  be  conducted  at  10:30 
a.m.  on  July  7,  1988  at  North  Carolina  State 
Board  of  Examiners  of  Electrical  Contractors, 
1200  Front  Street,  Suite  105,  Raleigh,  NC  27609. 


Cc 


omment  Procedures:  Any  persons  interested 
in  these  rules  may  present  oral  comments  relevant 
to  the  actions  proposed  at  the  public  hearing  or 
deliver  written  comments  to  the  North  Carolina 
State  Board  of  Examiners  of  Electrical  Contrac- 
tors, 1200  Front  Street,  Suite  105,  Raleigh,  NC 
27609,  not  later  than  10:00  a.m.  on  July  7,  1988. 

CHAPTER  18  -  BOARD  OF  EXAMINERS  OF 
ELECTRICAL  CONTRACTORS 

SECTION  .1600  -  GENERAL  PROVISIONS 

.1603    PRINCIPAL  OFFICE:  MAILING 
ADDRESS:  OFFICE  HOLRS 

The  board  has  designated  1200  Front  Street, 
Suite  105,  Raleigh,  North  Carolina  27609,  as  its 
principal  office;  and  P.  O.  Box  18727,  Raleigh, 
North  Carolina  17619,  27619,  as  its  mailing  ad- 
dress; and  has  established  8:30  a.m.   to  5:00  p.m., 


151 


.NORTH  CAROLINA  REGISTER 


PROPOSED  RULES 


Monday   through    Friday   as   its   regular   office 
business  hours. 

Statutory  Authority  G.S.  87-39;  87-42. 

.1604    ORGANIZATION 

(b)  The  board  shall,  at  the  first  regular  meeting 
following  the  appointment  /designation  of  a  new 
member,  by  the  Governor,  elect  from  its  mem- 
bership a  chairman  and  a  vice  chairman,  each  to 
serve  for  one  year.  The  one-year  term  shall  date 
from  July  1,  and,  if  the  Governor's  appointment 

designation  is  delayed  beyond  this  date  for  any 
reason,  the  chairman  and  vice  chairman  shall 
continue  to  serve  in  these  capacities  during  the 
interim,  and  the  election  of  the  new  chairman 
and  vice  chairman  shall  be  only  for  the  balance 
of  the    year    remaining   after   the    appointment 

designation  is  made. 

(e)  Committees  of  the  board  may  be  estab- 
lished as  follows: 

(3)    The  regular  board  committees  are: 

(C)  finance  and  salary  committee  to  review 
the  board's  finances  and  accounting  re- 
cords; to  review  the  State  Auditor's  an- 
nual audit  report  on  the  board's  fiscal 
matters;  to  review  the  board's  financial 
needs  and  recommend  anuul  annual  fees 
to  fund  these  needs;  to  review  and  re- 
commend staff  salaries;  and  to  perform 
any  other  board  assignment  in  the  area  of 
finances. 

(f)  The  board  shall  hold  regular  meetings 
quarterly  and  may  hold  special  meetings  on  call 
of  the  chairman.  The  chairman  shall  be  required 
to  hold  a  special  meeting  upon  written  request 
by  two  members  of  the  board.  Four  members 
of  the  board  shall  constitute  a  quorum.  The 
regular  quarterly  meetings  shall  be  held  in  the 
board's  office  and  shall  begin  at  10:00  9:00  a.m., 
unless  some  other  place  and/or  time  is  set  by  the 
board.  Special  meetings  may  be  held  at  places 
and  times  deemed  by  the  chairman  to  be  suitable 
to  accomplish  the  necessary  purposes  for  which 
such  meetings  are  held. 

Statutory  Authority  G.S.  87-39;  87-40;  87-42. 

.1605    REFERENCE  TO  STATE  BUILDING 
AND  ELEVATOR  CODES 

(a)  WTierever  Pursuant  to  G_S_  150B-  14(c).  the 
North  Carolina  State  Building  Code,  Volume  IV 
Flectrical,  and  the  National  Flectrical  Code, 
FPA  70,  are  adopted  bv  reference;  and  when- 
ever a  reference  is  made  in  this  Chapter  to  the 
current  edition  ef  the  North  Carolina  State 
Building  Code,  ¥«4?  A^  Flectrical,  including  a«y 
reference  to  the  current  edition  ef  the  National 


Eloctrical  Code,  said  codes,  it  shall  mean  the 
current  editions  and  any  subsequent  editions  or 
amendments  to  «»4  eodoo  when  adopted  by  the 
North  Carolina  State  Building  Code  Council. 
thereto. 
(b)  Wherever  Pursuant  to  OS.  1  SOB- 14(c),  the 
North  Carolina  codes  and  standards  for  elevators, 
dumbwaiters,  escalators,  moving  walks  and  per- 
sonnel hoists,  administered  by  the  North 
Carolina  Department  of  I^bor  and  codified  as 
L3  NCAC  ]_5  .0200,  are  adopted  by  reference; 
and  whenever  a  reference  is  made  in  this  Chapter 
to  the  current  edition  ef  the  North  Carolina 
Code  fef  elevator,  escalator,  dumbwaiter,  moving 
walk  aftd-  posonnel  hoist  installations,  said  codes, 
it  shall  mean  the  current  edition  and  any  subse- 
quent editions  or  amendments  te-  said  code  a* 
administered  by  the  North  Carolina  Department 
©f  Labor,    thereto. 

Statutory  Authority  G.S.  87-39;  87-42;  95-1 1(e); 
1 43- 138 (a),  (b);  143- 142(b). 

.1607    PENALTY  FOR  SUBMITTAL  OF 
BAD  CHECK 

(a)  In  addition  to  making  the  check  good,  any 
person,  firm  or  corporation  submitting  to  the 
board  a  check  which  is  subsequently  returned  to 
the  board  because  of  insufficient  funds  or  no  ac- 
count in  bank  will  be  charged  the  maximum 
penalty  fee  allowed  by  Statute  for  processing 
such  check. 

(b)  Until  such  time  as  the  payor  of  such  bad 
check  has  made  the  check  good  and  paid  the 
prescribed  penalty  fee,  the  payor  will  not  be  eli- 
gible to  take  an  examination,  review  an  exam- 
ination, obtain  a  license  or  have  his  a  license 
renewed. 

Statutory  Authority   G.S.   87-39;  87-42;  87-44; 
25-3  through  25-5/2. 

SECTION  .1700  -  DISCIPLINARY  ACTION 

.1701    PREFERRING  CHARGES 

Any  person  who  believes  that  any  licensee  of 
the  board  is  in  violation  of  the  provisions  of  G.S. 
Chapter  87,  Article  4,  or  Title  21  Chapter  J8,  of 
the  North  Carolma  Administrative  Code,  may 
prefer  charges  against  such  licensee  by  filing  a 
written  statement  with  the  board's  staff  in  the 
board's  office,  setting  out  the  particulars  of  his 
the  charges,  including,  but  not  limited  to,  the 
nature,  date  and  place  of  the  alleged  violation. 

Statutory  Authority  G.S.  87-39;  87-42;  87-47. 

.1702    PRELIMINARY  DETERMINATION 


NORTH  CAROLINA  REGISTER 


152 


PROPOSED  RULES 


(b)  Once  such  charge  has  or  charges  have  been 
filed  with  the  board's  executive  director,  he  or  his 
staff  designee  shall  notify  in  writing  the  licensee 
against  whom  the  charge  or  charges  are  made. 
Such  written  notice  shall  set  forth  the  alleged 
facts  and  circumstances  as  contained  in  the  writ- 
ten statement  filed  with  the  board  and  shall  be 
given  personally  or  by  registered  ©f  certified  mail, 
return  receipt,  requested.  Such  written  notice 
shall  contain  a  request  for  the  licensee  so  charged 
to  respond  answer  in  writing  within  20  days  from 
the  date  the  said  notice  of  charges  is  received  as 
shown  on  the  returned  receipt  or  from  the  date 
of  personal  notice,  delivery  of  said  notice  of 
charges. 

(c)  If  the  respondent  licensee  admits  to  the 
charges,  the  executive  director  shall  accept  the 
respondent '•%  licensee's  admission  of  guilt  and  is- 
sue in  behalf  of  the  board  a  reprimand  and  order 
the  respondent  licensee  not  to  commit  in  the  fu- 
ture any  violations  of  G.S.  Chapter  87,  Article 
4,  or  Title  21,  Chapter  18,  of  the  North  Carolina 
Administrative  Code;  or  if,  in  the  opinion  of  the 
executive  director,  circumstances  merit  a  review 
by  the  board's  disciplinary  review  committee,  he 
shall  refer  the  case  to  the  said  committee  for  re- 
view. A  record  ©f  such  charges,  admission  ©f 
guilt  i*«4  issuance  t-4  reprimand  m*4  order  shall 
be  placed  m  the  We  ©f  the  licensee*  s©  charged. 
U  fcwe  such  charges  ate  recorded  m  the  respond 
ent's  license  file  during  a  period  ©f  twelve  months 
©*  if  three  such  charges  a*»  recorded  m  the  se- 


denoo  has  boon  rocoived  an4  roviowod  by  the  4is- 
oiplinary  review  committee,  it  shall  make  a 
preliminary  dotormination  »f  the  charges  filed- 
against  the  liconsoo.  From  this  evidonco,  it  may 
rocommend  t©  the  board  that: 

(-J-i     the  chargos  be  dismissed  as  unfoundod, 

frivilouo  ©*  trivial;  ©f 
(3)    the  chargo  ©f  chargos  be  prosontod  t©  the 
fttU  board  fof  hoaring  a«4  determination 
©»  the  merits  ©f  the  charge  ©f  chargos  » 
accordanco    with   G.S.    S7  M   a«4   G.S. 
Chaptor  150B  Artiolo  £  a«4  Administra 
five  Rules  adopted  by  the  board  pursuant 
thoroto. 
From  such  review,  the  disciplinary  review  com- 
mittee shall  make  a  preliminary  determination  of 
the  charges  filed  against  the  licensee  and  recom- 
mend to  the  board  what  action,  if  any,  should 
be   taken   against   the   licensee   as   prescribed   in 
Paragraph  [f}  of  this  Rule. 

(e)  All  charges,  investigative  findings,  evidence 
and  disposition  of  each  case  shall  be  placed  in  a 
permanent  file  of  the  licensee  so  charged.  If  two 
charges  are  recorded  in  a  licensee's  file  during  a 
period  of  ]_2  months  or  if  three  such  charges  are 
recorded  in  a  licensee's  file  during  any  period  of 
time,  the  executive  director  shall  present  the 
licensee's  file  to  the  board's  disciplinary  review 
committee  for  a  detailed  review,  from  such  re- 
view,   the    disciplinary    review    committee    shall 


make  a  preliminary  determination  of  the  charges 

filed  against  the  licensee  and  recommend  to  the 

pondent  s  license  file  during  a»y  penod  ©f  time,         board    what    action,    if   any,    should    be    taken 


the  executive  director  shall  present  the  respond 
ent's  license  file  t©  the  board's  disciplinary  review 
committee  fiw  a  detailed  rovoiw.  from  such  re- 
view, the  disciplinary  review  committee  shall  de- 
termine  whether  ©f  w©t  he  should  be  brought 
before  the  fi+H-  board  f-©f  a  hearing  ©f  what  other 
action,  if  anyr  should  be  taken  against  the  Fe- 
spondent.  make  a  preliminary  determination  of 
the  changes  tiled  against  the  licensee  and  recom- 


as  presenbed  in  Paragraph  (f) 


mend  to  the  board  what  action,  if  any,  should 
licensee   as   prescribed   in 


be   taken   against   tht 


Paragraph  (f)  of  this  Rule. 
(d)        If   the    respondent 


licensee    denies    the 


charges,  brought  against  him,  the  board's  execu- 
tive director  or  his  staff  designee  and / or  other 
designated  investigative   personnel   shall  investi- 
gate the  allegations  contained  in  the  said  charges 
and  refer  the  charges,  <m4  investigative  findings 
and  all  available  evidence  to  the  board's  discipli- 
nary review  committee  for  review.    4-he  discipli 
nary  review  committee  shall  have  the  authority 
to  direct  the  executive  director  t©  further  invest i 
gate,  ©F  t©  retain  additional  investigative  person 
©ek-    f-©f    the    purpose    ©f    obtaining    additional 
evidence  relating  t©  the  charges.     After  ah 


against  the  licenst 
of  this  Rule. 

(f)  In  accordance  with  Paragraph  (c)-(e)  of  this 
Rule,  the  board  s  disciplinary  review  committee 
shall  receive  and  review  the  licensee's  file  and 
from  such  review  the  committee  shall  make  a 
preliminary  determination  and  recommend  to  the 
board  one  or  more  of  the  following  actions: 

( 1 )  the  charges  be  dismissed  as  unfounded, 
frivilous  of  trivial; 

(2)  a  letter  of  caution  be  issued  to  the  licensee 
by  the  board; 

(3)  in  the  case  of  admission  of  guilt,  a  letter 
of  reprimand  be  issued  to  the  licensee  by 
the  board;  or 

(4)  the  case  be  presented  to  the  board  (ex- 
cluding board  members  who  participated 
in  the  preliminary  determination)  for  an 
Administrative  1  Icanng  to  be  conducted 
in  accordance  with  G.S.  87-47  and  Chap- 
ter  I50Bj  Article  3A,  of  the  North 
Carolina  General  Statutes  and  the  Ad- 
ministrative Rules  adopted  by  the  board 
pursuant  thereto. 


153 


NORTH  CAROLINA  REGISTER 


PROPOSED  RULES 


Statutory  Authority   G.S.   87-39;  87-40;  87-42; 
87-47;  150B-II;  150B,  Article  3. 

.1703   JUDICIAL  REVIEW 

If  the  respondent  licensee  considers  he  has  been 
aggrieved  by  the  final  decision  of  the  board,  he 
may  appeal  for  a  judicial  review  as  provided  by 
G.S.    Chapter  150B,  Articled 

Statutory  Authority  G.S.  87-39;  87-47;  150B-U; 
150B,  Article  4. 

SECTION  .1800  -  EXAMINATION  DATES: 

APPLICATIONS:  FEES: 

SCOPE:  GRADES:  RE-EXAMINATIONS 

.1804    COMBINED  APPLICATION  AND 

EXAMINATION  FEES/REVIEW  FEES 

(a)  The  combined  application  and  examination 
fees  for  the  regular  qualifying  examinations  in  the 
various  license  classifications  shall  be  as  pre- 
scribed in  the  following  regular  application  and 
examination  fee  schedule: 

APPLICATION  AND  EXAMINATION  FEE 
SCHEDULE:    REGULAR 


CLASSIFICATION 

Limited 

Intermediate 

Unlimited 

SP-SFD 

Special  Restricted 


EXAMINATION 
FEE 

&LQQS10.00 

mm  $25.oq 

$50.00 

HrW  $10.00 

urn  $10.00 


APPLICATION 
FEE 

$11.00  $15.00 
$25.00 
$10.00  $50.00 

mm  $i5.oo 

$11.00  $15.00 


TOTAL 

COMBINED 

FEE 

$18.00  $25.00 


$15.00 
$00.00 


$50.00 

i  loo.oo 


ZM  $25.00 
S41  $25.00 


(d)  Variance  in  fees.  The  board  may  vary  the 
application  and  examination  review  fees  from 
year  to  year  according  to  essential  financial  needs 
for  the  next  ensuing  fiscal  year  as  determined  and 
established  by  the  board  not  later  than  the  regu- 
lar third  quarter  board  meeting  of  the  current 
fiscal  year.  The  total  combined  application  &t- 
amination  and  examination  review  fees  shall  not 
exceed  the  maximum  fees  allowed  in  G.S.  87-44 
for  the  regular  and  specially  arranged  examina- 
tions in  the  various  classifications. 

(f)  Application  and  examination  fees  received 
with  applications  filed  for  qualifying  examina- 


tions shall  be  retained  by  the  board  or  refunded 

to  the  applicant  as  follows: 

(2)  The  examination  fee  portion  of  the  total 
combined  application  and  examination  fee 
shall  be  refunded  to  any  applicant  who 
does  not  take  the  examination  during  the 
oxaminotion  examination  period  for  which 
he  has  applied. 

Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-43.4;  87-44. 

.1807    EXPERIENCE 

(a)  Primary.  Primary  experience  shall  mean 
verified  working  experience  gained  by  the  appli- 
cant while  engaged  actively  and  directly  in  the 
installation  of  electrical  wiring  and  equipment 
governed  by  the  National  Electrical  Code  or 
work  activities  directly  related  thereto.  Examples 
of  the  capacity  in  which  a  person  may  work  in 
gaining  primary  experience  include: 

(12)  military  person  holding  an  electrician 
rating  or  rank  of  at  least  a  third  claoo  petty 
officer  ef  E-4,  noncommiooionod  officer 
engaged  in  land  based  electrical  installa- 
tions similar  or  equivalent  to  work  per- 


formed b^;  an  electrical  contractor; 
(b)  Secondary.  Secondary  experience  shall 
mean  verified  working  experience  gained  while 
engaged  in  work  or  training  which  is  related  in 
varying  degrees  to  the  installation  of  electrical 
wiring  and  equipment  governed  by  the  National 
Electrical  Code.  Examples  of  the  type  of  work 
or  training  in  which  a  person  may  engage  to  gain 
creditable  secondary  experience  and  the  percent- 
ages of  supplementary  primary  experience  credit- 
able from  secondary  experience  are  as  follows: 
(4)     electrical  lighting  aft4  powor  engineering; 

college 50  Percent 

Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-43.4. 

.1808    EXAMINATION  SCOPE 

(a)  General.  Qualifying  examinations  for  the 
limited,  intermediate  and  unlimited  license  clas- 
sifications shall  be  based  on,  but  not  limited  to, 
the  following: 

(1)  rules  contained  in  the  North  Carolina 
State  Building  Code,  Vet  Volume  IV 
Electrical,  and  the  (current  edition  Na- 
tional Electrical  Code,  NFPA-70; 

Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-43.4. 

.1812    DENIAL  OF  EXAMINATION 
OR  LICENSE 


NORTH  CAROLINA  REGISTER 


154 


PROPOSED  RULES 


toj    te  a  ease  whore  the  board  has  determined 
that  a»  applicant  taking  the  qualifying  oxamina 
tto»  fof  a  license  ef  that  the  issuance  ef  a  license 

4  ft      ♦  V-wi      •  ifM-^1  i,"ifi<       '.liny     \-i  it      K  ■  ■  g      t'll.-.m       (mil      .-.nf  ,-rt,l      t  t-Lj-i 

itt    i 1 rv'   ill    I ■" Ivvd  1 t    nrrTT  l  iu    i  iu,i    i\xi\v  i i    ui ivt    i tcrjooq    ii iv 

qualifying  examination  would  adversely  affoct  the 
health,  safety  a«4  welfare  ef  the  applicant  e*  the 
public,  the  board  may  consider  such  to  be  good 
a«4  sufficient  causo  to-  deny  tke  applicant  pet- 
mission  to  take  a»  examination  after  hi*  applica 

TTTTTT     1  IU.'      vTT^^TT     UU1  T       I  in.TI(      \-Jl      Ul  1 1  T      CT     nTtTTTv     uriLI 

the  applicant  h«s  mado  a  passing  grade  e»  the 
examination.    Prior  to  final  decision  m  each  such 

,-fi.^  n         fl^^i      nr>r\li."int      r  l->  ■  t  1  1       1-^      ■      ti  .   \  t  j  f  l  .   l.   1      ,    l  |      I   li.l     Kirn-,1      f 

CWCt    I  1 1\_'    (II  'IMIV  U!Il    rTTTTTTT    I  ^-'    nTTTinrn    I  'I    tire    i/vui  vj    j 

contemplated  action  by-  registered  mail,  return 
receipt  requested,  a«4  advised  »£  h*s  right  to  te- 
quest  a  hearing  by-  means  »f  a  registered  letter 
addressed  to  the  board  a«4  mailed  within  36  days 
after  date  to"  return  receipt  showing  delivery  to 
the  board  s  notice  to  addressee.  &f  showing  Fe- 
fusal  to  addressee  to  accept  the  notice. 

fb4  W'itliin  2t>  days  to  the  receipt  to  such  Fe- 
quest,  the  board  shall  notify  the  applicant  to  the 
time  a«4  place  to  hearing,  which  shall  be  set- 

.-»-i  .-\rL±      tlvin  1  I  1      n.M-      I  .  i.-  .-       th-i»         1    (l      ;bi\.-       t  rr\fr-\       .  H  ■  l  I  ,\      l"^  ( 

1  I  1U  I  \_       I  I  1  Li  1  1      7TTT     I  IT.  'I       RTUn     TTTTTTT     TT     UU  T  ^T     TTTTTTT    OTTtV    w  I 

service  e#  the  notice.    :4-he  hearing  shall  be  con 
ducted  h*  accordance  with  Section  .  1 600  to  this 
Chapter. 
£e)    If  applicant  does  t*to  request  a  hearing,  0F 

4  -  ■  |  1  Q  t  .  \  ■■«-.«-»■■.»-  -^  t  *  ll  .  t  .■  ,  ■  li  .  i  .  1  1  1  1  ,  .  ,  1  l~,  .  |  ■  .  t~»  ii  ,  1  till  Ql  L  ,  I  ,  1 
11111.1     TTT    Ll  I  '  1  '  Vlll      ITT     1 1  TTJ"     .  Id  TVTJ  TJ  IVT.I     I  TVTl  I  [Tig]     I  1  I  U    vTTTITJ 

then  may  take  the  contemplated  action,  ami  such 
action  shall  be  final  afto  nto  subject  to  judicial 
review. 

Notwithstanding  any  other  provisions  of  this 
Chapter,  in  a  case  where,  pursuant  to  Section 
.170(1  of  this  Chapter,  a  preliminary-  determi- 
nation  has  been  made  that  an  applicant  lor  the 
qualifying  examination  or  an  applicant  for  a  1L_ 
cense  after  having  passed  the  qualifying  exam- 
ination, would,  if  licensed,  adversely  affect  the 
health,  safety  or  welfare  of  the  applicant  or  the 
public,  the  board  may  consider  such  to  be  good 
and  sufficient  cause  to  deny  the  applicant  per- 
mission to  take  an  examination  after  his  applica- 
tion has  been  duly  tiled  or  deny  a  license  after  the 
applicant  has  made  a  passing  grade  on  the  ex- 
amination. 1'nor  to  final  decision  in  each  such 
case  the  board  shall  conduct  an  administrative 
hearing  pursuant  to  Rule  .  1606  of  this  Chapter. 

Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-43.4;  150B-ll(l). 

SECTION  .1900  -  LICENSING  REQUIREMENTS 

.1902    ANNUAL  LICENSE  FEES 

(a)  The  annual  license  fees  and  license  renewal 
fees  for  the  various  license  classifications  shall  be 
as  prescribed  in  the  following  fee  schedule: 


LICENSE  EEE  SCHEDULE 


CLASSIFICATION       LICENSE  FEE 


Limited 

Intermediate 

Unlimited 

SP-SFD 

Special  Restricted 


$4&£Q$25.00 
$45^$  50. 00 
$00.00$  100.00 
$18.0()$25.00 
$1S.00$25.00 


Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-43.4;  87-44;  87-45. 

.1904    RENEWAL  AFTER  EXPIRATION  OF 
ANNUAL  LICENSE 

Subject  to  Rule  .2607  of  this  Chapter,  any  per- 
son who  has  been  once  duly  licensed  by  the 
board  and  whose  license  has  expired  solely  be- 
cause of  failure  to  apply  for  renewal  or  because 
of  occupational  requirements  may  apply  and 
have  his  license  renewed  tfr  within  a  period  to 
twelve  months  immediately  preceding  his  re- 
newal request,  without  further  examination  and 
in  compliance  with  the  penalty  provisions  con- 
tained in  G.S.  87-44,  provided  that  said  person 
makes  application  therefor  within  a  period  of  12 
months  immediately  following  the  date  of  expi- 
ration of  said  license.  ]f  the  application  is  filed 
later  than  12  months  immediately  following  the 
date  of  expiration  of  said  license,  the  applicant 
may  have  said  license  renewed  if,  during  the  12 
month  period  immediately  preceding  the  date 
said  application  is  filed  with  the  board,  the  ap- 
plicant has  been  primarily,  actively  and  lawfully 
engaged  (at  least  1,000  hours)  as  an  electrical 
contractor  or  in  an  occupation  which  in  the 
judgement  of  the  board  is  similar  or  equivalent 
to  that  of  an  electrical  contractor.  Lawful  work 
as  defmed  under  primary  experience  in  Rule 
.1807  of  this  Chapter  shall  be  considered  as  sim- 
ilar or  equivalent  to  that  of  an  electrical  contrac- 
tor. If  the  applicant  fails  to  meet  these 
requirements,  he  said  person  may  obtain  a  new 
license  in  accordance  with  Section  .1800  of  this 
Chapter  and  Rule  .1901  of  this  Section.  The 
provisions  of  Section  .2100  of  this  Chapter  shall 
apply  to  such  persons  whose  last  license  expired 
on  or  before  June  30,  1970. 

Statutory  Authority  G.S.  87-39;  87-42;  87-49. 

SECTION  .2000  -  LISTING  QUALIFIED 
INDIVIDUALS  AND  LICENSING  OPTIONS 

.2002    QUALIFIED  INDIVIDUAL:  NEVER 
LISTED  NOR  OBTAINED  LICENSE 

An  individual  who  has  once  taken  and  passed 
the  qualifying  examination  for  a  license  but  has 


755 


NORTH  CAROLINA  REGISTER 


PROPOSED  RULES 


never  obtained  a  license  nor  been  listed  as  a 
qualified  individual  on  another  person  or  firm's 
license  shall: 

(1)  be  eligible  to  obtain  a  license  in  the  same 
or  lesser  classification  as  the  classification  of 
examination  he  passed  upon  meeting  all  ap- 
plicable current  license  requirements  he  has 
not  previously  met  and  submitting  to  the 
board: 

(c)  if  more  than  12-months  have  elapsed  since 
the  individual  applicant  took  and  passed 
the  qualifying  examination  for  a  license, 
he  shall  be  required  to  furnish  to  the 
board  information  satisfactorily  verifying, 
that  during  the  immediate  past 
12-months,  he  has  been  primarily,  actively 
and  lawfully  engaged  (at  least  1 ,000  hours) 
in  an  occupation  which  in  the  judgement 
of  the  board  is  similar  or  equivalent  to 
that  of  an  electrical  contractor.  Lawful 
work  as  defined  under  primary  experience 
in  Rule  .1807  of  this  Chapter  shall  be 
considered  as  similar  or  equivalent  to  that 
of  an  electrical  contractor; 

(2)  be  eligible  to  be  included  as  an  additional 
qualified  individual  on  another  person  or 
firm's  current  active  license  in  the  same  or 
lesser  classification  as  the  classification  of 
examination  he  passed,  upon  submitting  to 
the  board: 

(c)  If  more  than  twelve-months  have  elapsed 
since  the  individual  took  and  passed  the 
qualifying  examination  for  a  license,  he 
shall  be  required  to  furnish  to  the  board 
information  satisfactorily  verifying  that, 
during  the  immediate  past  12  months,  he 
has  been  primarily,  actively  and  lawfully 
engaged  (at  least  1,000  hours)  in  an  occu- 
pation which  in  the  judgment  of  the  board 
is  similar  or  equivalent  to  that  of  an  elec- 
trical contractor.  I  awful  work  as  defined 
under  primary  experience  in  Rule  .1807 
of  this  Chapter  shall  be  considered  as 
similar  or  equivalent  to  that  of  an  elec- 
trical contractor. 

Statutory  Authority  G.S.  87-39;  87-42;  87-43; 
87-49. 

.2004    ONCE  LISTED  BUT  NOT  NOW 
LISTED 

An  individual  who  has  once  been  but  is  not 
now  listed  on  another  person  or  firm's  license 
may  apply  for  and  obtain  his  own  license  upon 
meeting  all  applicable  license  requirements  he  has 
not  previously  met  and  submitting  to  the  board: 

(3)  If  more  than  12-months  have  elapsed  since 
the  individual  was  listed  on  an  active  license, 


he  shall  be  required  to  furnish  to  the  board 
information  satisfactorily  verifying  that, 
during  the  immediate  past  12-months,  he 
has  been  primarily,  actively  and  lawfully  en- 
gaged (at  least  1,000  hours)  in  an  occupation 
which  in  the  judgment  of  the  board  is  similar 
or  equivalent  to  that  of  an  electrical  con- 
tractor, lawful  work  as  defined  under  pri- 
mary experience  in  Rule  .1807  of  this 
Chapter  shall  be  considered  as  similar  or 
equivalent  to  that  of  an  electrical  contractor. 

Statutory  Authority   G.S.   87-39;   87-42;   87-43; 
87-49. 


SECTION  .2200 


SINGLE  FAMILY  DWELLING 
LICENSE 


.2201     LICENSE  CLASSIFICATION: 
SP-SFD 

(a)  A  residential  dwelling  license  is  defined  as 
a  special  restricted  electrical  contracting  license  in 
the  single  family  detached  residential  dwellin 
dwelling  classification,  referred  to  as  a  license  in 
the  SP-SFD  classification. 

(d)  Subject  to  R«fe  Ami  ©f  tkk,  Chapter,  The 
annual  license  fee  and  annua]  license  renewal  fee 
for  a  license  in  the  SP-SFD  classification  shall 
be  eighteen  dollars  ($18.00).  Licence  fee*  must 
be  paid  by  check  ©f  money  order  made  payable 
to  the  board,  as  prescribed  in  Rule  .1902  of  this 
Chapter  and  subject  to  the  provisions  thereof. 

Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-43.4;  87-44. 

.2202    SEPARATE  LICENSE  AND 

QUALIFIED  PERSON  REQUIRED 

(d)  Each  supervisor  at  the  prcipul  principal 
place  or  branch  place  of  business  shall  be  a 
qualified  person  as  defined  herein. 


Statutory  Authority  G.S. 
through  87-43.4. 


87-39;  87-42;  87-43.2 


.2206    QUALIFYING  EXAMINATIONS: 
FEES:  APPLICATIONS 

(b)  The  combined  application  and  examination 
fees  for  the  SP-SFD  classification  regular  quali- 
fying examinations  shall  be  as  listed  h*  the  fol- 
lowing schedule: 

FEfe SCHEDULE 


Regular  Semi  Annual 

Examination 
Specially  Arranged 


APPLICATION 

mm 


NORTH  CAROLINA  REGISTER 


156 


PROPOSED  RULES 


1  'xannnution 


EXAMINATION 
FEE 


TOTAL 
COMBINED 

S1S.00 


Qrcscribed  in   Rule    .  1 804  of  this  Chapter  and 
subject  to  the  provisions  thereof . 

Statutory  Authority  G.S.  87-39;  8~-42:  S7-43.3: 
S^-43.4; 87-44. 

.2207    Ql  ALIFICATION  REQUIREMENTS 
FOR  APPLICANTS 

The   minimum    qualification    requirements   for 
applicants  to  take  the  SP-SED  qualifying  exam- 
ination are  as  follows: 
(3)    Applicant  must  furnish  to  the  board  infor- 
mation  satisfactorily  verifying  that  he  has 
had  experience  of  a  type  and  amount  as  fol- 
lows: 
(c)     An  applicant  having  at  least  one  year  of 
experience    as    a    journeyman    electrician 
may  supplement  the  other  year  by  receiv- 
ing credit  for  a  total  accumulation  of  other 
experience  considered  by  the  board  to  be 
a  total  of  one  year  of  supplementary  ex- 
perience.     Some  examples   of  credit  al- 
lowed for  each  are  as  follows: 
(iii)     electrical  e*  mechanical  engineering  - 
college 50  Percent 

Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-43.4. 

.2208    EXAMINATION:  SCOPE:  GRADE: 
RE-EXAMINATION 

(b)  The  qualifying  examination  for  the  SP-SED 
classification  shall  be  based  on,  but  not  limited 
to,  the  following: 

(1)  rules  contained  in  the  current  edition  e+~ 
Volume  JV-  t-4"  the  North  Carolina  State 
Building  Code.  Volume  IV  Electrical,  m- 
cluding  and  the  current  edition  el  fcke 
National  Electrical  Code,  NEPA  >**  70. 
which  are  applicable  to  electrical  work 
covered  bv  the  SP-SED  classification: 


SP-SED  license  as  follow;-.:     in  accordance  with 
the  provisions  prescribed  in  Sections  T9Q0  and 
.2000  of  this  Chapter:  and  provided  said  individ- 
ual has  met  all  other  provisions  of  this  Section. 
(4-f    Am-  individual  w4k*  has  taken  »«4  passed 
the   qualify  ing   examination   fof  a»  elee 
tncal  contracting  license  m  the  SP  SI  D 
classification     shall     immediately     upon 
pawing  the  examination  be  eligible  h*  ap- 
ply ft*f  a«4  obtain  a  SP  SI  D  license. 
(-if    Any  individual  who  hr*s  once  duly  quali 
fie4  k*f  a  SP  SFD  license  byt  ha*  aw er 
obtained  a  license  shall  be  eligible  tt*  apply 
fof  a&4  obtain  a  licenso  »  the  SP  SED 
classification  without  further  examination 
provided   such   applicant  furnishes  in  for 
mation  with  h+s  license  application  verify 
rns  tkat  he  has  been    primarily   actively 
engaged  h*  electrical  contracting  type  work 
during   tbe   twelve  month    period    imme 
diately  preceding  the  tktte  h+s  application 
is  6le4  with  the  board. 
fif    A*  individual  who  ha*  once  hel4  a»  elec 
tncal  contracting  license  »  the  SP  SFD 
classification  af*4  h**4  allowed  h+s  license 
te-  become  inactive  shall  be  eligible  t»  ap- 
ply fof  a«4  have  hi*  license   reactivated 
without     fun  her     examination     provided 
such  applicant  furnishes  information  with 
hi*  application  verifying  tl+at  he  h«*  been 
primarily  actively  engaged  (-at-  least    1.000 
hours)  »  electrical  contracting  type  work 
during   the   twelve  month    period    imme 
diately  preceding  the  date  h+*  application 
is  h4e4  with  the  board. 
(b)     Applications  for  an  electrical  contracting 
license  in  the  SP-SED  classification  shall  be  filed 
with  the  board  on  forms  furnished  by  the  board, 
together  with   a  check  or  money  order  »  tfee 
amount  ©I  eighteen  dollars  ( $18.00)  made  paya- 
ble to  the  board  in  the  amount  as  prescribed  in 
Rule   .1902  of  this  Chapter  and   subject  to  the 
provisions  thereof.    Cash  cannot  be  accepted. 

Statutory  Authority  G.S.  87-39:  S~-42;  87-43.3; 
S--43.4:  87-44. 

SECTION  .2300  -  SPECIAL  RESTRICTED 
LICENSE  CLASSIFICATIONS 


Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-43.4. 

.2209    APPLICATION  FOR  LICENSE 

(a)  Individuals  who  have  taken  and  passed  the 
qualifying  examination  in  the  SP-SED  classifica- 
tion shall  be  eligible  to  apply  for  and  obtain  a 


.2302    SPECIAL  RESTRICTED  ELEVATOR 
LICENSE 

(c)    Restrictions  of  License. 
( 1)    A  holder  of  a  SP-EL  license  shall  be  spe- 
cifically restricted  to  engaging  or  offering 
to   engage   in   the   business   of  installing, 
maintaining,  altering  or  repairing  only  that 


is; 


SORTH  CAROLISA  REGISTER 


PROPOSED  RULES 


electric  work,  wiring,  devices,  appliances 
or  equipment  which  is: 
(B)  electrically  isolated  from  the  related 
building  wiring  system  by  means  of  a 
suitable  protective  device  (safety  switch 
or  circuit  breaker)  of  a  size  and  type  to 
meet  the  applicable  requirements  of  the 

i^mriiiil     ^^J«t^^^^i    ^^L     V    i  \  I  I  I  I  T  I  ■  \     1  \         i  \\     t  }  i  ..j      N_  i   i  t'1      i 

Carolina     State     Building    Code     North 
Carolina  State  Building  Code,  Volume  IV 
Electrical,    and    the     National    Electrical 
Code,   NI  PA   70  for  load,  location,  and 
other  pertinent  conditions.    The  required 
isolating  devices  shall  have  been  installed 
by   others   complete   with    line-side   con- 
nections with  the  restricted  electric  work, 
normally  referred  to  in  the  trade  as  being 
"beyond  the  disconnection  means",  origi- 
nating at  the  load-side  terminals  of  the 
isolating  device. 
(e)       Inactive   SP-EL  licensees  or  individual' 
qualified  in  the  SP-EL  classification  may  apph 
for  and  obtain  a  SP-EL  license  a*  follows:     in 
accordance    with    the    provisions    prescribed    in 
Sections   .190(1  and   .2000  of  this  Chapter:  and 
provided  said  individual  has  met  all  other  pro- 
visions of  this  Rule. 

f-H  Any  person,  firm  of  corporation  who  onto 
held  a  SP  EI  license,  botr  doe  to  failure 
to  renew  of  because  of  occupational  fe- 
quiromuntti,  allowed  hi*  licen-.e  to  expire. 

tj^^^^^r  ^^^^^^^^        ^^l^^^^i        ^^^^^^^       ^^^^J        L^^^^^*^i       ^^^^        .a~I-^— 

^^^T^^^T      t^^^^^^T      ^^T^^^^^      ^^^^^^T       1111.         ^^^^^^^^a      ^^^T      t^^^^ 

propriate  application  or-  a  fonn  furnished 
by  the  board  aod  paying  the  required  leer 
reactivate  such  license  status  aod  obtain  a 
current  license  m-  the  SP  El-  classification, 
without  further  examination:  provided  tn- 
formation  i*  furnished  m-  writing  to  the 
board  from  which  the  board  eao  deter 

1  I  111  IV.'    1 1  HI  I     I  I  IV         I     r     "  1  *-"  * "  *  ™    n*"~    "    vVl  I    j     " InuTTiT 

actively  engaged  fat-  least  1,000  hours)  » 
the  type  work  covered  by  the  SP  EI 
classification  during  the  twelve  month  pe- 
riod immediately  preceding  the  date  such 
application  i*  filed  with  the  board;  aod 
provided  he  ha*  met  all  other  provisions 
of  th**  Rule. 

/         /    \  A     rli:       PQJXfl  t3        ]  '    '""        B  Q  C       *"''"'  HI  i    1       r\  *i  .-  .•  .  \.    1        tin 

y  2—  J  rTTTT     I  r\rJ  -  H  7  I  1      T  T  lilt      lilt,'     IUHI.1I     CZZXd      I  '  U  . ' . '  \^-l     I  1  l\J 

qualifying  examination  fo?  a  license  fit-  the 
SP  EL-  classification  hot-  never  obtained 
such  license  may.  upon  filing  the  required 
license  application  with  the  hoard  a»d 
paying  the  annual  S P  EI  license  feer  ob- 
trdft  a  S P  EI  license;  provided  he  fi*o- 
nishod  information  to  the  board 
satisfactorily  verifying  that  he  ha*  been 
primarily  actively  engaged  fat-  lea*t-  1,000 
hours)  io  the  type  of  electrical  contracting 


■  ■»  i  -» i  ■  ■  n-.  l.4     t-,  i  •     >  hi     'w    I  *      1.  I         i-l'irfitif 'ltijin     iliintm 

Li  f  iv  IV  \-i   \  i  T    rrrc  en i,i  j  liujjii  i  iai  i  i\  1 1 1   uui  1 1 1  c 

the    twelve  month     period     immediately 

preceding  the  date  such  application  i*  filed 

wrth  the  board;  aod  provided  he  he*  met- 

all  other  provisions  of  thi*  Rule. 

(g)    Annual  License  Fee.     Until  revised  by  the 

board,  The  annual  license  fee  and  license  renewal 

fee   fof  aft  electrical   contracting  liconso  in   the 

SP-EL   classification    shall    be    eighteen    dollars 

($18.00).      as  prescribed  in   Rule  .1902  of  this 

Chapter  and  subject  to  the  provisions  thereof. 

(m)     Combined  Application  and  Examination 
Fees. 

( 1)  Until  revised  by  the  board,  The  combined 
application  and  examination  fees  for  the 
SP-EL  classification  regular  qualifying  ex- 
aminations and  specially  arranged  exam- 
inations shall  be  as  listed  i»  the  following 
fee  schedule:  prescribed  in  Rule  .  1 804  of 
this  Chapter  and  subject  to  the  provisions 
thereof. 

fefefe SCHEDULE 


Regular  Semi  Annual 

Examination 
Specially  Arranged 

Examination 


EXAMINATION 
fefefe 


APPLICATION 

fefefe 

SI  1.00 


SJ0.00 


urn 


moo 


TOTAL 

COMBINED 

fefefe 


W&00 


S100.00 


(o)  Examination  Scope.  The  qualifying  ex- 
amination for  the  SP-EL  license  shall  be  based 
on,  but  not  limited  to,  the  following: 

(1)  rules  contained  in  the  current  edition  of 
the  North  Carolina  State  Building  Code, 
Volume  IV  Electrical  and  the  National 
Electrical  Code,  NT  PA  70,  which  are  ap- 
plicable to  elevator  type  wiring;  electrical 
work  covered  by  the  SP-EL  classification; 

(2)  rules  contained  in  the  current  edition  of 
the  North  Carolina  Code  codes  and 
standards  for  elevator,  escalator, 
dumbwaiter,  moving  walk  and  personnel 
hoist  installations  as  administered  by  the 
elevator  division  of  the  North  Carolina 
Department  of  Labor  and  codified  as  j_3 
NCAC  15.0200; 


NORTH  CAROLINA  REGISTER 


/5<S 


PROPOSED  RULES 


Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-44;  87-48. 

.2303    SPECIAL  RESTRICTED  PLUMBING 
AND  HEATING  LICENSE:  CLASS  I 

(a)  License  Defined.  A  special  restricted 
plumbing  and  heating  electrical  contracting  li- 
cense, Class  h  shall  be  referred  to  as  a  special  re- 
stricted electrical  contracting  license  in  the 
SP-PH  -GL  I  classification  and  is  defined  as  a 
special  restricted  electrical  contracting  license 
isssued  by  the  board  to  eligible  applicants. 

(b)  Eligible  Applicants  for  SP-PH  -Glass  i  Li- 
cense. Only  those  persons,  firms  or  corporations 
who  are  primarily  engaged  in  a  lawful  business 
of  plumbing,  heating  or  air  conditioning  con- 
tracting within  the  State  of  North  Carolina  and 
whose  duly  authorized  representative  has  taken 
and  passed  the  SP-PH  Class  J-  qualifying  exam- 
ination administered  by  the  board,  shall  be  eligi- 
ble to  apply  for  and  obtain  a  SP-PH  Class  1 
License: 

(2)  A  duly  authorized  representative  of  a  li- 
cense applicant  shall  be  deemed  to  be  a 
person  who  is  regularly  employed  by  the 
license  applicant,  and  who  is  regularly  on 
active  duty  in  the  license  applicant's  law- 
ful plumbing,  heating  or  air  conditioning 
contracting  place  of  business;  and  who  has 
the  specific  duty  and  authority  to  provide 
direct  supervision  of  all  installation, 
maintenance,  alteration  or  repair  of  any 
electrical  wiring,  devices,  appliances  or 
equipment  done  in  the  name  of  the 
SP-PH  -Glass  ^licensee. 

(c)  License  Restrictions.  With  regard  to  elec- 
trical contracting,  a  SP-PH  Class  I  licensee  is 
specifically  restricted  to  engaging  or  offering  to 
engage  in  the  business  of  installing,  maintaining, 
altering  or  repairing  only  such  electric  work,  wir- 
ing, devices,  appliances  or  equipment  which  is  an 
incidental  part  of  his  lawful  plumbing,  heating 
or  air  conditioning  business  and  which  is  directly 
in  connection  with  his  lawful  business.  Such 
licensee  shall  be  further  restricted  to  electrical 
contracting  work  which  is  within  the  physical 
and  technical  limitations  delineated  in  Paragraph 
(d)  of  this  Rule. 

(d)  Physical  and  Technical  Limitations  of  Li- 
cense.    Electrical  contracting  under  the  SP-PH 

Class  1  license  classification  shall  be  restricted  to 
wiring  which  is  directly  related  to  plumbing, 
heating  or  air  conditioning  installations  within 
the  State  of  North  Carolina  as  described  and  de- 
fined as  follows: 

(2)  All  related  wiring  shall  be  electrically  iso- 
lated from  the  building  wiring  system  by 
means  of  a  suitable  overcurrcnt  protective 


device  (fused  switch  or  circuit  breaker)  of 
a  size  and  type  to  meet  the  ourront  edition 
ef  tk#  rG  G-  North  Carolina  State 
Building  Code,  ¥ek  Volume  IV  Elec- 
trical, and  the  National  Electrical  Code, 
NFPA  70; 

(3)  The  isolating  device  referred  to  in  Para- 
graph (d)(2)  of  this  Rule  is  to  be  installed, 
complete  with  line-side  connections  by 
others.  Related  wiring  must  originate  at 
the  load-side  terminals  of  the  isolating 
device  and  all  such  related  wiring  shall  be 
in  compliance  with  the  currant  edition  el 
tfee  ?G  G-  North  Carolina  State  Building 
Code,  Vet  Volume  IV  Electrical,  and  the 
National  Electrical  Code,  NFPA  70. 
Such  isolating  device  must  be  perma- 
nently and  legibly  identified  as  to  the 
equipment  being  served  and,  except  as  set 
out  in  Paragraph  (d)(4)  of  this  Rule,  must 
be  installed  within  an  approved  enclosure 
which  is  intended  solely  for,  and  limited 
to,  serving  the  specific  plumbing,  heating 
or  air  conditioning  equipment  involved; 

(4)  In  lieu  of  a  separate  enclosure  as  required 
in  Paragraph  (d)(3)  of  this  Rule,  a  sepa- 
rate ovcrcurrent  device  of  a  suitable  type 
and  size  located  within  a  switchboard  or 
panelboard  which  serves  the  building  wir- 
ing system  may  be  used  as  the  isolating 
overcurrent  device  described  in  Para- 
graphs (d)(2)  and  (d)(3)  of  this  Rule; 
provided: 

(A)  The  device  is  permanently  and  legibly 
marked,  or  the  switchboard  or  panelbomd 
panelboard  is  so  marked,  to  clearly  iden- 
tify the  device  as  to  the  plumbing,  heating 
or  air  conditioning  equipment  the  device 
is  intended  to  serve;  and 

(B)  Suitable  wiring  is  installed  from  the 
load-side  terminals  of  such  overcurrent 
device  to  an  approved  junction  box,  aux- 
iliary gutter,  disconnecting  means  or  other 
similar  equipment  installed  outside  of  the 
switchboard  or  panolbomd  panelboard 
enclosure  at  a  point  in  sight  of  and  not 
more  than  50  feet  from  the  plumbing, 
heating  or  air  conditioning  equipment  be- 
ing served.  Such  sutiablo  suitable  wiring 
shall  not  be  construed  to  be  related  wiring 
covered  by  the  SP-PH  Class  1  license 
classification; 

(6)  No  such  related  wiring,  or  any  part 
thereof,  may  be  installed  in  any  location 
defined  as  a  hazardous  location  by  the 
current  edition  ef  th#  North  Carolina 
State  National  Electrical  Code,  NFPA  70. 


159 


NORTH  CAROLINA  REGISTER 


PROPOSED  RULES 


(e)  Project  Value  Limitation.  Within  the  re- 
strictions set  out  in  Paragraphs  (c)  and  (d)  of  this 
Rule,  a  licensee  holding  a  SP-PH  -Gfe  1  license 
shall  be  entitled  to  engage  or  offer  to  engage  in 
any  plumbing,  heating  or  air  conditioning  related 
wiring  electrical  contracting  project  regardless  of 
the  dollar  value  of  such  related  wiring  project. 

(f)  Annual  License  Fee.  Until  raviood  by  the 
board,  The  annual  license  fee  and  license  renewal 
fee  fof  a»  electrical  contracting  license  in  the 
SP-PH  Class  *  classification  shall  be  eighteen 
dollars  ($18.00).  as  prescribed  in  Rule  .1902  of 
this  Chapter  and  subject  to  the  provisions 
thereof.  License  fees  must  be  in  the  form  of  a 
check  or  money  order  made  payable  to  the  board 
and  must  be  filed  with  the  license  applications. 
Cash  cannot  be  accepted  as  payment  for  license 
fees. 

(h)  License  Required.  No  person,  firm  or 
corporation  shall  engage  or  offer  to  engage  in  the 
business  of  installing,  maintaining,  altering  or  re- 
pairing electric  work,  wiring,  devices,  appliances 
or  equipment,  covered  under  the  SP-PH  Class 
4-  license  classification  without  first  having  ob- 
tained a  SP-PH  Class  I  license  from  the  board, 
(i)  Separate  License  and  Qualified  Individual. 
There  shall  be  a  separate  SP-PH  Class  I  license 
and  a  separate  qualified  person  for  each  place  of 
business  as  follows: 

(1)    Lach  person,  firm  or  corporation  engaging 
or  offering  to  engage  in  the  business  of 
installing,  maintaining,  altering  or  repair- 
ing electric  work,  wiring,  devices,  appli- 
ances  or   equipment    covered    under   the 
SP-PH    Class  I  license  classification  must 
hold  a  separate  SP-PH    Class  I  license  for 
each  place  of  business  from  which  the 
type  of  business  covered  under  this  license 
classification  is  being  conducted, 
(j)     Inactive  SP-PH    Class  I  licensees  or  indi- 
viduals qualified  in  the  SP-PH    Class  +  classi- 
fication   may    apply    for   and   obtain   a    SP-PH 
Class  J-  license  as  follows:     in  accordance  with 
the  provisions  prescribed  in  Sections  .  1900  and 
.2000  of  this  Chapter;  and  provided  said  individ- 
ual has  met  all  other  provisions  of  this  Rule. 

^  1  f      T  TI 1  t    L'(?l  yrTTTT  ill  ill   \J r  trr.*l  f  H  ttti t  K 1 1  i  Vtttt*  tTTTt"t* 

keW  a  SP  I'll  Class  J-  license  btor  4w»  to 
failure  to  renew   Bf  because  »f  occupa 
tional  requirements,  allowed  hi*  license  to 
expire,  may  apply  *»4  have  h**  license  Fe- 
newed  tf  he  furnishes  information  to  toe 
board   verifying  that-  he  is  engaged  »  a 
lawful    plumbing,    heating   e*  aif   condi 
tioning  business  ami  during  the  twelve 
months  period  immediately  preceding  the 
filing  »f  h+s  application  he  ha*  been  pri- 
marily     actively  engaged  fat-  least-   1 ,000 


hours)   m  plumbing,   heating,   atf  condi 

^^^^j^^^^^^    ^^jr    ^^^^^^^^^^^^^^    ■  '  •  *  ^  t  f  «-  ■  >  .  ^  1  ittji     ^^r^^^i    i  ■  ' .  \rl: 
n^TTTTTTTT    r^T"   CT^^Ct  I  1UUI    l^_l  II 1 1  U\.  I  II I  EL,    t^TT^P    t^TTTtTTT 

f2}    A-»y  person  who-  has  once  ttoly  qualified 
fof  a  SP  PH  Class  1  license  b«t  novor  tto- 
tainod  a  license  may  apply  ami  obtain  a 
liconso  if  he  furnishes  information  verify 
iftg  that  he  i*  engaged  m  a  lawful  plumb 
mg:  heating  ef  at*  conditioning  business 
amh  during  toe  twelve  month  period  im- 
mediately preceding  toe  filing  »f  hi*  ap- 
plication,  he  ha*  been  primarily  actively 
engaged  fat  least-  1,000  hours)  m  plumb 
mgr  heating,  aif  conditioning  ef  electrical 
contracting  type  work. 
(1)      Qualifying  Examinations;   Minimum   Re- 
quirements.    In  order  to  take  the  SP-PH    Class 
I  qualifying  examination,  as  applicant  must  meet 
the  following  minimum  requirements: 

(1)      Applicant  must  present  satisfactory  evi- 
dence verifying  that  he  is  regularly  em- 
ployed by  a  person,  firm  or  corporation 
engaged  in  a  lawful  plumbing,  heating  or 
air  conditioning  business  within  the  State 
of  North  Carolina  as  defined  in  Paragraph 
(b)  of  this  Rule  and  that  he  is  applying  to 
take  the   qualifying  examination  for   the 
purpose  of  qualifying  for  a  SP-PH    Class 
I  license  for  the  said  lawful  business; 
(m)     Written  Qualifying  Examination.     Appli- 
cants for  the  SP-PH    Class  I  license  are  required 
to  take  in  their  own  handwriting  a  written  quali- 
fying examination  as  prescribed  by  the  board. 

(o)  Re-examination;  Waiting  Period.  An  ap- 
plicant failing  to  make  a  passing  grade  on  the 
qualifying  examination  must  wait  a  nominal  pe- 
riod of  six  months  (period  between  semi-annual 
examinations)  before  he  will  be  eligible  to  take 
another  qualifying  examination  in  the  SP-PH 
Class  I  license  classification.  Such  applicant 
shall  be  considered  a  new  applicant  each  time  he 
applies  to  take  the  qualifying  examination  and  for 
each  such  time,  he  must  file  an  application  on  the 
SP-PH  Class  1-  qualifying  examination  applica- 
tion form  furnished  by  the  board  and  pay  the 
required  application  and  examination  fee. 

(p)  Examination  Dates.  Regular  semi-annual 
and  specially  arranged  SP-PH  Class  i  qualifying 
examinations  shall  be  administered  by  the  board 
as  follows: 

( 1 )  When  eligible  applicants  are  waiting  to 
take  the  examination,  qualifying  exam- 
inations for  an  electrical  contracting  li- 
cense in  the  SP-PH  Class  I  classification 
shall  be  conducted  during  the  board's 
regular  semi-annual  examination  period  in 
the  months  of  March  and  September  of 
each  vear.    The  board  mav  establish  such 


NORTH  CAROLINA  REGISTER 


160 


PROPOSED  RULES 


other  dates  to   conduct   examinations  as 

may  be  necessary. 
(q)  Combined  Application  and  Examination 
Fees.  Until  changed  by  the  board,  the  combined 
application  a«4  examination  fees  fof  the 
SP  I'll  Glass  i  qualifying  examination  shall  be 
as  specified  h*  tke  following  fee  schedule: 

H4+SCIIbDri  F 


Regular  Semi  Annual 

I  . summation 
Specially  i\rranged 

Examination 


EXAMINATION 
E45fc 


$70.00 


APPI  RATION 
E4* 

$30.00 

TOTAL 
COMBINED 

5.1S.00 

$100.00 


( 1)  The  combined  application  and  examina- 
tion fees  for  the  SP-PH  classification  reg- 
ular qualih  inn  examinations  and  specially 
arranged  examinations  shall  be  as  pre- 
scribed in  Rule  .  1S04  of  this  Chapter  and 
subject  to  the  provisions  thereof. 

(2)  f-H  The  total  combined  application  and 
examination  fee  must  be  in  the  form  of  a 
check  or  money  order  payable  to  the 
board  and  must  accompany  the  applica- 
tion when  filed  with  the  board. 

(3)  {4)  The  application  and  examination  fees 

shall  be  retained  by  the  board  or  refunded 
to  the  applicant  as  follows: 

(A)  The  application  portion  of  the  com- 
bined application  and  examination  fee 
shall  be  retained  by  the  board  unless  the 
applicant  does  not  take  the  qualifying  ex- 
amination for  which  he  applied  and  does 
submit  a  written  request  to  the  board  for 
a  refund  and  the  refund  is  specifically  ap- 
proved by  the  board. 

(B)  The  examination  fee  portion  of  the 
combined  application  and  examination  fee 
shall  be  refunded  to  any  applicant  who 
does  not  take  the  examination  during  the 
examination  period  for  which  he  has  ap- 
plied. 

(4)  (4f  Any  fee  retained  by  the  board  shall  not 

be  creditable  toward  the  payment  of  any 
future  application  ©for  examination  fee. 
(r)    Applications  to  Take  Examination.    Appli- 
cations to  be  considered  for  regular  semi-annual 


and  specially  arranged  examinations  must  be  duly 
filed  on  forms  provided  by  the  board: 

(3)     Applications  for  examinations  shall  not 
be  considered  duly  filed  unless  and  until 
the  applicant  has  filed  an  application  with 
the  board  prior  to  the  filing  deadline  on  a 
form  provided  by  the  board,  together  with 
the  following  information: 
(C) '    satisfactory  verification  that  he  meets 
the  minimum  standards  of  experience,  and 
proficiency  for  the  SP-PH    Class  I  license 
classification;  and 
(s)    Examination  Scope.    The  qualifying  exam- 
ination for  a  SP-PH     Class  I  license  shall  be 
based  on,  but  not  limited  to,  the  following: 
(1)     rules  contained  in  the  current  edition  »f 
Ae  Nt  Or    North  Carolina  State  Building 
Code,  V©fr    Volume  I\ 
National     Electrical 


(2) 


Electrical  and  the 
Code,     NEPA     71^ 
which  are  applicable  to  installations  cov- 
ered by  the  SP-PH    Class  I  license  classi- 
fication; 

analysis  of  electrical  schematic  diagrams, 
plans  and  specifications  applicable  to  in- 
stallations covered  by  the  SP-PH    Class  i 
license  classification;  and 
(t)     Other  Electrical  Contracting  Work.     Elec- 
trical contracting  work  other  than  that    specif- 
ically covered  under  the  SP-PH    Class  I  license 
is  covered  in  G.S.  87-43  and  by  appropriate  rules 
in  this  Chapter.      Any  person,  firm  or  corpo- 
ration,  including  any  SP-PH     Class  I-  licensee, 
who  engages  or  offers  to  engage  in  such  other 
electrical  contracting  is  required  to  hold  a  valid 
electrical  contracting  license  which  has  been  is- 
sued by  the  board  to  cover  such  other  work. 

(u)  Duty  and  Responsibility  of  SP-PH  Class 
i  licensee.  In  addition  to  complying  with  the 
general  laws,  regulations  and  requirements  appli- 
cable to  persons,  firms  or  corporations  engaging 
or  offering  to  engage  in  the  business  of  electrical 
contracting  within  the  State  of  North  Carolina, 
it  shall  be  the  duty  and  responsibility  of  a  licensee 
holding  an  electrical  contracting  license  in  the 
SP-PH  Class  i  classification  to  confine  his  elec- 
trical contracting  business  strictly  to  related  wir- 
ing in  connection  with  plumbing,  heating  or  air 
conditioning  installations  as  defined  in  Para- 
graphs (c)  and  (d)  of  this  Rule. 

(v)  Penalty  for  Violation.  Any  licensee  holding 
a  SP-PH  Class  1-  license  and  engaging  or  offering 
to  engage  in  an)'  electrical  contracting  business 
under  said  License,  other  than  that  specifically 
covered  by  'his  Rule  shall  be  deemed  to  be  in 
violation  of  Chapter  87,  Article  4,  of  the  North 
Carolina  General  Statutes  and  shall  be  subject  to 
penalty  as  provided  in  G.S.  87-48. 


161 


NORTH  CAROLINA  REGISTER 


PROPOSED  RULES 


Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-44;  87-48. 

.2304    SPECIAL  RESTRICTED  PLUMBING 
AND  HEATING:  CLASS  II 
(REPEALED) 

Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-44;  87-48. 

.2305    SPECIAL  RESTRICTED 

GROUNDWATER  PUMP  LICENSE 

(d)  Physical  and  Technical  limitations  of  Li- 
cense. Electrical  contracting  under  the  SP-WP 
license  classification  shall  be  restricted  to  wiring 
which  is  directly  related  to  groundwater  pump 
installations  within  the  State  of  North  Carolina 
as  described  in  this  Rule: 

(3)  The  suitable  disconnecting  means  referred 
to  in  Subparagraphs  (d)(1)  and  (2)  of  this 
Rule  shall: 
(C)  be  of  a  type  and  size  as  required  by  the 
current  edition  ef  the  North  Carolina 
State  Building  Code,  Vol.  Volume  IV 
Electrical 
Code, 


and 
NIT  A 


the 

70, 


National  Electrical 
for  the  specific 
groundwater  pump  equipment  involved; 
and 
(D)  contain  fuse  or  circuit  breaker  overcur- 
rent  protection  of  a  type  and  size  as  re- 
quired by  the  current  edition  rf  the  North 
Carolina  State  Building  Code,  V-wh  Vol- 
ume IV  Electrical  and  the  National  Elec- 
trical Code,  NT- PA  70,  for  the  specific 
groundwater  pump  equipment  involved, 
unless  such  overcurrcnt  protection  is  oth- 
erwise provided  in  the  building  wiring 
system. 

(4)  All  related  wiring  covered  by  the  SP-WP 
classification  shall  be  installed  in  compli- 
ance with  the  applicable  provisions  of  the 
current  edition  ef  the  North  Carolina 
State  Building  Code,  Voir  Volume  IV 
Electrical  and  the  National  Electrical 
Code,  NFPA  70. 

(5)  Related  wiring  covered  by  the  SP-WP 
classification  shall  be  restricted  to  circuits 
or  parts  thereof  which  operate  at  voltages 
not  exceeding  600  volts,  phase-to-phase. 
No  related  wiring,  or  any  part  thereof, 
may  be  installed  in  any  location  defined 
as  a  hazardous  location  m  by  the  current 
edition  »f  the  North  Carolina  State 
Building  Code,  V-eh  W-  Electrical.  Na- 
tional Electrical  Code,  NEPA  70. 

(f)  Annual  License  Eee.  Until  revised  by  the 
board,  The  annual  license  fee  and  license  renewal 
fee   fof  at*  electrical   contracting  license   in  the 


SP-WP  classification  shall  be  eighteen  dollars 
($18.00).  as  prescribed  in  Rule  .1902  of  this 
Chapter  and  subject  to  the  provisions  thereof. 
License  fees  must  be  in  the  form  of  a  check  or 
money  order  made  payable  to  the  board  and 
must  be  filed  with  the  license  applications.  Cash 
cannot  be  accepted  as  payment  for  license  fees. 

(j)  Inactive  SP-WP  licensees  or  individuals 
qualified  in  the  SP-WP  classification  may  apply 
for  and  obtain  a  SP-WP  license  as  follows:  in 
accordance  with  the  provisions  prescribed  in 
Sections  .1900  and  .2000  of  this  Chapter;  and 
provided  said  individual  has  met  all  other  pro- 
visions  of  this  Rule. 

\    L  .    1  \  J     V       /  %   T1   .   >1    1 


W 


m 


Any  person,  f4n»  &¥  i 

he!4  a  SP  WP  license,  btrtr  4t*e  te  failure 
t»  renew  e*  because  ef-  occupational  Fe- 
quirements,  allowed  his  license  to  expire, 
may  apply  asd  have  hi*  license  renewed 
if  he  furnishes  information  t»  the  board 
verifying  that  he  is  engaged  t»  a  lawful 
groundwater  pump  business;  and,  during 
the  twelve  month  period  immediately 
preceding  the  filing  of  his  application,  he 
has  been  primarily  actively  engaged  fat 
least  1,000  hours)  in-  groundwater  pump 
»f  electrical  contracting  type  work. 
Any  person  who  has  once  duly  qualified 
fof  a  SP  WP  license  b«t  never  obtained  a 
license  may  apply  a«4  obtain  a  license  if 
he  furnishes  te-  the  board  information 
verifying  that  he  is  engaged  i»  a  lawful 
groundwater  pump  business  and,  during 
the  twelve  month  period  immediately 
preceding  the  filing  »f  his  application,  he 

I  lit?    (  Hr*J*i  I    1*1 1111  ii  I  11  V    i  It'L  1 V  (?1  V    t?  i  1  tlrttit*TT  \  I  ,v'M( 

hours)  »  groundwater  pump  of  electrical 

contracting  type  work. 

Combined  Application  and  Examination 
L'ntil  changed  by-  the  board,  the  combined 
application  awi  examination  fee  fof  the  SP  WP 
qualifying  examination  shall  he  as  specified  i»  the 
following  fee  schedule: 

Pfe& SCHEDULE 

APPLICATION 

FEE 


(P) 

lee. 


Regular  Semi  Annual 

Examination 
Specially  Arranged 

Examination 


EXAMINATION 
E*6 


mm 

$30.00 

TOTAL 

COMBINED 

1*6 


NORTH  CAROLINA  REGISTER 


162 


PROPOSED  RULES 


$.70.00 


&I00.0O 


( 1 )  The  combined  application  and  examina- 
tion fees  for  the  SP-WP  classification  reg- 
ular qualifying  examinations  and  specially 
arranged    examinations    shall    be   as   pre- 


scribed m  Rule  .1804  of  this  Chapter  and 
subject  to  the  provisions  thereof. 

(2)  f++  The  total  combined  application  and 
examination  fee  must  be  in  the  form  of  a 
check  or  money  order  made  payable  to 
the  board  and  must  accompany  the  ap- 
plication when  filed  with  the  board. 

(3)  (3}  The  application  and  examination  fee 

shall  be  retained  by  the  board  or  refunded 
to  the  applicant  as  follows: 

(A)  The  application  fee  portion  of  the 
combined  application  and  examination  fee 
shall  be  retained  by  the  board  unless  the 
applicant  does  not  take  the  examination 
for  which  he  applied  and  does  submit  a 
written  request  to  the  board  for  a  refund 
and  the  refund  is  specificallv  approved  by 
the  board. 

(B)  The  examination  fee  portion  of  the 
combined  application  and  examination  fee 
shall  be  refunded  to  any  applicant  who 
does  not  take  the  examination  during  the 
examination  period  for  which  he  has  ap- 
plied. 

(4)  (-rty  Any  fee  retained  by  the  board  shall  not 

be  creditable  toward  the  payment  of  any 
future  application  or  examination  fee. 
(r)    Examination  Scope.    The  qualifying  exam- 
ination for  a  SP-WP  license  shall  be  based  on, 
but  not  limited  to,  the  following: 

(1)  rules  contained  in  the  current  edition  ef 
tke  North  Carolina  State  Building  Code, 
Vol.  Volume  IV  Electrical  and  the  Na- 
tional Electrical  Code.  NT  PA  70.  which 
are  applicable  to  installations  covered  by 
the  SP-WP  classification;  a«4 

Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-44;  87-48. 

.2306    SPECIAL  RESTRICTED  ELECTRIC 
SIGN  LICENSE 

(e)  Physical  and  Technical  Limitations  of  Li- 
cense. Electrical  contracting  under  the  SP-ES 
license  classification  shall  be  restricted  to  wiring 
which  is  directly  related  to  electric  sign  installa- 
tions within  the  State  of  North  Carolina  as  de- 
scribed in  this  Rule: 

(5)  The  suitable  disconnecting  means  or  suit- 
able junction  box  referred  to  in  Subpara- 
graph (e)(1)  and  (2)  of  this  Rule  and  the 


suitable  junction  box  referred  to  in  Sub- 
paragraph (e)(3)  of  this  Rule  shall  be  in- 
stalled as  separate  enclosures  intended 
solely  for  and  limited  to  serving  the  spe- 
cific electric  sign  installation  involved; 
shall  be  of  a  type  and  size  as  required  by 
the  current  edition  ef  As  North  Carolina 
State  Building  Code,  Velr  Volume  IV 
Electrical  and  the  National  Electrical 
Code,  N'FPA  70,  for  the  specific  electric 
sign  installation  involved;  and  shall  be 
permanently  and  legibly  marked  to  iden- 
tify same  with  the  specific  electric  sign  in- 
stallation being  served. 

(7)  All  related  wiring  shall  be  installed  in 
compliance  with  the  applicable  provisions 
of  the  current  edition  ©f  &e  North 
Carolina  State  Building  Code,  ¥*4r  Vol- 
ume IV  Electrical  and  the  National  Elec- 
trical Code,  NFPA  70. 

(8)  No  related  wiring,  or  any  part  thereof,  may 
be  installed  in  any  location  defined  as  a 
hazardous  location  i»  bv  the  current  e4i- 
tie»  ef  A#  North  Carolina  State  Building 
Code,  ¥«4t  Pr-  Electrical.  National  Elec- 
trical Code,  NFPA  70. 

(9)  All  building  wiring  shall  be  installed  by 
others  and  all  such  wiring  shall  be  in- 
stalled in  compliance  with  the  applicable 
provisions  of  the  current  edition  ef-  &t» 
North  Carolina  State  Building  Code.  V-«4r 
Volume  IV  Electrical  and  the  National 
Electncal  Code,  NFPA  70. 

(g)  Annual  License  Fee.  Until  revised  by  th« 
board,  The  annual  license  fee  and  license  renewal 
fee  fof  a»  electrical  contracting  in  the  SP-ES 
classification  shall  be  eighteen  dollars  ($18.00). 
as  prescribed  in  Rule  .  1QQ2  of  this  Chapter  and 
subject  to  the  provisions  thereof.  License  fees 
must  be  in  the  form  of  a  check  or  money  order 
made  payable  to  the  board  and  must  be  filed  with 
the  license  applications.  Cash  cannot  be  ac- 
cepted as  payment  for  license  fees. 

(h)  Annual  License  Renewal.  All  licenses  is- 
sued by  the  board  automatically  expire  at 
mdinight  midnight  on  June  30  of  each  year  unless 
otherwise  rendered  invalid  prior  to  that  date. 
License  renewal  applications  and  the  eighteen 
dollar  (S  18.00)  annual  license  renewal  fees  shall 
be  due  in  the  office  of  the  board  30  days  prior  to 
the  midnight  June  30  expiration  date.  The  filing 
date  of  applications  filed  by  mail  will  be  consid- 
ered to  be  the  date  of  postmark.  Renewal  ap- 
plications received  after  the  midnight  June  30 
expiration  date  shall  be  subject  to  a  late  filing 
penalty  of  10  percent  of  the  annual  license  fee. 

(j)  Inactive  SP-ES  licensees  or  individuals 
qualified  in  the  SP-ES  classification  may  apply 


163 


NORTH  CAROLINA  REGISTER 


PROPOSED  RULES 


for  and  obtain  a 
accordance  with 
Sections 


SP-ES  license  as  follows:     in 

the    provisions   prescribed    in 

1 900  and  .2000  of  this  Chapter;  and 


provided  said  individual  has  met  all  other  pro- 
visions of  this  Rule. 

tit      "  tiit   i.' v. i  \y\.j i i  j   in  in   rrr  uui  !■ "" i  uin'ii    •«  i iu   kj i iuu 

hold  a  SP  ES  license,  btrir  d«e  t»  failure 
t»  renew  ef  bocauso  ef  occupational  re- 
quirements, allowed  his  liconso  te  oxpiro, 
may  apply  an4  have  his  license  renewed 
if  he  furnished  infurmatieft  te-  the  board 
verifying  that-  he  is  engaged  m  a  lawful 
oleotrio  si^*  business,  and,  during  the 
twolvo  month  period  immediately  proced 
iftg  the  filing  ef  his  application,  he  has 
been  primarily  actively  engaged  (at  least 
1,000  hours)  ift  electric  sig»  &f  electrical 
contracting  type  work. 
(-3)  Any  person  who  has  once  duly  qualified 
fef  a  SP  ES  license  b«t  never  obtained  a 
license  may  apply  at*4  obtain  a  licenso  if 
he  furnishes  te-  the  board  information 
verifying  that  he  is  engaged  m  a  lawful 
electric  sigft  business  aftdr  during  the 
twelve  month  period  immediately  proced 
i«g  the  filing  ef  his  application,  he  has 
been  primarily  actively  engaged  ( 1,000 
hours)  i»  electric  sigft  e*  electrical  con 
tructing  type  work. 
(q)  Combined  Application  and  Examination 
Fees.  Until  changed  by  the  board,  the  combined 
application  a»d  examination  fees  fof  the  SP  ES 

CTTITTTTTT'TTTTli    t^TtTTI  lilltlltlTTII    QTttuS     t*t?    Ct^    CTTTOOIj  It  U    111    I  I  IT? 

following  fee  schedule: 


(2)  f44  The  total  combined  application  and 
examination  fee  must  be  in  the  form  of  a 
check  or  money  order  made  payable  to 
the  board  and  must  accompany  the  ap- 
plication when  filed  with  the  board. 

(3)  (2)  The  application  and  examination  fee 

shall  be  retained  by  the  board  or  refunded 
to  the  applicant  as  follows: 

(A)  The  application  fee  portion  of  the 
combined  application  and  examination  fee 
shall  be  retained  by  the  board  unless  the 
applicant  does  not  take  the  examination 
for  which  he  applied  and  does  submit  a 
written  request  to  the  board  for  a  refund 
and  the  refund  is  specifically  approved  by 
the  board. 

(B)  The  examination  fee  portion  of  the 
combined  application  and  examination  fee 
shall  be  refunded  to  any  applicant  who 
does  not  take  the  examination  during  the 
examination  period  for  which  he  has  ap- 
plied. 

(4)  (3)  Any  fee  retained  by  the  board  shall  not 

be  creditable  toward  the  payment  of  any 
future  application  or  examination  fee. 
(s)    Examination  Scope.    The  qualifying  exam- 
ination for  a  SP-ES  license  shall  be  based  on,  but 
not  limited  to,  the  following: 

(1)  rules  contained  in  the  current  edition  of 
the  North  Carolina  State  Building  Code, 
Vol.  Volume  IV  Electrical  and  the  Na- 
tional Electrical  Code,  NFPA  70^  which 
are  applicable  to  installations  covered  by 
the  SP-ES  license  classification; 


PEE  SCHEDULE 


PiOgular  Semi  Annual 

Examination 
Specially  Arranged 

Examination 


EXAMINATION 
FEE 


APPLICATION 
PEE 


$444)0 

$30.00 

TOTAL 

COMBINED 

PEE 


$4E4q  uzm 

mm  sioo.oo 

(1)  The  combined  application  and  examina- 
tion fees  for  the  SP-FS  classification  reg- 
ular qualifying  examinations  and  specially 
arranged  examinations  shall  be  as  pre- 
scribed in  Rule  .  1 X04  of  this  Chapter  and 
subject  to  the  provisions  thereof. 


Statutory  Authority  G.S.  87-39;  87-42;  87-43.3; 
87-44;  87-48. 

.2307    SPECIAL  RESTRICTED  LOW 
VOLTAGE  LICENSE 

(b)  Low  Voltage  Wiring  Defmed.  With  regard 
to  the  SP-LV  license  classification,  low  voltage 
wiring  is  defined  as: 

(2)  Wiring  systems  having  a  voltage  in  excess 
of  50  volts;  provided  such  systems  consist 
solely  or  power  limited  circuits  meeting 
the  definition  of  a  Class  II  or  Class  III 
wiring  system  as  defined  in  the  Nr  Gr 
North  Carolina  State  Building  Code,  V-eh 
Volume  IV  Electrical  (current  edition  ef 
and  the  National  Electrical  Code,  NFPA 
70  )  ;  or 

(c)  Hazardous  Locations.  No  related  wiring 
or  any  part  thereof  may  be  installed  under  the 
provisions  of  this  Rule  in  any  location  defined 
as  a  hazardous  location  by  the  Nr  Gr  State 
Building  Codo,  VeP  PV-  Electrical  (current  edition 
ef  the  National  Electrical  Code,  NFPA  70.    } 


NORTH  CAROLINA  REGISTER 


164 


PROPOSED  RULES 


(1)  Inactive  SP-LV  licensees  or  individuals 
qualified  in  the  SP-LV  classification  may  apply 
for  and  obtain  a  SP-LV  license  a*  follows:  in 
accordance  with  the  provisions  prescribed  in 
Sections  .  1 900  and  .201)0  of  this  Chapter;  and 
provided  said  individual  has  met  all  other  pro- 
visions of  this  Rule. 

(-14   Afty  person,  ftfFft  ef  corporation  who  onco 
heki  a-  license;  b+to  ttoe  to  failure  ;»  renew 
e*  because  ef  occupational  feqi.iromonto 
allowed  his  license  to  expire,  may-  apply 
a«4  have  hi*  license  ronowed  if  he  h*f- 
nishos  information  to  the  board  verifying 
that,  during  toe  twelve  month  period  hb- 
mediately  preceding  the  filing  trf  hi*  ap- 
plication,  he  ha*  been  primarily  actively 
engaged    (at-   lea*i-    1,000    hours)    »   lew 
voltage  ©f  other  electrical  contracting  type 
work. 
(4>    Any  person  who  ha*  onco  duly  qualified 
tot  a  SP  LV  license,  bto  never  obtained  a 
License,  may  apply  a«4  obtain  a  license  if- 
he   furnishes    to    toe    board    information 
verifying   that-   during    the   twelve  month 
period  immediately  preceding  the  filing  ©f- 
hi*  application  he  ha*  been  primarily  ae- 
tively  engaged  ( 1,000  hours)  i»  tow-  volt 
age   e+   other   electrical    contracting   type 
work. 
(m)      Certain  Licensees  Exempt.      Within  the 
restrictions  of  their  respective  electrical  contract- 
ing license  classification,  licensees  holding  a  cur- 
rent electrical  contracting  license  issued  by  the 
board   in   the    limited,    intermediate,    unlimited, 
SP-SFD  or  SP-PH  -Qa**  I  classification  are  ex- 
empted  from   the   license   requirements    of  this 
Rule. 
(n|    Annual  License  Fee.    Until  revised  by  the 
board,  The  annual  license  fee  and  license  renewal 
fee  fof  a»  electrical   contracting   license   in   the 
SP-LV   classification    shall   be   eighteen   dollars 
($18.00).      as  prescribed   m   Rule   .1902  of  this 
Chapter  and  subject  to  the  provisions  thereof. 
License  fees  must  be  paid  in  the  form  of  a  check 
or  money  order  made  payable  to  the  board  and 
must  accompany  be  tiled  with  the  license  appli- 
cations.   Cash  cannot  be  accepted  as  payment  for 
license  fees. 

(o)  Annual  License  Renewal.  All  licenses  is- 
sued by  the  board  automatically  expire  at  mid- 
night on  June  30  of  each  year  unless  otherwise 
rendered  invalid  prior  to  that  date.  License  re- 
newal applications  and  the  eighteen  dollar 
($1S.00)  license  renewal  fee  shall  be  due  in  the 
office  of  the  board  30  days  prior  to  the  midnight 
June  30  expiration  date.  The  filing  date  of  ap- 
plications tiled  by  mail  will  be  considered  to  be 


the  date  of  postmark.  Renewal  applications  re- 
ceived after  the  midnight  June  30  expiration  date 
shaLL  be  subject  to  a  late  fiLing  penalty  of  10  per- 
cent of  the  annual  License  fee. 
(u)  Combined  Application  and  Examination 
Fees.  Until  changed  by  the  board  toe  combined 
application  a*to  examination  lee*  tof  the  SP  LV 
qualifying  examination  shall  be  a*  specified  h%  the 
following  fee 

PES  SCHEDULE 


Regular  Semi  Annual 
Specially  Arranged 


EXAMINATION 
FEE 

$70.00 


APPLICATION 

FEE 

mm 


$30.00 


TOTAL 

COMBINED 

FEE 

$18.00 
E100.00 


The  combined  application  and  examina- 
tion fees  for  the  SP-LV  classification  reg- 
ular qualifying  examinations  and  specially 
arranged    examinations    shall    be    as   pre- 


Lii 


scribed  in  Rule  .  1 804  of  this  Chapter  and 
subject  to  the  provisions  thereof. 

(2)  (44  The  total  combined  application  and 
examination  fee  must  be  in  the  form  of  a 
check  or  money  order  made  payable  to 
the  board  and  must  accompany  the  ap- 
plication when  filed  with  the  board.  Cash 
cannot  be  accepted. 

(3)  (-2+  The  application  and  examination  fee 

shall  be  retained  by  the  board  or  refunded 
to  the  applicant  as  follows: 

(A)  The  application  portion  of  the  com- 
bined application  and  examination  fee 
shall  be  retained  by  the  board  unless  the 
applicant  does  not  take  the  examination 
for  which  he  applied  and  submits  a  writ- 
ten request  to  the  board  for  a  refund  and 
the  refund  is  specifically  approved  by  the 
board. 

(B)  The  examination  fee  portion  of  the 
combined  application  and  examination  fee 
shall  be  refunded  to  any  applicant  who 
does  not  take  the  examination  during  the 
examination  period  for  which  he  has  ap- 
plied. 

(4)  f4}  Any  fee  retained  by  the  board  shall  not 

be  creditable  toward  the  payment  of  any 
future  application  or  examination  fee. 


165 


NORTH  CAROLINA  REGISTER 


PROPOSED  RULES 


(w)  examination  Scope.  The  qualifying  exam- 
ination for  a  SP-LV  license  shall  be  based  on,  but 
not  limited  to,  the  following: 

(1)  rules  contained  in  the  N.C.  North 
Carolina  State  Building  Code,  ¥eh  Vol- 
ume IV  Electrical  (current  edition  ef  and 
the  National  Electrical  Code,  NFPA  70,  > 
applicable  to  low  voltage  installations 
covered  by  the  SP-LV  license  classifica- 
tion; 


mm 


$100.00 


Statutory  Authority   G.S.   87-39; 
87-43.2;  87-43.3;  87-44;  87-48. 


.2308 


87-42;  87-43; 


SPECIAL  RESTRICTED  SWIMMING 
POOL  LICENSE 

(h)  Annual  License  Fee.  Until  revised  by  the 
board,  The  annual  license  fee  fof  a»  electrical 
contracting  lieonoo  in  the  SP-SP  classification 
shall  be  eighteen  dollars  ($18.00).  as  prescribed 
in  Rule  .1902  of  this  Chapter  and  subject  to  the 
provisions  thereof.  License  fees  must  be  paid  in 
the  form  of  a  check  or  money  order  made  paya- 
ble to  the  board  and  must  accompany  be  filed 
with  the  license  application.  Cash  cannot  be  ac- 
cepted as  payment  for  license  fees. 

(i)  Annual  License  Renewal.  All  licenses  is- 
sued by  the  board  automatically  expire  at  mid- 
night on  June  30  of  each  year  unless  otherwise 
rendered  invalid  prior  to  that  date.  License  re- 
newal applications  and  the  eighteen  dollar 
($18.00)  license  renewal  fee  shall  be  due  in  the 
board's  office  30  days  prior  to  the  midnight  June 
30  expiration  date.  The  filing  date  of  renewal 
applications  filed  by  mail  will  be  considered  to 
be  the  date  of  postmark.  Renewal  applications 
received  after  the  midnight  June  30  expiration 
date  shall  be  subject  to  a  late  filing  penalty  of  10 
percent  of  the  annual  license  fee. 

(o)  Combined  Application  and  Examination 
Fees.  Until  changed  by  the  board,  the  combined 
application  a«4  examination  foes  fo*  the  SP  SP 
qualifying  examinations  eh  all  be  as  prescribed  m 
the  following  fe 

PES  SCHEDULE 

APPLICATION 


Regular  Semi  annual 
Specially  Arranged 


EXAMINATION 

FEE 


$11.00 
$30.00 

TOTAL 

COMBINED 

EE6 

mm 


(1)  The  combined  application  and  examina- 
tion fees  for  the  SP-SP  classification  reg- 
ular qualifying  examinations  and  specially 
arranged  examinations  shall  be  as  pre- 
scribed in  Rule  .  1 804  of  this  Chapter  and 
subject  to  the  provisions  thereof. 

(2)  (4-}  The  total  combined  application  and 
examination  fee  must  be  in  the  form  of  a 
check  or  money  order  made  payable  to 
the  board  and  must  accompany  the  ap- 
plication when  hied  with  the  board.  Cash 
cannot  be  accepted. 

(3)  {2}  The  application  and  examination  fee 

shall  be  retained  by  the  board  or  refunded 
to  the  applicant  as  follows: 

(A)  The  application  portion  of  the  com- 
bined application  and  examination  fee 
shall  be  retained  by  the  board  unless  the 
applicant  does  not  take  the  examination 
for  which  he  applied  and  submits  a  writ- 
ten request  to  the  board  for  a  refund  and 
the  refund  is  specifically  approved  by  the 
board. 

(B)  The  examination  fee  portion  of  the 
combined  application  and  examination  fee 
shall  be  refunded  to  any  applicant  who 
does  not  take  the  examination  during  the 
examination  period  for  which  he  has  ap- 
plied. 

(4)  (4)  Any  fee  retained  by  the  board  shall  not 

be  creditable  toward  the  payment  of  any 
future  application  or  examination  fee. 
(q)     Examination  Scope.     The  qualifying  ex- 
amination for  a  SP-SP  license  shall  be  based  on, 
but  not  limited  to,  the  following: 

(1)       rules    contained   in   the    N.C.       North 
Carolina  State  Building  Code,  ¥eh    Vol- 
ume IV  Electrical  (current  edition  ef  and 
the  National  Electrical  Code,  NFPA  70,  ) 
which  are  applicable  to  installations  cov- 
ered by  the  SP-SP  license  classification; 
(r)  Reactivating  Lieonoo.     A«y  SP  SP  licensee 
who,  d«e  t»  failure  te-  renew  ©f  becauoo  ef  oocu 
pational  requirements,  allowed  his  license  te-  e#- 
piro,  may  apply  a«4  have  his  license  renewod  if 
he  furnishes  information  satisfactorily  verifying 
that  during   the    12  month   period   immodiatoly 
preceding  the  filing  ef  his  application,  the  appli 
cant's  duly  qualified  representative  has  been  pH- 
marily  actively  engaged  (at  least  1,000  hours)  m 
electrical    contracting   ©f   swimming    pool    con 
struction  type  work.      Inactive  SP-SP  licensees 
or  individuals  qualified  in  the  SP-SP  classifica- 
tion, may  apply  for  and  obtain  a  SP-SP  license 
in  accordance  with  the  provisions  prescribed  in 
Sections  .1900  and  .2000  of  this  Chapter,  and 


NORTH  CAROLINA  REGISTER 


166 


PROPOSED  RULES 


provided  said  individual  has  met  all  other  pro- 
visions of  this  Rule. 

(s)     Duly  Qualified  Btrt  Never  Obtained  a  In- 
cense.    Any  person,  ft»»  e*  corporation  who  is 
engaged  i»  a  lawful  swimming  pool  construction 
business   *h4  who  no   duly  authorised  ropresen 
tative  took  c«4  passed  t4**  SP  SP  qualifying  »*- 
amination  btri-  h»  license  was  obtained  shall  l*e 
eligible  te  apply  m+4  obtain  a  SP  SP  license-  pro 
vided  t4+e  board  is  furnished  information  satis 
factonly    verifying    that,    during    the    12  month 
period   immediately   preceding  the  filing  ef  hi* 
application,  the  applicant's  d+*iy  authorised  rep- 
resentative ha*  been  primarily  actively  ongaged 
fat-  least  1,01)1)  hours)  m  electrical  contracting  ef 
swimming  pool  construction  type  work. 

fH  [s]  Duty  and  Responsibility  of  SP-SP 
licensee.  It  shall  be  the  duty  and  responsibility 
of  a  licensee  holding  an  electrical  contracting  li- 
cense in  the  SP-SP  classification  to  confine  his 
electrical  contracting  work  strictly  to  the  scope 
of  swimming  pool  bonding  work  as  prescribed  in 
this  Rule. 

(«+  (t}  Permit:  Inspection  Requirements. 
Nothing  hereing  herein  shall  be  construed  as  su- 
perseding or  authorizing  the  waiver  of  any  state 
or  local  requirements  for  permits  and  inspections 
or  any  local  special  construction  rules  which 
would  otherwise  be  applicable  to  any  work  cov- 
ered under  the  provisions  of  this  Rule. 

Statutory   Authority   G.S.   87-39;   87-42;  87-43; 
87-43.2;  87-43.3;  87-44;  87-48. 

SECTION  .2400  -  LICENSING  RECIPROCITY 

.2402    RECIPROCITY:  SOUTH  CAROLINA 

Pursuant  to  the  provisions  of  Rule  .2401  of  this 
Section  and  the  formal  resolution  agreement  be- 
tween the  board  and  the  South  Carolina  Licens- 
ing Board  for  Contractors,  licensees  of  the  South 
Carolina  Board,  who  are  non-residents  of  North 
Carolina,  are  eligible  to  apply  for  and  obtain  a 
North  Carolina  electrical  contracting  license  and 
North  Carolina  licensees,  who  are  non-residents 
of  South  Carolina,  are  eligible  to  apply  to  the 
South  Carolina  board  and  obtain  a  South 
Carolina  electrical  contracting  license  in  classi- 
fications as  prescribed  in  the  following  table: 

SOUTH  CAROLINA  LICENSEE 

Limited 

Intermediate 
Unlimited 

ELIGIBLE  FOR  NORTH  CAROLINA 
LICENSE 


Limited  or  intermediate 

Limited,  intermediate  or  unlimited 

Limited,  intermediate  or  unlimited 

NORTH  CAROLINA  LICENSEE 

Limited 


Intermediate 
Unlimited 

ELIGIBLE  FOR  SOUTH  CAROLINA 
LICENSE 

Not  eligible  for  any  license:  no 
S.C.  State  license  required  for 
projects  up  to  $10,000.00  $17,500.00 

Limited  or  intermediate 

Limited,  intermediate  or  unlimited 

Statutory  Authority  G.S.  87-39;  87-42;  87-50. 

.2404    RECIPROCITY:  FLORIDA 

Pursuant  to  the  provisions  of  Rule  .2401  of  this 
Section  and  the  formal  resolution  agreement  be- 
tween the  board  and  the  Florida  Electrical  Con- 
tractors Licensing  Board,  licensees  of  the  Florida 
board,  who  are  non-residents  of  North  Carolina, 
are  eligible  to  apply  for  and  obtain  a  North 
Carolina  electrical  contracting  license  and  North 
Carolina  licensees,  who  are  non-residents  of 
Florida,  are  eligible  to  apply  to  the  Florida  board 
and  obtain  a  Florida  electrical  contracting  license 
in  classifications  as  prescribed  in  the  following 
table: 

FLORIDA  LICENSEE 

Unlimited 

ELIGIBLE  FOR  NORTH  CAROLINA 
LICENSE 

Unlimited 

NORTH  CAROLINA  LICENSEE 

Unlimited 

ELIGIBLE  FOR  FLORIDA  LICENSE 

L'nlimited 

Statutory  Authority  G.S.  87-39;  87-42;  87-50. 


167 


NORTH  CAROLINA  REGISTER 


PROPOSED  RULES 


SECTION  .2500  -  JOINT  RESOLUTIONS: 
AGREEMENTS 

.2503    AGREEMENT:  ENGINEERING  BOARD 

Pursuant  to  an  agreement  between  the  board 
and  the  North  Carolina  State  Board  for  Profes- 
sional Engineers  and  Land  Surveyors,  the  fol- 
lowing definitions  and  procedures  shall  apply  to 
drawings: 

(1)  Design  drawing.  A  design  drawing  indicates 
the  total  result  to  be  achieved  by  an  assem- 
bly of  various  systems.  It  is  the  creative 
work  of  a  design  professional,  prepared  with 
the  use  of  special  knowledge  of  the  math- 
ematical, physical  and  engineering  sciences 
in  order  to  accomplish  a  specific  function 
and  bears  the  seal  of  the  preparing  design 
professional. 

(2)  Shop  drawing.  A  shop  drawing  indicates 
the  fabrication,  assembly,  installation  or 
erection  of  a  system's  components.  It  is 
usually  prepared  by  the  manufacturer  or  in- 
stalling contractor  for  the  purpose  of  con- 
veying to  the  mechanic  the  materials  and 
construction  sequencing  procedures  to  be 
used  in  achieving  the  total  result  called  for 
by  the  design  drawings. 

(3)  Other  drawings.  If  design  drawings  are  not 
required  by  any  statute,  the  installing  con- 
tractor may  prepare  preliminary  drawings  to 
illustrate  his  proposed  installation. 

(4)  Other  drawings.  If  design  drawings  are  re- 
quired by  a  statute  for  an  installation,  the 
contractor  may  prepare  preliminary 
drawings  to  illustrate  his  proposed  installa- 
tion; provided  his  proposal  contains  specific 
provisions  to  assure  the  awarding  authority 
that,  if  awarded  the  project,  the  services  of 
a  duly  registered  professional  will  be  em- 
ployed to  prepare  the  required  final  design 
drawing(s)  for  the  installation  proposed  and 
that  the  installation  will  be  constructed  in 
accordance  with  such  design  drawing(s). 

Statutory  Authority  G.S.  87-39;  87-42. 

SECTION  .2600  -  INTERPRETIVE  RULINGS 

.2602    INTERPRETIVE  RULING:  LOW 
VOLTAGE  SYSTEMS 

(b)     A  low  voltage  wiring  system  will  be 

constued  by  the  board  as  a  system  which  a 

non-licensee  of  the  board  shall  be  permitted 

to  install,  maintain,  alter  or  repair  if  all  of 

the  following  conditions  are  met: 

(2)    The  low  voltage  control  circuit  and  power 

supply  is  a  Class  II  or  Class  III  system  as 

defined  in  the  Nr  Gr  North  Carolina  State 

Building  Code,  Vol.     Volume  IV  Elec- 


trical (curront  odition  ef  and  the  National 
Electrical  Code,  NFPA  70;  } 

(3)  The  low  voltage  wiring  system  operates 
at  a  voltage  not  in  excess  of  50  volts  unless 
the  system  meets  the  provisions  for 
sound-recording  and  similar  equipment  as 
set  out  in  the  Nt  Gt  North  Carolina  State 
Building  Code,  V-eh  Volume  IV  Elec- 
trical (current  odition  e4  and  the  National 
Electrical  Code,  NFPA  70;  ) 

(4)  No  part  of  the  installation  is  in  any  area 
designated  as  hazardous  by  the  rVr  &• 
North  Carolina  State  Building  Code,  V-eh 
Volume  IV  Electrical  (curront  edition  trf 
and  the  National  Electrical  Code,  NFPA 
70;* 


Statutory      A  uthority 
I50B-1I(1). 


G.S.      87-39;      87-42; 


.2606    INTERPRETIVE  RILING:  JOINT 
VENTURE 

(a)  Joint  Venture  Eligibility.  A«y  person,  fo=f» 
e*  corporation  not-  duly  licensed  by  the  board  to 
engage  ef  offer  to  engage  to  a  given  electrical 
contracting  project  m  North  Carolina  shall  be 
eligible  to  participate  i»  sato  project  by  entering 
n*to  a  joint  venture  agreement  with  a  peroon. 
6fH+  e*  corporation  duly  licensed  by  the  board  to 
engage  e*  offer  to  engage  m  such  project;  pro 
vidod  that,  prior  to  any  aet-  »f  engaging  e*  offer 
iftg  to  engage  m  the  &ai4  project,  a&  ef  the 
following  conditions  are  met:  Definition.  Joint 
venture  shall  mean  a  written  agreement  entered 
into,  prior  to  any  act  of  engaging  or  offering  to 
engage,  between  a  North  Carolina  electrical  con- 
tractor  duly  licensed  for  a  given  electrical  con- 


'   i^  L  1 1 1 V.  l  l^j    1 1 1  u  r , 


tracting  project  and  a  North  Carolina  elect ncal 
contractor  or  an  out-of-state  electrical  contractor 
not  duly  licensed  for  said  project. 

/     1     V  tja^     ■  Q  m<      ti^kxiijjj;^     ■  ■   ■  ■ r  ■   '  ■    ■  '  *   '  ■   ■  '  '  ' 

\   T  J        II IV     TTTTTTT    f  1.1  II  lit  U    LlC-J  C7C  I  J  I\-  I  1  I 

f3}     the  joint  venture  agreement  is  duly  e*e- 

cuted  e»  joint  venture  affidavit  agreement 

forms  provided  by  the  board  a»4  the  duly 

executed  forms  afe  furnished  to  the  board 

with  copies  furnished  to  the  local  govern 

mental  inspections  department  having  j«- 

risdiotion  over  the  $m4  project. 

(b)  Joint  Venture  Ineligibility  After  Violation. 

A«y  person,  fo»  &e  corporation  found  to  be  eft- 

gaging  e+  offering  to  engage  to  a  given  electrical 

contracting  project  »  North  Carolina  when  such 

person,  frm*  e*  corporation  is  »»t  duly  licensed 

t  .  i  .  1.-^  i.-  r\  .  t-i  .  i  1  1  tut  1^^  _>li|iil-i|,i|  t .  k  i  ,  a  i  n  t  i  ■  ^.  1 1 1  i  i  t-.  i  t  l-i  .  i 
\\s    K1\J    \^J  .     03  IlLTT    I1U  I     L-'V    O LI  CJ  "  1  \J    I  \J    J  V-'lirt     W11LUI  U    1 1  It- 

sai4  project.  North  Carolina  Electrical  Contrac- 
tor. Subject  to  Rules  .1803(c)  and  .2607(b)  of 
this   Chapter,   a  North   Carolina  electrical  con- 


NORTH  CAROLINA  REGISTER 


168 


PROPOSED  RULES 


tractor  not  dul\  licensed  for  a  given  electrical 
contracting  project  shall  be  eligible  to  enter  into 
a  joint  venture  agreement  as  defined  in  Paragraph 
(a)  of  this  Rule  and,  provided  that  the  parties  to 
the  joint  venture  agreement  duly  execute  said 
agreement  on  joint  venture  affidavit -agreement 
forms  furnished  by  the  board,  return  the  duly 
executed  forms  to  the  board  and  submit  copies 
thereof  to  the  local  governmental  inspections  de- 
partment having  jurisdiction  over  the  said  elec- 
trical contracting  project. 

(c)  Out^of^State  Electrical  Contractor.  Subject 
to  Rules  .lSOi(b)  and  .2607(a)  of  this  Chapter. 
an  out-of-state  electrical  contractor  currently  op- 
erating an  electrical  contracting  business  in  ac- 
cordance with  the  laws  of  its  home  state  and  not 
dulv  licensed  for  a  given  electrical  contracting 
project  m  North  Carolina  shall  be  eligible  to  em 
ter  into  a  joint  venture  agreement  as  defined  in 
Paragraph  ( a )  of  this  Rule  and,  provided  that  the 
parties  to  the  joint  venture  agreement  duly  exe- 
cute said  agreement  on  joint  venture  affidavit - 
agreement  forms  furnished  by  the  board,  return 
the  dulv  executed  forms  to  the  bo;jd  and  submit 
copies  thereof  to  the  local  governmental  in- 
spections department  having  jurisdiction  over  the 
said  electneal  contracting  project. 

Statutory  Authority  G.S.  8^-39;  87-42;  87-43; 
150B-1I(1). 

.2607    INTERPRKTIVE  RULING:  LICENSE 
INELIGIBILITY  AFTER  VIOLATION 

(a)  Non-licensee.  Any  person,  firm  or  corpo- 
ration not  dulv  licensed  by  the  board  and  found 
to  be  engaging  or  offering  to  engage  in  a  given 
electrical  contracting  project  in  North  Carolina 
shall  be  subject  to  the  provisions  of  G.S.  87-48 
and  shall  not  be  eligible  to  enter  into  a  pint 
venture  agreement  for  the  said  project.  Further- 
more, such  person,  firm  or  corporation  shall  not 
be  eligible  for  a  qualifying  examination  to  obtain 
a  license,  from  tke  board  until  such  time  as  the 
board  has  found  that  any  commitment  to  the 
said  project  involving  said  person,  firm  or  cor- 
poration has  been  voided  and  that  the  given  said 
project,  if  continued,  has  been  awarded  to  a  per- 
son, firm  or  corporation  duly  licensed  by  the 
board  to  engage  or  offer  to  engage  in  such 
project. 

(b)  Licensee.  Any  licensee  of  the  board  found 
to  be  engaging  or  offering  to  engage  in  a  given 
electrical  contracting  project  in  North  Carolina 
exceeding  the  project  limitations  of  his  said 
licensee's  current  license  shall  be  subject  to  the 
provisions  of  G.S.  87-  4S  47  and  shall  not  be  eli- 
gible to  enter  into  a  joint  venture  agreement  for 


the  said  project.  Furthermore,  such  licensee  shall 
not  be  eligible  for  a  qualifying  examination  to 
upgrade  bis  said  license  to  a  higher  classification 
until  such  time  as  the  board  has  found  that  any 
commitment  to  the  said  project  involving  said 
licensee  has  been  voided  and  that  the  given  said 
project,  if  continued,  has  been  awarded  to  a  per- 
son, firm  or  corporation  duly  licensed  by  the 
board  to  engage  or  offer  to  engage  m  such 
project. 


Statutory  Authority 
87-48;  150B-11(I). 


G.S.   87-39;  87-42;  87-43; 


.2610    INTERPRETIVE  RULING:  AUTHORIZED 
LEGAL  ACTION  BY  STAFF 

(a)  Pursuant  to  action  of  the  board  on  De- 
cember 11,  1980,  the  following  members  of  the 
board's  staff  are  authorized  to  act  on  behalf  of 
the  board  in  criminal  or  civil  actions  brought 
under  the  provisions  of  G.S.  87-48(a)  and 
87-48(b): 


(1) 
(2) 


the  board's  executive  director,  aft4 
the  board  field  representatives  coordinator, 
and 
(3)    the  board's  field  representatives. 

(b)  Said  staff  members  are  authorized  to  give 
affidavits,  act  as  plaintiffs,  verify  complaints,  sign 
criminal  warrants,  testify  in  court  or  in  other 
proceedings,  and  to  perform  all  other  acts  as  may 
be  required  in  such  criminal  and  civil  actions. 

(c)  All  such  acts  performed  by  said  staff  mem- 
bers prior  to  December  11,  1980,  are  ratified  and 
affirmed  by  the  board. 

Statutory  Authority   G.S.   87-39;  87-40;  87-42; 
ISOB-ll(l). 

.2612    INTERPRETIVE  RILING: 

DEFINITIONS:  DELIVERV/RELATED 
TERMS 

(c)  Service  Point.  The  service  point  in  a  wiring 
system,  defined  in  Section  230  200  ef  the  WM- 
Edition  ©f  the  National  Electrical  Code,  NT  PA 
70,  as  the  point  of  connection  between  the  facil- 
ities of  the  serving  utility  and  the  premises  wiring, 
is  hereby  construed  to  be  one  and  the  same  as  the 
point  herein  defined  as  point  of  delivery. 

(e)  Illustrated  definitions  and  application  of 
licensing  Act.  The  point  of  delivery'  and  service 
point  in  a  wiring  svstem  and  the  application  of 
the  North  Carolina  Electrical  Contracting  li- 
censing Act  are  further  defined  in  the  following 
illustration: 

POINT  OF  DEI  I  VERY 
NCGS  CH.  87.  ART.  4 


169 


NORTH  CAROLINA  REGISTER 


PROPOSED  RULES 


SERVICE  POINT 
NEC,  NFPA  70 


AHEAD 

Wiring  on  this  side  is  that  portion  of 
a  wiring  system  for  which  the  electric 
power  supplier  has  the  responsibility 
tor  the  ownership,  operation  and 
maintenance  thereof,  including  any 
such  overhead,  underground,  inside 
or  outside  wiring. 

I  [CENSE  REQUIREMENTS 

Wiring  installations  on  this  side  are 
expected  from  the  North  Carolina 
Electrical  Contracting  1  lccnsing  Act . 
Parties  of  interest  are  referred  to  the 
North  Carolina  Licensing  Board  for 
General  Contractors  for  applicable 
licensing  requirements. 

BEYOND 

Wiring  on  this  side  is  that  portion  of 
a  wiring  system  for  which  the  con- 
sumer has  the  responsibility  for  the 
ownership,  operation  and  mainte- 
nance thereof,  including  am  such 
overhead,  underground,  inside  or 
outside  wiring. 


1  ICENSE  REOJJIREMENTS 

Wiring  installations  on  this  side  are 
covered  by  the  North  Carolina  Llec- 
trical  Contracting  I  icensing  Act  and. 


pursuant  to  the  provisions  of  said  act , 
persons,  firms  or  corporations  in- 
stalling, maintaining,  altering,  or  re- 
pairing such  wiring  are  required  to 
hold  an  appropriate  license  issued  by 
State  Board  of  Examiners  of  Elec- 
trical  Contractors. 


Statutory       Authority 
150B-I1(1). 


G.S.      87-39;      87-42; 


SECTION  .2700  -  DESCRIPTION  OK  FORMS: 
CERTIFICATES  AND  PUBLICATIONS 

.2701    FORMS  PROVIDED  BY  HIE  BOARD 

(h)      License  Applications;   Elorida  Reciprocity. 


I  hese  forms  are  designed   for  the  applicant  to 
lurnish  essentially  the  same  tvpe  of  information 


as  is  provided  on  the  forms  described  in  Para- 
graphs (c).  (d)  and  (f)  of  this  Rule. 

rij  (+H  Bonding  Ability  Statement.  A  bonding 
ability  statement  form  is  provided  to  an  applicant 
wishing  to  obtain  a  license  in  either  the  interme- 
diate or  unlimited  classification.  This  form  is  to 
be  completed  by  a  bonding  company  duly  li- 
censed to  issue  performance  bonds  in  North 
Carolina.  The  form  is  designed  for  the  bonding 
company  to  state  its  bonding  experience  with  the 
applicant  and  amount  of  performance  bond  the 
bonding  company  will  be  willing  to  issue  to  ap- 
plicant at  the  date  the  form  is  completed  and 
signed.  The  signer's  power  te  of  attorney  must 
accompany  the  bonding  ability  statement  form. 

(]}  (*)  Certification  of  Qualified  Person.  This 
form  is  provided  to  any  licensee  or  applicant  for 
a  license  whose  qualified  person  is  someone  other 
than  the  licensee  or  applicant  for  a  license.  This 
form  is  designed  for  the  licensee  or  applicant  for 
a  license  to  certify  who  will  be  the  qualified  per- 
son for  the  licensee  and  that  the  said  qualified 
person  is,  or  will  be  regularly  employed  by  the 
licensee  and  has,  or  will  have,  the  specific  duty 
and  authority  to  supervise  and  direct  all  electrical 
installation,  maintenance,  alteration  or  repair  of 
any  electric  wiring,  devices,  appliances  or  equip- 
ment done  in  the  name  of  the  licensee. 

(k)  (j)  Joint  Venture  Affidavit.  This  form  is 
provided  to  two  or  more  firms  wishing  to  enter 
into  a  joint  venture  contractual  agreement  for 
electrical  contracting  projects  in  North  Carolina 
and  is  required  to  be  filed  with  the  board  in  any 
case  where  all  of  the  contractors  involved  in  the 
joint  venture  are  not  duly  licensed  to  engage  in 
the  project  on  their  own.  The  form  is  designed 
for  the  parties  involved  in  the  joint  venture  to 
furnish  the  fo 

( I)    names  of  the  joint  venturers; 

name  and  location  of  project  involved; 
name  of  duly  licensed  electrical  contractor 
having  the  duty  and  authority  for  super- 
vision in  accordance  with   the   Electrical 
Contracting  Licensing  Act;  and 

signatures  and  titles  of  joint   venturing 
parties,    notarized    by    a    duly    certified 
notary  public. 
(1)  fJrf  Affidavit  Certifying  Employee  Exception. 
This  affidavit  form  is  provided  to  any  licensee 
whose  relationship  with  his  employees  has  been 
challenged  and  it  is  alleged  that  someone  other 
than  his  bona  fide  employees  is  engaging  in  elec- 
trical work  under  the  auspices  of  his  license.  The 
form  is  designed  for  the  licensee  to  furnish  the 
following  information: 

(1)  That  the  person  in  question  is  employed 
by  licensee  in  the  capacity  of  a  mechanic 
(journeyman  electrician); 


(2) 
(3) 


(4) 


NORTH  CAROLINA  REGISTER 


170 


PROPOSED  RULES 


(2)  The  employee  receives  compensation  from 
the  licensee  which  is  reasonably  related  to 
the  hours  worked,  or  the  work  accom- 
plished, by  the  employee  for  the  licensee; 

(3)  The  related  compensation  paid  to  the 
employee  is  reported  to  federal  and  state 
tax  authorities  as  earnings  of  the  individ- 
ual employee  with  appropriate  deductions 
taken  and  reported  for  withholding  taxes 
and  FICA  contributions; 

(4)  The  employee  is  clearly  covered  by 
licensee's  worker's  compensation  insur- 
ance as  shown  by  the  inclusion  of  the 
employee's  related  compensation  on  the 
premium  audit  of  the  licensee's  insurance 
carrier; 

(5)  AH  work  performed  by  the  employee  is 
performed  under  the  direction  and  super- 
vision of  a  qualified  person  regularly  em- 
ployed by  the  licensee;  and 

(6)  Signature  and  title  of  submitter,  notarized 
by  a  duly  certified  notary  public. 

Statutory  Authority  G.S.  87-39;  87-42;  87-43; 
87-43.1;  87-43.2;  87-43.3;  87-43.4;  87-44; 
I50B-11. 

.2702    CERTIFICATES  ISSUED 
BY  HIE  BOARD 

(a)  Annual  License  Certificate.  An  annual  li- 
cense certificate  is  issued  to  each  eligible  licensee. 
This  certificate  contains  the  following  informa- 
tion: 

(i)  name  aftd  mailing  address  in  which  license 
is  issued; 

(b)  Permanent  Pocket  Card.  A  permanent 
pocket  identification  card  is  issued  to  each  person 
who  has  taken  and  passed  the  qualifying  exam- 
ination for  a  license.  This  card  contains  the  fol- 
lowing information: 

(4)  date  of  issuance  ef  or  date  examination 
was  passed. 

Statutory  Authority  G.S.  87-39;  87-42;  87-43; 
87-43.1;  87-43.3;  87-43.4;  87-44;  150B-II. 

.2703    PUBLICATIONS  AVAILABLE  FROM 
THE  BOARD 

The  following  publications  are  available  from 
the  board: 

(2)  General  and  special  rules,  regulations  and 
procedures  for  the  implementation  of  the 
laws  applicable  to  electneal  contracting  m 
the  State  of  North  Carolina; 


(4*     Ruloo,  regulations  and  procedures  fot  the 
qualifying    ef   applicants    em4    issuance)    ©f 
olootricol  contracting  liconsos  m  the  single) 
family  detached  residential  dwelling  classi 
fication,  SP  SI'D; 

(4)   Spooiol  rules,  regulations  and  procedures  fef 
the  establishment  ef  spocial  restricted  eloc 
trical  contracting  license  classifications; 

(4*  Spooial  rules,  regulations  aw4  procedures  fef 
the  qualifying  ef  applicants  and  issuance  e4 
electrical  contracting  licenr.es  m  the  special 
restricted  elevator  classification,  SP  LL; 

(6*   Special  rules,  regulations  and-  procedures  fef 
the  qualifying  ef-  applicants  and  issuance  of 
electrical  contracting  licenses  i»  the  spocial 
restricted  class  }  plumbing  and  heat  in  u  clas 
sification,  SP  PH  Class  h 

f?*  Spocial  rules,  regulations  and  procedures  fef 
the  qualifying  »f  applicants  and  issuanco  trf 
electneal  contracting  licenses  »  the  special 
restricted  class  H  plumbing  a«4  heating 
classification,  SP  PH  Class  Ik 

(-S*  Special  rules,  regulations  and  procedures  fef 
the  qualifying  t4  applicants  a«d  issuance  ef 
electrical  contracting  licenses  i»  the  special 
restricted  groundwater  pump  classification, 
SP  WP; 

(-9*  Special  rules,  regulations  and  procedures  fef 
the  qualifying  ef  applicants  aed  issuance  »f 
electrical  contracting  licenses  h*  the  special 
restricted  electric  s*^»  classification,  SP  LS; 

(40*  Special  rules,  regulations  and  procedures 
fof  the  qualifying  of  applicants  and  issuance 
el  electrical  contracting  liconsos  »  the  spe- 
6*4  restricted  low  voltage  classification, 
SP  LV; 

(44*  Spocial  rulos,  regulations  and  procedures 
h*f  the  qualifying  ef  applicants  <m4  issuanco 
ef  electneal  contracting  licenses  m  asy  other 
special  restricted  classifications  established 
by-  the  board; 

(44*  (3)  Information  booklet  for  persons  apply- 
ing to  take  the  qualifying  examination  for 
an  electrical  contracting  license  in  the  lim- 
ited, intermediate  or  unlimited  classification; 

(44*  (4)  Current  edition  »f  The  National  Elec- 
trical Code,  NPPA  70,  at  the  current  price; 
and 

(44*  £5}  Volume  iV-  Hloctncal,  The  North 
Carolina  Building  Code,  Volume  IV  Llec- 
tncal,  at  the  current  price. 

Statutory  Authority   G.S.   87-39;  87-42;  87-43; 
87-43.1;  87-43.3;  87-43.4;  87-44;  150B-II. 


171 


NORTH  CAROLINA  REGISTER 


FINAL  RULES 


U pan  request  from  the  adopting  agency,  the 
text  of  rules  will  be  published  in  this  section. 

W  hen  the  text  of  any  adopted  rule  is  iden- 
tical to  the  text  of  that  as  proposed,  adoption 
of  the  rule  will  be  noted  in  the  "List  of  Rules 
Affected"  and  the  text  of  the  adopted  rule 
will  not  be  republished. 

A  dopted  rules  filed  by  the  Departments  of 
Correction,  Revenue  and  Transportation  are 
published  in  this  section.  These  departments 
are  not  subject  to  the  provisions  ofG.S.  I  SOB, 
Article  2  requiring  publication  of  proposed 
rules. 


TITLE  19A  -  DEPARTMENT  OF 
TRANSPORTATION 

CHAPTER  3  -  DIVISION  OF  MOTOR 
VEHICLES 

SUBCHAPTER  3D  -  LICENSE  AND  THEFT 
SECTION 

SECTION  .0200  -  MOTOR  VEHICLE  DEALER 
AND  SALESMAN  LICENSE 

.0201    REQUIREMENT  FOR  LICENSE 
(REPEALED) 

History  Note:  Statutory  Authority  G.S.  20-1; 
20-52.1;  20-75;  20-79;  20-82:  20-286(6)  and 
(15);  20-287;  20-288;  20-290(a);  20-291; 
20-294  through  20-296;  20-301  through  20-305; 
20-305.1  through  20-305.3;  54-4;  55-131; 
66-68;  143B-350(g); 
Eff  July  1,  1978; 

Amended  Eff.  March  I,  1982;  April  11,  1980. 
Repealed  Eff  June  1,  1988. 

.0203    LICENSE  FEES  (REPEALED) 
.0204    DESCRIPTION  OF  LICENSE 

(REPEALED) 
.0205    CHANGE  OF  EMPLOYMENT 

(REPEALED) 
.0206    RECORDS  (REPEALED) 
.0207    HEARINGS  PURSUANT  TO  ARTICLE 

12  (REPEALED) 
.0208    ILLEGAL  LSE  OF  DEALER  PLATES 

(REPEALED) 
.0209    DEALER  PLATES  LOST  OR 

STOLEN  (REPEALED) 
.0210    CONDITIONS  FOR  ISSUING 

TEMPORARY  MARKERS  BY  A 

DEALER (REPEALED) 
.021 1    ISSUANCE  OF  TEMPORARY  MARKER 

RECEIPTS  (REPEALED) 


.0212    DEALER'S  DELIVERY  OF 

PURCHASER'S  APPLICATION: 
REGISTRATION  (REPEALED) 

History  Note:      Statutory  Authority  G.S.  20-1; 

20-39;  20-52.1;  20-68;  20-68 (a);  20-75;  20-79; 

20-79(a)(b);      20-79.1;      20-82;      20-85(5); 

20-87(7);  20-286(6) ( 15);  20-289;  20-290(a); 

20-291;  20-294  through  20-296;  20-297;  20-301 

through    20-305;    20-305.1    through    20-305.3; 

20-347; 

Eff.  March  I,  1982. 

Repealed  Eff.  June  1,  1988. 

.0213    RENEWAL  OF  DEALER  PLATES 
(REPEALED) 

History  Note:     Statutory  Authority  G.S.  20-39; 
20-66;  20-79; 
Eff.  August  1,  1982. 
Repealed  Eff.  June  1,  1988. 

.0214    CORP.  SURETY  BONDS:  MOBILE 

/MANUFACTURERED  HOME  DEALERS 
(REPEALED) 

History  Note:     Statutory  Authority  G.S.  20-39; 
20-288  (e); 

Eff.  December  1,  1982. 
Repealed  Eff  June  I,  1988. 

.0215    ELIGIBIITY  FOR  LICENSING 

Any  person,  firm  or  corporation  who  upon 
proper  application  meets  the  qualifications  and 
requirements  set  out  in  Article  12  of  Chapter  20 
of  the  North  Carolina  General  Statutes,  related 
statutes  and  regulations  contained  in  Title  19A, 
Subchapter  3D,  Section  .0200. 

History  Note:      Statutory  Authority  G.S.   20-1; 
20-302; 
Eff.  June  1,  1988. 

.0216    DEFINITIONS 

(a)  Statutory'  Definitions:  Definitions  for 
words  and  phrases  used  in  these  regulations  not 
defined  in  subsection  (b)  shall  be  the  same  as  the 
definitions  appearing  in  G.S.  20-286  and  G.S. 
20-4.01. 

(b)  Administrative  Definitions:  The  following 
words  and  phrases  shall  have  the  meanings  listed 
below  when  used  in  these  regulations: 

(1)  "Principal  Place  of  Business"  -  Means  a 
salesroom  containing  96  square  feet  of 
floor  space  in  a  permanently  enclosed 
building  or  structure  which  is  separate  and 
apart  from  any  living  quarters,  residence 
or  other  business  and  having  a  separate 
entrance;  where  any  vehicles  displayed  are 
separate  and  apart  from  vehicles  of  any 


NORTH  CAROLINA  REGISTER 


172 


FINAL  RULES 


other  dealer;  having  displayed  thereon  or 
immediately  adjacent  thereto  a  sign,  in 
block  letters  of  not  less  than  3  inches  in 
height  on  a  contrasting  background, 
clearly  and  distinctly  designating  the  trade 
name  of  the  business  at  which  a  perma- 
nent business  of  bartering,  trading  and 
selling  of  motor  vehicles  will  be  carried  on 
as  such  in  good  faith  and  at  which  place 
of  business  shall  be  kept  and  maintained 
the  books,  records,  and  files  the  Division 
may  require  as  necessary  to  conduct  the 
business  at  such  location.  Provided, 
however,  the  minimum  area  requirement 
provided  for  in  this  paragraph  is  not  ap- 
plicable to  any  established  place  of  busi- 
ness lawfully  in  existence  and  duly 
licensed  on  or  before  January  1,  1978. 

(2)  "Supplemental  Location"  -  Any  improved 
or  unimproved  lot  that  is  not  immediately 
adjacent  to  the  principal  place  of  business 
at  which  a  permanent  business  of 
bartering,  trading  and  selling  motor  vehi- 
cles will  be  carried  on  as  such  in  good 
faith  and  which  is  located  within  the  rele- 
vant trade  area  of  the  applicant  dealer  as 
defined  by  G.S.  20-286(13b).  A  supple- 
mentary lot  must  have  displayed  thereon 
a  sign  in  block  letters  not  less  than  3 
inches  in  height  on  a  contrasting  back- 
ground, clearly  and  distinctly  designating 
the  trade  name  of  the  business  and  the 
address  and  telephone  number  of  the 
principal  place  of  business.  Supplemental 
locations  must  operate  in  exactly  the 
same  name  as  the  principal  place  of  busi- 
ness and  only  vehicles  owned  by  or  law- 
fully consigned  to  the  principal  place  of 
business  may  be  offered  for  sale  at  sup- 
plemental locations. 

(3)  "Suspension"  -  The  temporary  withdrawal 
of  a  license  issued  by  the  Division  of 
Motor  Vehicles  to  a  motor  vehicle  dealer, 
manufacturer,  factory  branch,  distributor, 
wholesaler  or  their  salesman  or  represen- 
tative for  a  definite  period. 

(4)  "Revocation"  -  The  termination  of  a  li- 
cense issued  by  the  Division  of  Motor 
Vehicles  to  a  motor  vehicle  dealer,  man- 
ufacturer, factory  branch,  distributor, 
wholesaler  or  their  salesman  or  represen- 
tative. 

History  Note:      Statutory  Authority  G.S.  20-1; 
20-302; 
Eff.  June  I.  19SS. 

.0217    APPLICATION  FOR  LICENSE 


(a)  Applications  for  all  licenses  required  by  the 
Dealers  and  Manufacturers  Licensing  Act  shall 
be  made  on  forms  furnished  by  the  Division  and 
signed  by  the  Owner,  partner  or  proper  officer 
of  a  corporation  and  filed  with  the  Enforcement 
Section,  N.  C.  Division  of  Motor  Vehicles; 
Raleigh,  North  Carolina  27697,  accompanied  by 
the  necessary  fees;  provided,  the  Division  shall 
not  issue  a  motor  vehicle  dealer  license  to  a  new 
motor  vehicle  dealer  unless  or  until  the  applicant 
has  satisfied  the  Division  that  a  distributor  or 
manufacturer  has  awarded  the  applicant  a  fran- 
chise to  sell  new  motor  vehicles  in  the  relevant 
market  area  for  which  a  license  is  sought.  The 
Division  shall  not  issue  a  supplemental  license 
for  any  location  where  such  location  is  outside 
the  trade  area,  or  such  location  is  of  a  distance 
from  the  principal  place  of  business  that  the  re- 
cords and  files  are  not  immediately  available  to 
transfer  ownership  of  vehicles  sold  or  traded  at 
such  location.  The  Division  shall  not  issue  more 
than  one  supplemental  license  per  location  and 
only  one  dealer  may  locate  on  each  supplemental 
lot. 

(b)  The  application  and  renewal  for  license  to 
do  business  as  a  manufacturer,  factory  branch, 
distributor,  wholesaler,  dealer,  or  dealer  supple- 
mental must  be  signed  by  the  owner,  partner  or 
an  officer  of  the  corporation.  The  application  for 
license  as  a  motor  vehicle  salesman,  distributor 
or  factory  representative  must  be  certified  by  the 
owner,  partner,  or  an  officer  of  the  corporation. 

(c)  /Ml  applications  for  dealer  licenses  must  ac- 
curately describe  the  physical  location  of  the 
business  such  as:  street  number,  street  name, 
city,  state  and  zip  code.  If  a  post  office  box  or 
rural  route  is  used,  the  above  information  must 
also  be  included.  It  is  not  permissible  to  have  a 
mailing  address  different  from  the  actual  location 
of  the  business. 

(d)  Each  applicant  before  being  approved  for 
license  as  a  motor  vehicle  dealer,  manufacturer, 
distributor,  wholesaler  or  factory  branch  shall 
furnish  a  corporate  surety  bond;  cash  bond  or 
fixed  value  equivalent  thereof  in  the  amount  of 
fifteen  thousand  dollars  ($15,000)  for  each  prin- 
cipal place  of  business  and  an  additional  five 
thousand  dollars  ($5,000)  for  each  additional  or 
supplemental  location.  This  bond  shall  remain 
in  force  and  effect  so  long  as  the  licensee  remains 
in  business.  When  a  cash  bond  or  equivalent 
thereof  is  filed  with  the  Division,  same  shall  re- 
main in  effect  for  a  period  of  four  years  after  ter- 
mination of  business.  The  name  and  address 
appearing  on  the  bond  must  be  exactly  as  shown 
on  dealer  application. 

(e)  The  Division  must  have  evidence  of  an  as- 
sumed name  being  filed  with  the  Register  of 
Deeds  in  the  county  in  North  Carolina  where  the 


173 


\ORTH  CAROLINA  REGISTER 


FINAL  RULES 


business  is  maintained  when  such  business  is 
operated  under  any  designation,  name  or  style 
other  than  the  real  name  of  the  owner  or  owners 
thereof  or  under  its  corporate  name.  After  this 
filing  when  there  is  a  change  of  name  and/or 
ownership,  such  must  be  filed  with  the  Register 
of  Deeds  and  evidence  of  this  change  being  filed 
furnished  to  the  Division  of  Motor  Vehicles. 

(f)  A  foreign  corporation  must  procure  a  cer- 
tificate of  authority  from  the  North  Carolina 
Secretary  of  State  before  being  licensed  to  operate 
in  this  State  under  the  Dealers  and  Manufactur- 
ers Licensing  Law,  and  written  proof  of  same 
provided  to  the  Division. 

(g)  Before  a  North  Carolina  corporation  can 
be  licensed  under  the  Dealer  and  Manufacturers 
Licensing  Law,  articles  of  incorporation  must 
have  been  filed  with  the  North  Carolina  Secretary 
of  State,  and  written  proof  of  same  provided  to 
the  Division. 

(h)  Before  the  Division  can  issue  a  dealer's  li- 
cense the  dealership  is  required  to  be  in  compli- 
ance with  all  state,  county  and  municipal  zoning 
ordinances  or  regulations,  and  written  proof  of 
same  provided  to  the  Division. 

(i)  Prior  to  issuance  of  a  dealer's  license  the 
applicant  must  purchase  all  required  state  and 
local  "Traders"  licenses,  and  written  proof  of 
same  provided  to  the  Division. 

(j)  License  fees  for  each  fiscal  year,  or  part 
thereof,  shall  be  as  provided  under  G.S.  20-289; 
provided  no  license  shall  be  issued  until  the  fees 
for  license  required  by  G.S.  20-79  have  been  paid 
to  the  Division. 

(k)  Upon  receipt  of  application  for  any  license 
required  by  the  Dealers  and  Manufacturers  Li- 
censing Act,  the  Commissioner  shall  cause  an 
investigation  to  be  made  to  determine  whether 
the  applicant  meets  the  requirements  of  law  for 
licensing  as  a  motor  vehicle  dealer,  manufacturer, 
factory  branch,  distributor,  wholesaler,  motor 
vehicle  salesman,  factory  representative  or  dis- 
tributor branch  representative,  and  this  shall  in- 
clude the  inspection  of  the  proposed  location, 
applications  and  other  required  documents  by  an 
agent  of  the  Lnforcement  Section. 

(1)  When  applicant  for  license  under  this  sec- 
tion is  approved,  based  upon  the  application  and 
the  results  of  investigation  made,  the  applicant 
will  be  issued  license  subject  to  the  following 
limitations: 

(1)  A  license  issued  under  the  Motor  Vehicle 
Dealers  and  Manufacturers  Licensing  Act 
shall  be  valid  until  suspended,  revoked  or 
expired.  License  must  be  at  all  times 
conspicuously  displayed  at  the  place  des- 
ignated therein. 

(2)  Any  motor  vehicle  dealer,  manufacturer, 
factor)'  branch,  distributor,  or  wholesaler 


who  moves  his  place  of  business  from  the 
location  for  which  license  was  issued  shall 
immediately  notify  the  Lnforcement  Sec- 
tion, North  Carolina  Division  of  Motor 
Vehicles,  of  such  change  of  location  and 
shall  not  engage  in  the  business  of  buying, 
selling,  trading  or  manufacturing  motor 
vehicles  until  the  new  location  has  been 
inspected  and  approved  by  an  agent  of  the 
Division  and  the  necessary  form  and  ad- 
ditional fees,  if  any,  have  been  submitted 
to  the  Division. 

(3)  License  issued  pursuant  to  this  Article 
shall  not  be  assignable  and  shall  be  valid 
only  for  the  owner,  or  owners  in  whose 
name  or  names  they  are  issued  and  for 
transaction  of  business  only  at  place  des- 
ignated therein.  If  individual,  partnership 
or  proprietorship  should  incorporate,  new 
fees  are  due. 

(4)  The  Division  shall  be  notified  when  there 
is  a  change  of  name  and  licensee  shall 
produce  evidence  that  a  bond  as  required 
by  G.S.  20-288(e)  is  in  effect. 

(m)  The  Commissioner  shall  deny  the  applica- 
tion for  any  license  under  the  Motor  Vehicle 
Dealers  and  Manufacturers  Licensing  Act  of  any 
applicant  who  fails  to  meet  the  qualifications  set 
out  in  Article  12  of  Chapter  20  of  the  North 
Carolina  General  Statutes.  Upon  denial,  appli- 
cant: 

( 1 )  Will  be  notified  by  certified  mail  within 
30  days  from  denial  of  license,  directed  to 
the  address  shown  by  applicant  on  appli- 
cation form. 

(2)  Upon  request,  will  be  afforded  a  hearing 
by  the  Commissioner  of  Motor  Vehicles 
as  required  under  provisions  of  G.S. 
20-295;  applicant  must  file  request  for 
hearing  allowed  by  this  section  within 
thirty  (30)  days  of  denial  of  license. 

(n)  Every  motor  vehicle  salesman  who  engages 
in  business  in  this  State  as  such  must  obtain  a 
license.  Applicants  for  a  motor  vehicle  sales- 
man's license  shall  be  subject  to  the  following 
provisions: 

(1)  A  salesman,  factory  representative,  or  dis- 
tributor representative,  must  be  employed 
by  a  motor  vehicle  dealer,  manufacturer, 
factory  branch,  distributor  or  wholesaler. 

(2)  All  applications  for  salesmen,  factory  rep- 
resentative, and  distributor  representative 
licenses  must  be  made  on  forms  furnished 
by  the  Division.  Each  application  must 
be  signed  by  the  applicant  and  endorsed 
by  the  employer  or  employers. 

(3)  All  salesmen,  factory  representative,  and 
distributor  representative  licenses  shall  be 
valid  until  suspended,  revoked,  or  expira- 


NORTH  CAROLINA  REGISTER 


174 


FINAL  RULES 


tion,  or  until  employment  as  a  salesman, 
factor*'  representative  or  distributor  repre- 
sentative is  terminated. 
(4)    All  salesmen,  factory1  representatives,  and 
distributor  representatives  shall  at  the  time 
of  changing  employment  return  his  license 
and  make  application  to  the  Division  on 
forms  furnished  by  the  Division  designat- 
ing the  name  and  address  of  the  new  em- 
ployer   and     must     be     signed     by     the 
applicant  and  endorsed  by  the  employer 
or  employers. 
There  is  no  fee  for  change  of  employment  in 
the  same  category,  however,  the  purchase 
of  a  new  license  would  be  required  for  the 
following  changes:      Factory  representative 
to  distributor  representative  or  vice  versa. 
Distributor  representative  to  motor  vehicle 
salesman    or    vice    versa.        Motor    vehicle 
salesman   to   factory   representative   or  vice 
versa. 

Histon  Sote:  Statutory  Authority  G.S.  20-1; 
20-52.1;  20-75;  20-79;  20-S2;  20-286(6)  and 
(15);  20-287;  20-288;  20-290(a);  20-291; 
20-294  through  20-296;  20-301  through  20-305; 
20-305.1  through  20-305.3;  54-4;  55-1 31;  66-68; 
143B-550(g); 
Eff.  June  I.  1988. 

.0218    DESCRIPTION  OF  LICENSE 

(a)  Every  license  issued  to  a  dealer,  manufac- 
turer, factory  branch,  distributor,  or  wholesaler 
must  show  the  name  of  the  business,  location, 
license  number  and  expiration  of  license. 

(b)  Every  license  issued  to  a  salesman,  factory 
or  distributor  representative  must  show  his  name 
and  address,  name  of  his  employer  and  expiration 
date. 

(c)  Every  dealer  and  manufacturer  plate  must 
show  a  distinctive  number,  the  name  of  this 
State,  the  year  it  was  issued  for  and  a  distin- 
guishing symbol  or  word  showing  that  the  plate 
or  plates  arc  issued  to  a  dealer  or  manufacturer. 

(d)  Every  motor  vehicle  manufacturer  or  motor 
vehicle  dealer  shall,  on  or  before  the  30th  day  of 
June  in  any  calendar  year,  apply  for  and  obtain, 
upon  payment  of  proper  fees,  the  license  and 
number  plates  required  by  G.S.  20-79. 

History  Sote:      Statutory  Authority   G.S.  20-1; 
20-79;  20-290 (a);  20-291; 
Eff.  June  I.  1988. 

SECTION  .0200  -  MOTOR  VEHICLE  DEALER 
AND  SALESMAN  LICENSE 

.0219    BLSINESS  RECORDS 


(a)  All  motor  vehicle  dealers,  manufacturers, 
factor)'  branches,  distributors  and  wholesalers 
shall  keep  a  record  for  at  least  four  years  of  all 
vehicles  manufacturers,  received,  sold,  traded  or 
junked.  In  addition  to  these  records,  a  copy  of 
an  odometer  disclosure  form,  completed  with  the 
information  required  by  law  from  the  seller  and 
a  copy  of  an  odometer  disclosure  form,  com- 
pleted with  the  information  required  by  law, 
given  to  the  purchaser. 

(b)  Additional  records  required  under  this  sec- 
tion shall  include: 

(1)  Make,  body  style,  vehicle  identification 
number,  and  year  model. 

(2)  Name  of  person,  firm  or  corporation  from 
whom  acquired. 

(3)  Date  vehicle  purchased  or  manufactured. 

(4)  Name  of  person,  firm  or  corporation  to 
whom  sold  or  traded.  If  vehicle  junked, 
date,  name  and  address  of  person,  firm  or 
corporation  to  whom  frame,  motor  and 
body  sold. 

(5)  Date  vehicle  sold  or  traded. 

(6)  Copy  of  bill  of  sale  (written  statement). 

(c)  All  records  required  to  be  maintained  in 
paragraphs  (a)  and  (b)  shall  be  kept  and  main- 
tained for  every  vehicle  purchased  or  sold  and 
shall  be  kept  so  as  to  be  readily  available  for  in- 
spection upon  demand  from  an  authorized  agent 
of  the  North  Carolina  Division  of  Motor  Vehi- 
cles in  order  that  the  ownership  of  any  vehicle 
purchased  or  sold  can  be  traced. 

(d)  Manufacturer's  Certificates  of  Origin  and 
title  for  all  vehicles  owned  by  a  motor  vehicle 
dealer,  manufacturer,  factory  branch,  distributor 
or  wholesaler  must  be  immediately  available  to 
assign  to  the  purchaser. 

(e)  Retail  installment  sales  must  be  made  in 
accordance  with  G.S.  20-303.  Cash  sales  may 
be  made  by  proper  endorsement  and  delivery  of 
the  title  to  the  purchaser  and  any  other  receipt 
that  the  purchaser  and  seller  agree  upon. 

(f)  Pursuant  to  16  CER  455.2  a  dealer  shall  not 
willfully  remove  the  "Monroney  Label"  or 
sticker  from  a  new  motor  vehicle  that  is  displayed 
for  sale.  The  "Monroney  Label"  must  be  affixed 
to  the  new  vehicle  at  the  time  of  sale  to  the  ulti- 
mate purchaser.  'Ultimate  Purchaser"  means 
the  first  person,  other  than  a  dealer  purchasing  in 
his  capacity  as  a  dealer,  who  in  good  faith  pur- 
chases a  new  automobile  for  purposes  other  than 
a  resale. 

(g)  Pursuant  to  15  L'SC  Sec.  1231  every  dealer 
offering  used  cars  for  sale  shall  post  buyers  guides 
with  warranty  information  as  required  by  the 
federal  Trade  Commission  and  same  shall  be 
displayed  at  the  time  of  sale. 


175 


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FINAL  RULES 


History  Note:      Statutory  Authority  G.S.  20-1; 
20-52,     20-75;     20-79  (a)     and     (b);     20-82; 
20-286(6)  and  (15);  20-297;  20-302;  20-303; 
20-347; 
Eff.  June  1,  1988. 

.0220    INSPECTION  AND  INVESTIGATION 

(a)  The  Division  may  make  periodic  in- 
spections of  premises  and  records  of  licensee. 

(b)  All  bona  fide  compliants  received  in  writing 
by  the  Commissioner  about  any  person,  firm  or 
corporation  licensed  under  Article  12  of  Chapter 
20  shall  be  investigated  for  the  purpose  of  deter- 
mining whether  there  has  been  a  violation  of  that 
Article,  Article  15  or  these  rules. 

(c)  The  Division  shall  also  conduct  an  investi- 
gation when  it  has  reasonable  grounds  to  believe 
there  has  been  a  violation  of  Chapter  20  or  these 
rules. 

History  Note:      Statutory  Authority  G.S.   20-1; 
20-49;  20-297;  20-302; 
Eff  June  1.  1988. 

.0221    CONDITIONS  FOR  ISSUING 

TEMPORARY  MARKERS  BY  A  DEALER 

(a)  Ownership  in  the  vehicle  must  pass  from 
the  dealer  to  the  purchaser  by  assigning  the  title 
or  Manufacturer's  Certificate  of  Origin  and  by 
delivering  the  vehicle  to  the  buyer. 

(b)  Dealer  has  obtained  from  purchaser  an  ap- 
plication for  registering  and  titling  of  the  pur- 
chased vehicle. 

(c)  Dealer  has  collected  all  prescribed  fees  for 
titling  and  registering  the  vehicle. 

(d)  Dealer  has  certification  (Form  FR-2)  certi- 
fying liability  insurance  in  effect. 

(e)  Exception: 

The  only  exception  to  the  above  rules  b 
and  c  is  when  the  dealer  is  selling  the  vehi- 
cle to  an  out-of-state  purchaser  and  the 
vehicle  is  to  be  removed  from  the  State  of 
North  Carolina  to  the  purchaser's  home 
state  prior  to  the  expiration  of  the  30-day 
temporary  registration  marker.  Form 
FR-2  (Insurance  Certification)  shall  be 
completed  and  kept  by  the  dealer  as  part 
of  his  records. 

(f)  Issuance  of  30-day  temporary  marker: 

(1)  All  30-day  temporary  markers  shall  be  is- 
sued in  numerical  order,  beginning  with 
the  lowest  number  of  the  set  or  sets. 

(2)  The  vehicle  identification  number,  the 
make,  the  issuance  date,  and  the  expira- 
tion date  shall  be  entered  clearly  and 
indelibly  on  the  face  of  the  temporary 
marker. 


(3)  A  receipt,  which  corresponds  in  number 
with  the  30-day  temporary  marker,  shall 
be  issued. 

(4)  The  receipt  shall  be  completed  in  dupli- 
cate, with  pen  and  ink,  and  must  be  read- 
able. 

(5)  The  white  copy  of  the  receipt,  with  the 
30-day  marker,  shall  be  delivered  to  the 
purchaser.  The  pink  copy  is  to  be  re- 
tained in  the  book  by  the  issuing  dealer 
for  at  least  one  (1)  year. 

(6)  All  documents  necessary  to  title  and  reg- 
ister the  vehicle  shall  be  presented  to  a  li- 
cense plate  agency  or  mailed  to  the  North 
Carolina  Division  of  Motor  Vehicles  on 
the  date  of  issuance.  (EXCEPTION): 
When  the  purchaser  is  a  nonresident,  a 
30-day  temporary  marker  may  be  issued 
to  the  nonresident  for  the  sole  purpose  of 
removing  the  vehicle  to  his  home  state, 
provided  the  customer  has  in  effect  liabil- 
ity insurance  with  a  company  licensed  in 
North  Carolina.  The  dealer  is  neither  re- 
quired to  obtain  from  such  nonresident  a 
written  application  for  North  Carolina 
registration  nor  to  collect  the  North 
Carolina  registration  fees.  However, 
Form  FR-2  should  be  completed  and 
kept  by  the  dealer  as  part  of  his  records. 
If  a  plate  is  to  be  transferred,  a  30-day 
temporary  marker  cannot  be  issued.  Re- 
cord the  information  on  the  report  sheet 
in  the  back  of  receipt  book. 

(7)  All  30-day  temporary  markers  and/or  re- 
ceipts that  are  voided  shall  be  marked 
"voided"  and  recorded  on  the  report 
sheet.  The  white  copy  of  the  receipt  and 
the  30-day  temporary  marker  shall  be 
forwarded  to  the  North  Carolina  Division 
of  Motor  Vehicles  Enforcement  Section 
together  with  the  report  sheets.  Receipts 
and  30-day  temporary  markers  that  do  not 
match  shall  be  returned  to  the  Division 
after  recording  on  report  sheet.  The  re- 
ceipt is  not  to  be  altered. 

(8)  Only  one  (1)  30-day  temporary  marker 
may  be  issued  per  vehicle  per  sale. 

(9)  Upon  issuance  of  all  receipts  (Markers)  in 
each  receipt  book,  the  report  sheet  must 
be  completed  in  duplicate  and  the  original 
mailed  to  the  Division.  A  copy  of  the 
report  sheet  must  be  retained  by  the 
Dealer  for  one  (1)  year. 

History  Note:     Statutory  Authority  G.S.  20-39; 
20-79.1; 
Eff.  June  1,  1988. 

.0222    DEALER'S  DELIVERY  OF 


NORTH  CAROLINA  REGISTER 


176 


FINAL  RULES 


PURCHASER'S  APPLICATION: 
REGISTRATION 

The  Division's  copy  of  the  temporary'  marker 
receipt  should  be  attached  to  the  purchaser's  ap- 
plication for  title  and  license  and  submitted  with 
other  necessary  documents  to  the  Division  within 
four  working  days  of  issuance.  If  the  purchaser 
is  a  nonresident,  the  Division's  copy  of  the  tem- 
porary marker  receipt  must  be  sent  without  ap- 
plication for  North  Carolina  title  and  license  to 
the  Division  within  four  working  days  of  issu- 
ance. 

History  Note:     Statutory  Authority  G.S.  20-39; 
20-79.1; 
Eff.  June  I,  I9S8. 

.0223    DEALER  PLATES 

Application  for  plates  must  be  signed  by  owner, 
partner  or  officer  of  the  corporation.  Lost  or 
stolen  dealer  plates  must  be  reported  to  the  Di- 
vision of  Motor  Vehicles  in  writing.  To  replace 
such  plates,  complete  the  appropriate  form  and 
a  replacement  fee  of  nine  dollars  ($9.00)  for  each 
plate.  Dealer  plates  issued  to  the  principal  place 
of  business  are  valid  for  use  at  supplemental  lo- 
cations. No  dealer  plates  will  be  issued  specif- 
ically for  supplemental  locations. 

History  Mote:     Statutory  Authority  G.S.  20-39; 
20-68;  20-85(5): 
Eff.  June  I,  1988. 

.0224    ILLEGAL  USE  OF  DEALER  PLATES 

(a)  It  is  illegal  to  use  dealer  plates  on  vehicles 
operated  for  any  other  business  that  the  dealer  is 
engaged  in.  The  sale  of  farm  machinery,  not  in- 
cluding farm  tractors,  is  considered  another  busi- 
ness and  delivery  of  farm  machinery  by  motor 
transport' is  not  permitted  with  dealer  plates. 

(b)  Parts  trucks  used  in  delivering  parts  to  other 
sales  outlets  may  use  dealer  plates  only  if  the  sale 
of  parts  is  incident  to  the  dealer  business.  A 
parts  business  that  is  separate  and  apart  from  the 
dealership  cannot  use  dealer  plates. 

(c)  It  is  illegal  to  use  dealer  plates  on  vehicles 
that  are  not  owned  by  the  dealer. 

(d)  It  is  illegal  to  use  dealer  plates  for  personal 
use  of  dealers,  dealers  families  or  employees. 

(e)  It  is  illegal  to  use  dealer  plates  on  wreckers 
used  for  general  wrecker  service  or  on  wreckers 
which  move  vehicles  on  a  rotation  basis  at  the 
request  of  state  or  local  law  enforcement  author- 
ities. It  is  permissible  to  use  a  dealer  plate  on 
wreckers  which  tow  vehicles  for  the  dealer's  cus- 
tomers onlv. 


History  Sote: 
G.S. '20-79; 


Statutory  Authority  G.S.  20-39; 


Eff.  June  1,  1988. 

.0225    VEHICLES  OFFERED  FOR  SALE 
OWNED  BY  DEALERSHIP 

No  vehicle  shall  be  sold  or  offered  for  sale  or 
trade  by  any  motor  vehicle  dealer,  manufacturer, 
factory  branch,  distributor  or  wholesaler  until 
said  motor  vehicle  dealer,  manufacturer,  factory 
branch,  distributor,  or  wholesaler  has  in  his  pos- 
session a  certificate  of  title  or  manufacturers  cer- 
tificate of  origin  or  same  is  immediately  available 
to  complete  transfer  of  ownership  to  the 
consumer-purchaser. 

History  Note:     Statutory  Authority  G.S.  20-39; 
G.S.  20-79; 
Eff.  June  /,  1988. 

.0226    VEHICLES  OFFERED  FOR  SALE 
ON  CONSIGNMENT 

(a)  Any  dealer  offering  a  vehicle  for  sale  that  is 
on  consignment  from  a  manufacturer,  distribu- 
tor, factory  branch,  distributor  branch,  whole- 
saler, or  an  individual  shall  have  in  his  possession 
a  consignment  contract  for  each  vehicle,  executed 
by  both  parties. 

(b)  The  consignment  contract  shall  consist  of 
the  following: 

(1)  The  effective  dates  of  the  contract. 

(2)  The  complete  name,  address,  and  the 
telephone  number,  if  available,  of  the 
owner. 

(3)  A  complete  description  of  the  vehicle  on 
consignment,  including  the  make,  model, 
body  style,  year,  and  vehicle  identification 
number. 

(4)  The  listing  charges. 

(5)  The  percentage  of  commission  or  the 
amount  of  the  commission  the  dealer  is 
to  get  if  the  vehicle  is  sold. 

(6)  The  "after  termination"  clause  shall  not 
exceed  30  days. 

(c)  Any  dealer  offering  a  vehicle  for  sale  on 
consignment  must  tell  the  prospective  customer 
that  the  vehicle  is  on  consignment  unless  the 
dealer  is  going  to  take  ownership  of  the  vehicle 
by  completing  a  re-assignment  on  the  title  docu- 
ments. 

(d)  Dealer  plates  cannot  be  used  to  demon- 
strate a  vehicle  on  consignment.  The  consignee's 
plate  may  be  used  if  liability  insurance  is  in  effect. 

(e)  In  addition  to  a  consignment  contract,  the 
dealer  shall  have  in  his  possession  an  equipment 
listing  of  the  vehicle,  consisting  of,  but  not  lim- 
ited to,  the  following: 

(1)  Owners  name  and  address. 

(2)  Complete  description  of  the  vehicle  which 
shall  include  the  year,  make,  model,  body 
style,  color,  odometer  reading,  special  or 


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NORTH  CAROLINA  REGISTER 


FINAL  RULES 


extra  equipment,   and  the  disclosure   of 
known  defects. 
(3)    The  vehicle  must  display  a  current  safety 
inspection  certificate. 

(f)  The  ownership  documents  of  any  vehicle 
on  consignment  must  be  made  available  to  any 
authorized  agent  of  the  North  Carolina  Division 
of  Motor  Vehicles  on  request.  The  ownership 
documents  must  be  readily  available  from  the 
owner. 

(g)  The  owner  must  execute  the  ownership 
documents  and  deliver  them  to  the  purchaser  at 
the  time  the  vehicle  is  delivered. 

History  Note:    Statutory  Authority  G.S.  20-302; 
Eff.  June  1,  1988. 

.0227    VEHICLES  OFFERED  FOR  SALE 
ON  A  FLOOR  PLAN  LIEN 

(a)  Any  dealer  offering  a  vehicle  for  sale  that 
has  a  floor  plan  lien  on  it  shall  at  the  time  of  sale, 
satisfy  the  floor  plan  lien  and  obtain  the  title 
from  the  floor  plan  lienholder,  execute  the  title 
documents  and  deliver  them  to  the  purchaser  or 
the  lienholder  as  required  by  G.S.  20-72  at  the 
time  the  vehicle  is  delivered. 

(b)  Manufacturers  Certificate  of  Origin  and  ti- 
tles may  be  retained  by  the  floor  plan  lienholder 
so  long  as  the  Manufacturers  Certificate  of  Origin 
and/or  titles  are  located  within  the  boundaries  of 
North  Carolina;  provided  the  dealer  has  in  pos- 
session, available  for  inspection,  an  invoice  from 
the  manufacturer  or  distributor  and  a  floor  plan 
disclosure  form  completed,  dated  and  signed  by 
both  parties. 

History  Note:    Statutory  Authority  G.S.  20-302; 
Eff.  June  1,  1988. 

.0228    BILL  OF  SALE -WRITTEN 
DOCUMENTATION 

Every  motor  vehicle  dealer,  manufacturer,  fac- 
tory branch,  distributor  or  wholesaler  at  the  time 
of  sale  or  trade  shall  provide  to  the  buyer  in 
writing  the  applicable  information  listed  below 
which  may  be  on  a  bill  of  sale,  buyer's  order,  fi- 
nancial statement  or  combination  thereof.  Each 
form  must  be  completed  in  duplicate,  signed  by 
the  buyer  and  seller,  and  the  original  or  copy 
provided  to  the  buyer  and  a  copy  of  original  re- 
tained by  the  dealer  for  four  (4)  years.  Such 
documents  shall  include: 

(1)  Name  and  address  of  person,  firm  or  cor- 
poration to  whom  vehicle  sold  or  traded. 

(2)  Date  of  sale  or  trade. 

(3)  Name  and  address  of  motor  vehicle  dealer, 
manufacturer,  factory  branch,  distributor  or 
wholesaler  selling  or  trading  vehicle. 


(4)  Make,  body  style,  vehicle  identification 
number  and  year  model. 

(5)  Sale  price  of  vehicle. 

(6)  Amount  of  cash  down  payment  made  by 
the  buyer. 

(7)  Description  of  any  vehicle  used  as  a 
trade-in  and  the  amount  credited  the  buyer 
for  sale  trade-in.  (Description  of  trade-in 
shall  be  the  same  as  outlined  in  (d)  above.) 

(8)  Amount  of  finance  charge,  if  any,  and  in- 
terest. 

(9)  The  cost  of  insurance  to  the  buyer,  if  any, 
and  an  explanation  of  the  type  and  amount 
of  coverage. 

(10)  Any  investigation  charges,  service  charges 
or  any  other  charge  or  charges  not  included 
in  previous  items.  The  purpose  of  each 
charge  must  be  specified. 

(11)  Net  balance  due  from  the  buyer. 

( 1 2)  The  amount  of  each  payment  and  the  time 
and  schedule  of  deferred  payment  and  to 
whom  payments  are  to  be  made. 

(13)  Bill  of  sale  must  be  signed  by  both  the 
seller  and  buyer. 

History  Note:    Statutory  Authority  G.S.  20-39; 
Eff  June  1,  1988. 

.0229    CORP.  SURETY  BONDS:    MOBILE/ 
MANUFACTURED  HOME  DEALERS 

A  motor  vehicle  dealer  who  is  engaged  in  the 
principal  business  of  selling  mobile  or  manufac- 
tured homes  (as  defined  in  G.S.  143-143.9)  and 
who  also  sells  other  motor  vehicles  as  an  incident 
to  this  principal  business,  shall  either: 

(1)  furnish  to  the  Division  a  corporate  surety 
bond,  cash  bond,  or  fixed  equivalent  thereof 
pursuant  to  G.S.  20-288(e);  or 

(2)  furnish  to  the  Division  a  copy  of  the  bond 
that  the  dealer  has  furnished  to  the  North 
Carolina  Manufactured  Housing  Board, 
pursuant  to  G.S.  143-143.12,  a  corporate 
surety  bond  which  includes  the  condition 
that  the  obligor  will  faithfully  conform  to 
and  abide  by  the  provisions  of  Article  12  of 
North  Carolina  General  Statutes  Chapter 
20. 

History  Note:     Statutory  Authority  G.S.  20-39, 
20-288(e); 
Eff.  June  1,  1988. 

.0230    SUSPENSION:  REVOCATION  AND 
RENEWAL  REFUSED 

(a)  Suspension:  Any  person,  firm  or  corpo- 
ration whose  license  is  suspended  shall: 

(1)  Surrender  all  licenses  and  license  plates 
(dealer,  manufacturer  or  temporary 
marker)  to  the  Division  and  not  engage  in 


NORTH  CAROLINA  REGISTER 


178 


FINAL  RULES 


the  business  of  buying,  selling,  trading  or 
manufacturing  motor  vehicles  while  li- 
cense is  suspended. 
(2)  Reinstatement:  At  the  termination  of  pe- 
riod of  suspension,  license,  license  plates 
and  temporary  markers  will  be  returned 
to  licensee  upon  payment  of  necessary 
fees,  if  any.  If  no  fees  are  due,  license,  li- 
cense plates  and  temporary  markers  will 
be  returned  to  licensee  upon  request;  if 
fees  are  due,  licensee  shall  be  notified  prior 
to  date  of  termination  of  suspension. 

(b)  Revocation: 

(1)  Any  person,  firm  or  corporation  whose 
license  has  been  revoked  shall  surrender 
all  licenses,  license  plates  (dealer,  man- 
ufacturer and  temporary  marker)  to  the 
Division  and  not  engage  in  the  business 
of  buying,  selling,  trading,  or  manufactur- 
ing motor  vehicles  until  new  license  and 
license  plates  have  been  obtained. 

(2)  New  license  required: 

(A)  Where  a  license  has  been  revoked,  a 
new  license  must  be  obtained  before  car- 
rvina  on  any  activity  covered  by  Artical 
12  of  Chapter  20. 

(B)  The  procedure  for  obtaining  a  new  li- 
cense after  revocation  shall  be  the  same 
as  that  for  obtaining  an  original  license 
except  that  application  shall  have  noted 
on  the  face  thereof  by  applicant  the  fact 
that  poor  license  has  been  revoked  and 
the  date  of  such  revocation. 

(C)  Where  dealer  or  manufacturer's  license 
plates  have  been  revoked,  the  procedure 
for  obtaining  new  plates  shall  be  the  same 
as  that  for  obtaining  original  license 
plates. 

(c)  Renewal  refused:  Any  person,  firm  or 
corporation  whose  renewal  application  for  license 
has  been  refused  must  surrender  all  license  plates 
to  the  Division  for  cancellation. 


Statutory  Authority  G.S.  20-1; 


History  Sote 
20-302; 
Eff.  June  1.  I9SS 


.0231    HEARINGS  PURSUANT  TO  ARTICLES 
12  AND  15  OF  CHAPTER  20 

(a)        The    following    shall    be    applicable    to 
hearings  requested  under  G.S.  20-296: 

(1)  No  license  issued  under  tins  .Article  shall 
be  suspended,  revoked  or  renewal  refused 
until  a  hearing  has  been  had  before  the 
Commissioner  or  a  person  designated  by 
him  and  license  shall  have  been  notified 
in  writing  10  days  prior  to  such  hearing 
by  certified  mail  to  his  last  known  address 
as    shown    by    records    of   the    Division. 


Provided,  however,  if  a  licensee  fails  to 
maintain  a  bond  as  required  by  G.S. 
20-2SS(e)  or  fails  to  purchase  dealer  li- 
cense plates  as  required  by  G.S.  20-79,  the 
Division  shall  cancel  the  dealer's  license 
subject  to  the  provision  that  the  licensee 
shall  be  granted  a  hearing  if  requested  in 
writing  within  10  days  after  the  date  of 
cancellation  of  such  license. 

(2)  Hearing  shall  be  held  at  a  place  designated 
by  the  Commissioner. 

(3)  The  licensee  shall  be  advised  of  the  deci- 
sion of  the  Commissioner  in  writing  by 
certified  mail  within  thirty  (30)  days  of  the 
decision  to  his  last  known  address  as 
shown  by  records  of  the  Division. 

(4)  The  decision  of  the  Commissioner  or  his 
duly  authorized  representative,  after  hear- 
ing, shall  be  final  and  appeal  therefrom 
shall  be  as  provided  in  Chapter  150B  of 
the  North  Carolina  General  Statutes  (G.S. 
20-300). 

(b)  Except  as  otherwise  provided,  the  North 
Carolina  Rules  of  Civil  Procedure  will  be  appli- 
cable to  hearings  requested  under  N.C.G.S. 
20-304  through  20-305.4. 

(1)  Action  shall  be  initiated  by  the  filing  of  a 
petition  with  the  Commissioner  of  Motor 
Vehicles,  North  Carolma  Division  of 
Motor  Vehicles,  Raleigh.  N.  C.  27697, 
who  shall  serve  a  copy  thereof  on  the  af- 
fected manufacturer  by  certified  mail  (re- 
turn receipt  requested)  with  notice  that 
such  manufacturer  should  reply  to  the 
subject  petition  of  the  dealer  within  thirty 
(30)  days  unless  enlargement  of  time  to 
fde  a  reply  is  requested  and  allowed  by  the 
Commissioner. 

(2)  Petitioner  and  replies: 

(A)  The  form  of  the  petition  shall  be  the 
same  as  that  required  for  filing  of  petitions 
in  the  superior  court  and  there  shall  be 
attached  thereto  a  copy  of  the  franchise 
agreement  between  the  dealer  and  man- 
ufacturer. 

(B)  The  form  of  the  reply  to  the  petition 
shall  be  the  same  as  required  for  the  filing 
of  a  reply  to  a  petition  in  the  superior 
court  and  there  shall  be  attached  thereto 
a  copy  of  the  franchise  agreement  between 
the  manufacturer  and  dealer. 

(C)  Exhibits  and  supporting  documents 
shall  be  attached  to  the  petition  or  reply 
at  the  lime  of  filing. 

(3)  The  hearing  shall  be  held  at  a  place  desig- 
nated by  the  Commissioner  upon  twenty 
(20)  days  written  notice  to  both  the 
petitioner  and  respondent. 


r9 


NORTH  CAROLINA  REGISTER 


FINAL  RULES 


(A)  It  shall  be  the  obligation  of  the  parties 
involved  to  have  present  at  any  hearing 
all  witnesses  which  the  parties  desire  to 
be  heard. 

(B)  The  parties  shall  be  advised  of  the  de- 
cision of  the  Commissioner  in  writing  by 
certified  mail  to  the  addresses  as  shown  in 
the  pleadings  filed  in  the  action. 

(4)    The  decision  of  the  Commissioner  or  his 
duly  authorized  representative  after  hear- 
ing shall  be  final  and  appeal  therefrom 
shall  be  as  provided  in  Chapter  150B  of 
the  North  Carolina  General  Statutes  (G.S. 
20-300). 
(c)    If  license  is  cancelled  due  to  licensee's  failure 
to  maintain  a  bond  as  required  by  G.S.  20-288(e) 
or  failure  to  purchase  dealer  license  plates  as  re- 
quired by  G.S.  20-79,  then  the  licensee  may  have 
a  hearing  if  requested  in  writing  within  10  days 
after  the  license  cancellation. 

History  Note:      Statutory  Authority   G.S.  20-1; 
20-294  through  20-296;  20-301  through  20-305; 
20-305.1  through  20-305.3; 
Eff.  June  1,  1988. 

SECTION  .0800  -  SAFETY  RULES  AND 
REGULATIONS 

.080 1    S  A  F  EI  V  O  F  O  P  E  R  AT  I O  N  AN  D 
EQUIPMENT 

(a)  The  rules  and  regulations  adopted  by  the 
U.S.  Department  of  Transportation  relating  to 
safety  of  operation  and  equipment  (49  CFR 
Parts  390-398  -  formerly  Parts  290-298  -  and 
amendments  thereto)  shall  apply  to  all  for-hire 
motor  carrier  vehicles  engaged  in  interstate  com- 
merce and  intrastate  commerce  over  the  high- 
ways of  the  State  of  North  Carolina,  whether 
common  carriers,  contract  carriers  or  exempt 
carriers. 

(b)  The  rules  and  regulations  adopted  by  the 
U.S.     Department  of  Transportation  relating  to 


safety  of  operation  and  equipment  (49  CFR 
Parts  390-398  and  amendments  thereto)  shall 
also  apply  to  all  private  motor  carriers  engaged 
in  the  transportation  of  hazardous  waste  and  ra- 
dioactive waste  in  interstate  and  intrastate  com- 
merce over  the  highways  of  the  State  of  North 
Carolina. 
(c)  The  rules  and  regulations  adopted  by  the 
U.S.  Department  of  Transportation  relating  to 
safety  of  operation  and  equipment  (49  CFR 
Parts  390-398  and  amendments  thereto)  shall 
apply  to  all  private  motor  carrier  vehicles  on  the 
highways  of  the  State  of  North  Carolina  used  in 
commerce  to  transport  passengers  or  cargo: 

(1)  if  such  vehicle  has  a  gross  vehicle  weight 
rating  of  ten  thousand  pouncs  or  more; 
or 

(2)  if  such  vehicle  is  used  in  the  transportation 
of  materials  found  to  be  hazardous  in  ac- 
cordance with  the  Hazardous  Materials 
Transportation  Act  as  amended  Title  49, 
Code  of  Federal  Regulations. 

49  CFR  Part  395.3(b)  shall  not  apply  to  any 
private  motor  carrier  engaged  in  a  seasonal  en- 
terprise whenever  any  current  7  or  8  consecutive 
days,  as  defined  by  Part  395.2  (c)  and  (d),  has 
been  preceded  by  any  24-hour  off-duty  period  as 
defined  by  Part  395.2(e)  and  the  driver  is  on  duty 
within  a  radius  of  100  air  miles  of  the  point  at 
which  he  reports  for  duty;  and  provided  the 
driver  has  not  been  on  duty  more  than  70  hours 
in  any  7  consecutive  days  or  more  than  80  hours 
in  any  8  consecutive  days.  49  CFR  Part  391.11 
(b)  (1),  (b)  (2),  and  (b)  (6)  shall  not  apply  to 
drivers  employed  by  private  motor  carriers  who 
hold  a  valid  North  Carolina  Driver's  License  as 
of  June  1,  1988,  or  until  such  time  that  Part  383 
(The  Commercial  Motor  Vehicle  Safety  Act  of 
1986)  shall  be  adopted  by  North  Carolina. 

History  Note:    Statutory  Authority  G.S.  20-384; 
Eff.  December  I,  1983; 
Amended  Eff.  June  I,  1988. 


NORTH  CAROLINA  REGISTER 


ISO 


NC AC  INDEX 


TITLE/MAJOR  DIVISIONS  OF  THE  NORTH  CAROITNA  ADMINISTRATIVE  CODE 
TITLE  DEPARTMENT 

1  Administration,  Department  of 

2  Agriculture,  Department  of 

3  Auditor,  Department  of  State 

4  Commerce,  Department  of 

5  Corrections,  Department  of 

6  Council  of  State 

7  Cultural  Resources,  Department  of 

8  Elections,  State  Board  of 

9  Governor,  Office  of  the 

10  Human  Resources,  Department  of 

1 1  Insurance,  Department  of 

12  Justice,  Department  of 

13  I^abor,  Department  of 

14A  Crime  Control  and  Public  Safety,  Department  of 

15  Natural  Resources  and  Community  Development,  Department  of 

16  Education,  Department  of 

17  Revenue,  Department  of 

18  Secretary  of  State,  Department  of 
19A                                 Transportation,  Department  of 
20                                      Treasurer,  Department  of  State 

♦21  Occupational  Licensing  Boards 

22  Administrative  Procedures 

23  Community  Colleges,  Department  of 

24  Housing  Finance  Agency 

25  State  Personnel,  Office  of 

26  Administrative  Hearings,  Office  of 

NOTE:      Title  21  contains  the  chapters  of  the  various  occupational  licensing  boards. 
CHAPTER  LICENSING  BOARDS 

2  Architecture.  Board  of 

4  Auctioneers,  Commission  for 

6  Barber  Examiners.  Board  of 

8  Certified  Public  Accountant  Examiners,  Board  of 

10  Chiropractic  Examiners,  Board  of 

12  Contractors,  Licensing  Board  for 

14  Cosmetic  Art  Examiners,  Board  of 

16  Dental  Examiners,  Board  of 

18  Llectrical  Contractors,  Board  of  Examiners  of 

20  Foresters,  Board  of  Registration  for 

21  Geologists,  Board  of 

22  Hearing  Aid  Dealers  and  Fitters  Board 
26  Landscape  Architects,  Licensing  Board  of 

28  Landscape  Contractors,  Registration  Board  of 

31  Martial  and  Family  Therapy  Certification  Board 

32  Medical  Examiners,  Board  of 

33  Midwifery  Joint  Committee 

34  Mortuary  Science,  Board  of 

36  Nursing,  Board  of 

37  Nursing  Home  Administrators,  Board  of 

38  Occupational  Therapists,  Board  of 
40  Opticians,  Board  of 

42  Optometry,  Board  of  Examiners  in 


ISl  NORTH  CAROLINA  REGISTER 


NC AC  INDEX 


44  Osteopathic  Examination  and  Registration,  Board  of 

46  Pharmacy,  Board  of 

48  Physical  Therapy,  Examining  Committee  of 

50  Plumbing  and  Heating  Contractors,  Board  of 

52  Podiatry  Examiners,  Board  of 

53  Practicing  Counselors,  Board  of 

54  Practicing  Psychologists,  Board  of 

56  Professional  Engineers  and  Land  Surveyors,  Board  of 

58  Real  Estate  Commission 

60  Refrigeration  Examiners,  Board  of 

62  Sanitarian  Examiners,  Board  of 

63  Social  Work,  Certification  Board  for 

64  Speech  and  Language  Pathologists  and 

Audiologists,  Board  of  Examiners  of 

66  Veterinary'  Medical  Board 


NOR TH  CAROLINA  REGIS TER  182 


CUMULA  TIVE  INDEX 


CUMULATIVE  INDEX 

(April  1988  -  March  1989) 


1988  -  1989 

Pages  Issue 

1-25 1  -  April 

26-108 2  -  April 

109     -      118 3-  May 

119     -      145 4-  May 

146-184 5  -June 


AO  -  Administrative  Order 

AG  -  Attorney  General's  Opinions 

C  -  Correction 

E  -  Errata 

EO  -  Executive  Order 

IDE  -  Einal  Decision  Letters 

ER  -  Einal  Rule 

GS  -  General  Statute 

.10  -  Judicial  Orders  or  Decision 

I  R  A  -  I  ist  of  Rules  Affected 

M  -  Miscellaneous 

NP  -  Notice  of  Petitions 

PR  -  Proposed  Rule 

SO  -  Statements  of  Organization 

TR  -  Temporary  Rule 


ADMINISTRATION 

Youth  Advocacy  and  Involvement  Office,  148  PR 

ADMINISTRATIVE  HEARINGS 

Hearings  Division.  76  PR 

COMMERCE 

Milk  Commission,  120  PR 

CRIME  CONTROL  AND  PUBLIC  SAFETY 

.Alcohol  Law  Enforcement,  47  PR 

ELECTIONS 

State  Board  of  Elections,  120  PR 

EXECUTIVE  ORDERS 

Executive  Orders     68-71,      1  EO 

72,119  EO 

73.  146  EO 

FINAL  DECISION  LETTERS 

Yotina  Riahts  Act,  5  EDL.  26  FDL 


183  NOR TH  CAROLINA  REGIS TER 


CUMULA  TIVE  INDEX 


HUMAN  RESOURCES 

Drug  Commission,  1 13  FR 

Health  Services,  7  PR 

Medical  Assistance,  7  PR,  30  PR,  109  PR,  121  PR 

Office  of  the  Secretary,  31  PR 

Social  Services  Commission,  27  PR 

INDEPENDENT  AGENCIES 

Housing  Finance,  21  PR,  134  PR 

INSURANCE 

Fire  and  Casualty,  32  PR 

Fire  and  Rescue  Services  Division,  122  PR,  149  PR 

LICENSING  BOARDS 

CPA,  73  PR 

Examiners  of  Flectrical  Contractors,  151  PR 

Hearing  Aid  Dealers,  77  FR 

LIST  OF  RULES  AFFECTED 

April  1,  1988,  102  ERA 
May  1,  1988,  137  LRA 

NATURAL  RESOURCES  AND  COMMUNITY  DEVELOPMENT 

Coastal  Management,  11  PR,  67  PR 

Community  Assistance,  69  PR 

Forest  Resources,  68  PR 

Marine  Fisheries,  62  PR 

Soil  and  Water  Conservation,  1 1 1  PR 

Wildlife  Resources,  1 1 1  PR 

REVENUE 

License  and  Excise  Tax,  1 13  FR 

SECRETARY  OF  STATE 

Securities  Division,  125  PR 

STATE  PERSONNEL 

State  Personnel  Commission,  135  PR 

STATE  TREASURER 

Local  Government  Commission,  18  PR 


TRANSPORTATION 

Division  of  Motor  Vehicles,  172  FR 


NOR  TH  CA  ROLINA  REGIS  TER  184 


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30.00 

1  -  6 

Revenue 

75.00 

7  -  11 

Revenue 

60.00 

1  -  7 

Secretary  of  State 

30.00 

1  -  6 

Transportation 

90.00 

1  -  9 

Treasurer 

45.00 

1  -  16 

Licensing  Boards 

75.00 

17  -  37 

Licensing  Boards 

75.00 

38  -  70 

Licensing  Boards 

1  -  2 

Administrative  Procedures 

75.00 

1  -  2 

Community  Colleges 

10.00 

1 

Housing  Einance 

10.00 

1 

State  Personnel 

60.00 

1  -4 

Administrative  Hearings 

10.00 

Total  

(Make  checks  payable  to  Office  of  Administrative  Hearings.) 
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Subscription  years  are  October  I  through  September  30. 


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RALEIGH,  NORTH  CAROLINA    27604 


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Office  of  Administrative  Hearing! 

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NC  27514